England – A Narrative History
By Peter N. Williams
http://www.britannia.com/history/narintrohist.html
If there can be such an entity as a brief history of England, I hope I am not being too presumptuous in attempting to provide one for the general reader. To compress thousands of years of history into a readable and I hope, entertaining few chapters is a daunting task indeed, but here at Britannia we hope to do just that. We can discover the ancient landscapes, historical monuments, Roman remains, medieval towns, Georgian squares and modern architectural wonders together in a blend of history and travel. In so doing, we can determine just what made the tiny country of England so powerful a force in world history, out of proportion to its size and population.
Naturally, our study will be concerned with the lives of the men and women who contributed to the history of their great nation, for good or for ill. We will look, at the growth of England's political institutions, its Kings, Queens and chief ministers, and its technical and scientific marvels that put Britain ahead of its contemporaries in so many areas and gave the world the industrial and agricultural revolutions that changed peoples' lives forever. We will also discuss the important battles that determined the fate of the English nation.
We will look at the great men of literature who wrote in a language that is now being understood and copied in almost every area of the world. And we mustn't forget those who fought against the establishment in so many different areas, those men (and women) whose revolutionary ideas helped change the face of government, brought down kings and parliaments, and introduced modern democracy. Then there were those who were responsible for advances in medicine, psychology, sanitation, road-building, military reform, shipbuilding -- the list seems endless. Perhaps we should begin our account right at the beginning, long before recorded history began.
Pre-Roman Britain
Though the scribes that
accompanied the Roman invaders of Britain gave us the first written history of
the land that came to be known as England, its history had already been writ
large in its ancient monuments and archeological findings. Present-day Britain
is riddled with evidence of its long past, of the past that the Roman writers
did not record, but which is etched in the landscape. Looking out on the green
and cultivated land, where it is not disfigured by the inevitable cities and
towns and villages of later civilizations -- those dark Satanic mills so loathed
by William Blake -- he can see what seem to be anomalies on the hillsides --
strange bumps and mounds; remains of terraced or plowed fields; irregular slopes
that bespeak ancient hill forts; strangely carved designs in the chalk; jagged
teeth of upstanding megaliths; stone circles of immense breadth and height and
ancient, mysterious wells and springs.
Man lived in what we now call the British Isles long before it broke away from the continent of Europe, long before the great seas covered the land bridge that is now known as the English Channel, that body of water that protected this island for so long, and that by its very nature, was to keep it out of the maelstrom that became medieval Europe. Thus England's peculiar character as an island nation came about through its very isolation. Early man came, settled, farmed and built. His remains tell us much about his lifestyle and his habits. Of course, the land was not then known as England, nor would it be until long after the Romans had departed.
We know of the island's early inhabitants from what they left behind on such sites as Clacton-on-Sea in Essex, and Swanscombe in Kent, gravel pits, the exploration of which opened up a whole new way of seeing our ancient ancestors dating back to the lower Paleolithic (early Stone Age). Here were deposited not only fine tools made of flint, including hand-axes, but also a fossilized skull of a young woman as well as bones of elephants, rhinoceroses, cave-bears, lions, horses, deer, giant oxen, wolves and hares. From the remains, we can assume that man lived at the same time as these animals which have long disappeared from the English landscape.
So we know that a thriving culture existed around 8,000 years ago in the misty, westward islands the Romans were to call Britannia, though some have suggested the occupation was only seasonal, due to the still-cold climate of the glacial period which was slowly coming to an end. As the climate improved, there seems to have been an increase in the number of people moving into Britain from the Continent. They were attracted by its forests, its wild game, abundant rivers and fertile southern plains. An added attraction was its relative isolation, giving protection against the fierce nomadic tribesmen that kept appearing out of the east, forever searching for new hunting grounds and perhaps, people to subjugate and enslave.
The Neolithic Age
The new age of settlement took place around 4,500 BC, in what we now term the
Neolithic Age. Though isolated farmhouses seem to be the norm, the remarkable
findings at Skara Brae and Rinyo in the Orkneys give evidence of settled,
village life. In both sites, local stone was used extensively to make interior
walls, beds, boxes, cupboards and hearths. Roofs seem to have been supported by
whale bone, more plentiful and more durable than timber. Much farther south, at
Carn Brea in Cornwall, another Neolithic village attests to a lifestyle similar
to that enjoyed at Skara Brae, except in the more fertile south, agriculture
played a much larger part in the lives of the villagers. Animal husbandry was
practiced at both sites.
Very early on, farming began to transform the landscape of Britain from virgin forest to ploughed fields. An excavated settlement at Windmill Hill, Wiltshire shows us that its early inhabitants kept cattle, sheep, pigs, goats and dogs. They also cultivated various kinds of wheat and barley, grew flax, gathered fruits and made pottery. They buried their dead in long barrows -- huge elongated mounds of earth raised over a temporary wooden structure in which several bodies were laid. These long barrows are found all over Southern England, where fertile soil allied to a flat, or gently rolling landscape greatly aided settlement.
To clear the forests, it is obvious that stone-axes of a sophisticated design were produced in great numbers. Many of these axes were obtained by trading with other groups or by mining high-quality flint. Both activities seem to have been wide-spread, as stone-axes appear in many areas away from the source of their manufacture. At Grimes Graves, in Norfolk (in the eastern half of Britain), great quantities of flint were mined by miners working deep hollowed-out shafts and galleries in the chalk.
At the same time the Windmill people practiced their way of life and other farming people were introducing decorated pottery and different shaped tools to Britain. The cultures may have combined to produce the striking Megalithic monuments, the burial chambers and the henges. The tombs consisted of passage graves, in which a long narrow passage leads to a burial chamber in the very middle of the mound; and gallery graves, in which the passage is wider, divided by stone partitions making stall-like compartments. Some of these tombs were built of massive blocks of stone standing upright as walls, with other huge blocks laid across horizontally to make a roof. They were then covered with earthen mounds which have in many cases, completely eroded. One of the most impressive of these tombs is New Grange in Ireland. They are the oldest manmade stone structures known, older than the great Pyramids of Egypt.
Sometime in the early to middle Neolithic period, groups of people began to build camps or enclosures in valley bottoms or on hilltops. Perhaps these were originally built to pen cattle and later used for defense, settlement or simply meeting places for trading. Perhaps they were built for religious purposes. Soon, these enclosures began to evolve into more elaborate sites that may have been used for religious ceremonies, perhaps even for studying the night stars so that sowing, planting and harvesting could be done at the most propitious times of the year. Whatever their purpose, we call these sites, most of which are circular or semi-circular in pattern, henges. They include banks and ditches; the most impressive, at Avebury, in Wiltshire, had a ditch 21 metres in width, and 9 metres deep in places.
Many of the timber posts that defined these henges have long disappeared, but many sites still contain circles of pits, central stones, cairns or burials and clearly defined stone or timber entrances. It was not too long before stone circles began to dot the landscape, spanning the period between the late Neolithic and the early Bronze Ages (c 3370 - 2679 BC). Outside these circles were erected the monoliths, huge single standing stones that may have been aligned on the rising or setting sun at midsummer or midwinter. Some of these, such as the groups of circles known as the Calva group in present day Scotland, were also used for burials and burial ceremonies. Henges seem to have been used for multiple purposes, justifying the enormous expenditure of time and energy to construct them.
The arrival of the so-called "Beaker people" named after the shape of their most characteristic pottery vessel, brought the first metal-users to the British Isles. Perhaps they used their beakers to store beer, for they grew barley and knew how to brew beer from it. At the time of their arrival in Britain, they seem to have mingled with another group of Europeans we call the "Battle-axe people," who had domesticated the horse, used wheeled carts and smelted and worked copper. They also buried their dead in single graves, often under round barrows. They also may have introduced a language into Britain derived from Indo-European.
Prehistoric Earthworks and the "Wessex
Culture"
The two groups seem to have blended together to produce the cult in
Southern England that we
call the 'Wessex Culture.' They were responsible for the enormous earthwork
called
Silbury Hill, the largest manmade mound in prehistoric
Europe.
Silbury is 39 metres high and was built as a series of circular platforms; their
purpose still unknown. Nearby is the largest henge of all, Avebury, consisting
of a vast circular ditch and bank, an outer ring of one hundred standing stones
and two smaller inner rings of stones. Outside the monument was a mile-long
avenue of standing stones.
Stonehenge, in the same general area as Silbury and Avebury, is perhaps the most famous, certainly the most visited and photographed of all the prehistoric monuments in Britain. We can only guess at the amount of labor involved in its construction, at the enormous complexity of the task which included transporting the inner blue-stones from the Preseli Hills in Wales and erecting of the great lintelled circle and horseshoe of large sarsen stones, shaped and dressed. The architectural sophistication of the monument bears witness to the tremendous technological advances being made at the time of the arrival of the Bronze Age.
Grave goods also attest to the sophistication of the Wessex culture: These include well-made stone battle axes, but also metal daggers with richly decorated hilts, precious ornaments of gold or amber, as well as gold cups, amulets, even a sceptre with a polished mace-head at one end. To make bronze, tin came from Cornwall; gold came from Wales, and products made from these metals were traded freely both within the British Isles and with peoples on the continent of Europe. Bronze was used to make cauldrons and bowls, shields and helmets, weapons of war, and farming tools. It was at this time that the Celtic peoples arrived in the islands we now call Britain.
The Celts
Before the arrival of the Celts in Britain, iron-working had begun in the
Hittite Empire, of Asia Minor. Those who practiced the trade kept it a closely
guarded secret, but shortly after 1200 BC, the Hittites were overthrown and
knowledge of the miracle metal began to leak out. In
Central Europe,
a culture known as "Urnfield" developed and prospered. It quickly adapted the
iron-working culture known as "Hallstatt," after a site in
Austria.
One of the most significant elements in the new culture was the system of burial. Important people were buried along with their most precious possessions in timber built chambers under earthen barrows. The Hallstatt people were highly-skilled craftsmen, who used iron, bronze and gold, and produced fine burnished pottery. At some time they reached the British Isles and their culture began to infiltrate those foggy, wet, but mineral-rich islands off the Continent.
From their contact with Mediterraneans, the Hallstatt people had advanced their technology and culture developing into what is called "La Tene" after a site in Switzerland. The La Tene style, with its production of beautiful, handsomely-made and decorated articles, came into existence around the middle of the fifth century BC. It was produced by the Celts, the first people in the islands of Britain whose culture and language survive in many forms today.
Of the Celtic peoples, Hermann Noelle wrote:
The Celtic culture as a whole, developing very early on about 1000 BC, and reaching its finest expression around 500 BC, is a fundamental part of Europe's past. This is not to underrate the subsequent influence of the Latin and Germanic peoples on this part of Europe. But the Celtic foundation was already present. Thus, European culture is inconceivable without the Celtic contribution. Even when the presence of the Celts in their original territory is no longer obvious, we must acknowledge the fact: they are at the root of the Western European peoples who have made history. (Die Kelten und Ihre Stadt Manching, cited in Cunliffe, 214)
The arrival of people into the British Isles from the Continent probably took place in small successive waves. The Greeks called these people Keltoi, the Romans Celtai. In present-day Yorkshire, "the Arras Culture" with its La Tene chariot burials attests to the presence of a wealthy and flourishing Celtic society in Northeast Britain. In the southwest, cross-Channel influence is seen. Here, a culture developed that was probably highly involved in the mining and trading of tin; it is characterized by a certain type of hill fort that is also found in Britanny.
Keltoi La Tene burials Britanny Hill
forts British Isles
Hill Forts from the Iron-Age, the age of the Celts, are found everywhere in the
British Isles. Spectacular relics from prehistoric times, hill forts had as many
purposes as sites. They varied from shelters for people and livestock in times
of danger, purely local settlements of important leaders and their families, to
small townships and administrative centers. Long practiced in the art of
warfare, the people of these isolated settlements were responsible for some of
the finest known artistic achievements. In addition to their beautifully wrought
and highly decorated shields, daggers, spears, helmets and sword, they also
produced superb mirrors, toilet articles, drinking vessels and personal jewelry
of exquisite form and decoration.
The Celts in Britain used a language derived from a branch of Celtic known as either Brythonic, which gave rise to Welsh, Cornish and Breton; or Goidelic, giving rise to Irish, Scots Gaelic and Manx. Along with their languages, the Celts brought their religion to Britain, particularly that of the Druids, the guardians of traditions and learning. The Druids glorified the pursuits of war, feasting and horsemanship. They controlled the calender and the planting of crops and presided over the religious festivals and rituals that honored local deities.
Many of Britain's Celts came from Gaul, driven from their homelands by the Roman armies and Germanic tribes. These were the Belgae, who arrived in great numbers and settled in the southeast around 75 BC. They brought with them a sophisticated plough that revolutionized agriculture in the rich, heavy soils of their new lands. Their society was well-organized in urban settlements, the capitals of the tribal chiefs. Their crafts were highly developed; bronze urns, bowls and torques illustrate their metalworking skills. They also introduced coinage to Britain and conducted a lively export trade with Rome and Gaul, including corn, livestock, metals and slaves.
Of the Celtic lands on the mainland of Britain, Wales and Scotland have received extensive coverage in the pages of Britannia. The largest non-Celtic area, at least linguistically, is now known as England, and it is here that the Roman influence is most strongly felt. It was here that the armies of Rome came to stay, to farm, to mine, to build roads, small cities, and to prosper, but mostly to govern.
Changes in
Empire and at Home
The first Roman invasion of the lands we now
call the British Isles took place in 55 B.C. under war leader Julius Caesar, who
returned one year later, but these probings did not lead to any significant or
permanent occupation. He had some interesting, if biased comments concerning the
natives: "All the Britons," he wrote, "paint themselves with woad, which gives
their skin a bluish color and makes them look very dreadful in battle." It was
not until a hundred years later that permanent settlement of the grain-rich
eastern territories began in earnest.
In the year 43.A.D.an expedition was ordered against Britain by the Emperor Claudius, who showed he meant business by sending his general, Aulus Plautius, and an army of 40,000 men. Only three months after Plautius's troops landed on Britain's shores, the Emperor Claudius felt it was safe enough to visit his new province. Establishing their bases in what is now Kent, through a series of battles involving greater discipline, a great element of luck, and general lack of co-ordination between the leaders of the various Celtic tribes, the Romans subdued much of Britain in the short space of forty years. They were to remain for nearly 400 years. The great number of prosperous villas that have been excavated in the southeast and southwest testify to the rapidity by which Britain became Romanized, for they functioned as centers of a settled, peaceful and urban life.
The highlands and moorlands of the northern and western regions, present-day Scotland and Wales, were not as easily settled, nor did the Romans particularly wish to settle in these agriculturally poorer, harsh landscapes. They remained the frontier -- areas where military garrisons were strategically placed to guard the extremities of the Empire. The stubborn resistance of tribes in Wales meant that two out of three Roman legions in Britain were stationed on its borders, at Chester and Caerwent.
Major defensive works further north attest to the fierceness of the Pictish and Celtic tribes, Hadrian's Wall in particular reminds us of the need for a peaceful and stable frontier. Built when Hadrian had abandoned his plan of world conquest, settling for a permanent frontier to "divide Rome from the barbarians," the seventy-two mile long wall connecting the Tyne to the Solway was built and rebuilt, garrisoned and re-garrisoned many times, strengthened by stone-built forts as one mile intervals.
For Imperial Rome, the island of Britain was a western breadbasket. Caesar had taken armies there to punish those who were aiding the Gauls on the Continent in their fight to stay free of Roman influence. Claudius invaded to give himself prestige, and his subjugation of eleven British tribes gave him a splendid triumph. Vespasian was a legion commander in Britain before he became Emperor, but it was Agricola who gave us most notice of the heroic struggle of the native Britons through his biographer Tacitus. From him, we get the unforgettable picture of the druids, "ranged in order, with their hands uplifted, invoking the gods and pouring forth horrible imprecations." Agricola also won the decisive victory of Mons Graupius in present-day Scotland in 84 A.D. over Calgacus "the swordsman," that carried Roman arms farther west and north than they had ever before ventured. They called their newly-conquered northern territory Caledonia.
When Rome had to withdraw one of its legions from Britain, the thirty-seven mile long Antonine Wall, connecting the Firths of Forth and Clyde, served temporarily as the northern frontier, beyond which lay Caledonia.. The Caledonians, however were not easily contained; they were quick to master the arts of guerilla warfare against the scattered, home-sick Roman legionaries, including those under their ageing commander Severus. The Romans abandoned the Antonine Wall, withdrawing south of the better-built, more easily defended barrier of Hadrian, but by the end of the fourth century, the last remaining outposts in Caledonia were abandoned.
Further south, however, in what is now England, Roman life prospered. Essentially urban, it was able to integrate the native tribes into a town-based governmental system. Agricola succeeded greatly in his aims to accustom the Britons "to a life of peace and quiet by the provision of amenities. He consequently gave private encouragement and official assistance to the building of temples, public squares and good houses." Many of these were built in former military garrisons that became the coloniae , the Roman chartered towns such as Colchester, Gloucester, Lincoln, and York (where Constantine was declared Emperor by his troops in 306 A.D.). Other towns, called municipia , included such foundations as St. Albans (Verulamium).
Chartered towns were governed to a large extent on that of Rome. They were ruled by an ordo of 100 councillors (decurion ). who had to be local residents and own a certain amount of property. The ordo was run by two magistrates, rotated annually; they were responsible for collecting taxes, administering justice and undertaking public works. Outside the chartered town, the inhabitants were referred to as peregrini , or non-citizens. they were organized into local government areas known as civitates , largely based on pre-existing chiefdom boundaries. Canterbury and Chelmsford were two of the civitas capitals.
In the countryside, away from the towns, with their metalled, properly drained streets, their forums and other public buildings, bath houses, shops and amphitheatres, were the great villas, such as are found at Bignor, Chedworth and Lullingstone. Many of these seem to have been occupied by native Britons who had acquired land and who had adopted Roman culture and customs.. Developing out of the native and relatively crude farmsteads, the villas gradually added features such as stone walls, multiple rooms, hypocausts (heating systems), mosaics and bath houses..The third and fourth centuries saw a golden age of villa building that further increased their numbers of rooms and added a central courtyard. The elaborate surviving mosaics found in some of these villas show a detailed construction and intensity of labor that only the rich could have afforded; their wealth came from the highly lucrative export of grain.
Roman society in Britain was highly classified. At the top were those people associated with the legions, the provincial administration, the government of towns and the wealthy traders and commercial classes who enjoyed legal privileges not generally accorded to the majority of the population. In 2l2 AD, the Emperor Caracalla extended citizenship to all free-born inhabitants of the empire, but social and legal distinctions remained rigidly set between the upper rank of citizens known as honestiores and the masses, known as humiliores. At the lowest end of the scale were the slaves, many of whom were able to gain their freedom, and many of whom might occupy important govermental posts. Women were also rigidly circumscribed, not being allowed to hold any public office, and having severely limited property rights.
One of the greatest achievements of the Roman Empire was its system of roads, in Britain no less than elsewhere. When the legions arrived in a country with virtually no roads at all, as Britain was in the first century A.D., their first task was to build a system to link not only their military headquarters but also their isolated forts. Vital for trade, the roads were also of paramount important in the speedy movement of troops, munitions and supplies from one strategic center to another. They also allowed the movement of agricultural products from farm to market. London was the chief administrative centre, and from it, roads spread out to all parts of the province. They included Ermine Street, to Lincoln; Watling Street, to Wroxeter and then to Chester, all the way in the northwest on the Welsh frontier; and the Fosse Way, from Exeter to Lincoln, the first frontier of the province of Britain.
The Romans built their roads carefully and they built them well. They followed proper surveying, they took account of contours in the land, avoided wherever possible the fen, bog and marsh so typical in much of the land, and stayed clear of the impenetrable forests. They also utilized bridges, an innovation that the Romans introduced to Britain in place of the hazardous fords at many river crossings. An advantage of good roads was that communications with all parts of the country could be effected. They carried the cursus publicus, or imperial post. A road book used by messengers that lists all the main routes in Britain, the principal towns and forts they pass through, and the distances between them has survived: the Antonine Itinerary.. In addition, the same information, in map form, is found in the Peutinger Table. It tells us that mansiones were places at various intervals along the road to change horses and take lodgings.
The Roman armies did not have it all their own way in their battles with the native tribesmen, some of whom, in their inter-tribal squabbles, saw them as deliverers, not conquerors. Heroic and often prolonged resistance came from such leaders as Caratacus of the Ordovices, betrayed to the Romans by the Queen of the Brigantes. And there was Queen Boudicca (Boadicea) of the Iceni, whose revolt nearly succeeded in driving the Romans out of Britain. Her people, incensed by their brutal treatment at the hands of Roman officials, burned Colchester, London, and St. Albans, destroying many armies ranged against them. It took a determined effort and thousands of fresh troops sent from Italy to reinforce governor Suetonius Paulinus in A..D. 6l to defeat the British Queen, who took poison rather than submit.
Apart from the villas and fortified settlements, the great mass of the British people did not seem to have become Romanized. The influence of Roman thought survived in Britain only through the Church. Christianity had thoroughly replaced the old Celtic gods by the close of the 4th Century, as the history of Pelagius and St. Patrick testify, but Romanization was not successful in other areas. For example, the Latin tongue did not replace Brittonic as the language of the general population. Today's visitors to Wales, however, cannot fail to notice some of the Latin words that were borrowed into the British language, such as pysg (fish), braich (arm), caer (fort), foss (ditch), pont (bridge), eglwys (church), llyfr (book), ysgrif (writing), ffenestr (window), pared (wall or partition), and ystafell (room).
The disintegration of Roman Britain began with the revolt of Magnus Maximus in A.D. 383. After living in Britain as military commander for twelve years, he had been hailed as Emperor by his troops. He began his campaigns to dethrone Gratian as Emperor in the West, taking a large part of the Roman garrison in Britain with him to the Continent, and though he succeeded Gratian, he himself was killed by the Emperor Thedosius in 388. Some Welsh historians, and modern political figures, see Magnus Maximus as the father of the Welsh nation, for he opened the way for independent political organizations to develop among the Welsh people by his acknowledgement of the role of the leaders of the Britons in 383 (before departing on his military mission to the Continent) The enigmatic figure has remained a hero to the Welsh as Macsen Wledig, celebrated in poetry and song.
The Roman legions began to withdraw from Britain at the end of the fourth century. Those who stayed behind were to become the Romanized Britons who organized local defences against the onslaught of the Saxon hordes. The famous letter of A.D.410 from the Emperor Honorius told the cities of Britain to look to their own defences from that time on. As part of the east coast defences, a command had been established under the Count of the Saxon Shore, and a fleet had been organized to control the Channel and the North Sea. All this showed a tremendous effort to hold the outlying province of Britain, but eventually, it was decided to abandon the whole project. In any case, the communication from Honorius was a little late: the Saxon influence had already begun in earnest.
The Dark
Ages
From the time that the Romans more or less
abandoned Britain, to the arrival of Augustine at Kent to convert the Saxons,
the period has been known as the Dark Ages. Written evidence concerning the
period is scanty, but we do know that the most significant events were the
gradual division of Britain into a Brythonic west, a Teutonic east and a Gaelic
north; the formation of the Welsh, English and Scottish nations; and the
conversion of much of the west to Christianity.
By 4l0, Britain had become self-governing in three parts, the North (which already included people of mixed British and Angle stock); the West (including Britons, Irish, and Angles); and the South East (mainly Angles). With the departure of the Roman legions, the old enemies began their onslaughts upon the native Britons once more. The Picts and Scots to the north and west (the Scots coming in from Ireland had not yet made their homes in what was to become later known as Scotland), and the Saxons, Angles, and Jutes to the south and east.
The two centuries that followed the collapse of Roman Britain happen to be among the worst recorded times in British history, certainly the most obscure. Three main sources for our knowledge of the Anglo-Saxon permeation of Britain come from the 6th century monk Gildas, the 8th century historian Bede, and the 9th century historian Nennius. From them, and from archeological evidence, it seems that the Anglo-Saxon domination of Britain took place in two distinct phases. I have hesitated to use Bede's term of "Conquest" for sound reasons.
One analogous situation with events in Britain as recorded by its English historians can be found by looking at the history of Israel. Recent archeological discoveries in the troubled land have cast into doubt the veracity of the Biblical accounts of the conquest of Canaan. Let's face it, history is written by the victors anxious to boast of their triumphs, to magnify their successes, and to denigrate the enemy. The Israelite bards and scribes certainly telescoped the events of the gradual subjugation of the Canaanite kingdoms, transforming what modern archaeologists have recognized as a gradual recrystallization of settled life into a great literary epic of conquest.
Referring to Israel, but in general terms, Neil Silberman wrote: "Archeology's real contribution has been, and will continue to be, the recognition that our biblical heritage is drawn from a complex mosaic of cultures, ideologies, and economies, and that some of our most profound spiritual and cultural traditions were forged in the vibrant diversity of the ancient Near Eastern world." As far as British history is concerned, we find English historians, especially Bede, doing the same thing as the biblical scribes. No matter how reliable an historian, Bede's bitter prejudice against the native Britons was honed by his religious beliefs and his praise of the English peoples' successes in colonizing the island of Britain.
Bede (672-735) spent his life at Jarrow, in Northumbria. In many ways a trustworthy historian, he was also a theologian. Acting as a bard of his own tribe in Northumbria, hIs intense hostility made him a partisan witness when he wrote of the British people, for they had retained a form of Roman Christianity which was anathema to him. He called members of the Celtic Church "barbarians," " a rustic, perfidious race," and is thus regarded by many modern historians (but especially Welsh writers) as a "fancy monger" especially for his account of the year of 708 that has been slavishly followed by countless generations of English historians throughout the centuries with nary a question. Nor do Nennius and Geoffrey of Monmouth escape censure, certainly not the writers of the English Chronicle., all of whom subscribe to the notion that the British people were driven out of their homelands into Wales and Cornwall as a result of a catastrophic event known as "the Anglo-Saxon conquest."
The heritage of the British people cannot simply be called Anglo-Saxon; it is based on such a mixture as took place in the Holy Land, that complex mosaic of cultures, ideologies and economies. The Celts were not driven out of what came to be known as England. More than one modern historian has pointed out that such an extraordinary success as an Anglo-Saxon conquest of Britain "by bands of bold adventurers" could hardly have passed without notice by the historians of the Roman Empire, yet only Prosper Tyro and Procopius notice this great event, and only in terms that are not always consistent with the received accounts.
In the Gallic Chronicle of 452, Tyro had written that the Britons in 443 were reduced "in dicionen Saxonum" (under the jurisdiction of the English). He used the Roman term Saxons for all the English-speaking peoples resident in Britain: it comes from the Welsh appellation Saeson ). The Roman historians had been using the term to describe all the continental folk who had been directing their activities towards the eastern and southern coasts of Britain from as early as the 3rd Century. By the mid 6th Century, these peoples were calling themselves Angles and Frisians , and not Saxons.
In the account given by Procopius in the middle of the 6th Century (the Gothic War, Book 1V, cap 20), he writes of the island of Britain being possessed by three very populous nations: the Angili, the Frisians, and the Britons.. "And so numerous are these nations that every year, great numbers . . . migrate thence to the Franks . . ." There is no suggestion here that these peoples existed in a state of warfare or enmity, nor that the British people had been vanquished or made to flee westwards. We have to assume, therefore, that the Gallic Chronicle of 452 refers only to a small part of Britain, and that it does not signify conquest by the Saxons. According to a recent study, the Institute of Molecular Biology, Oxford (reported in Realm, March/April, 1999) has established a common DNA going back to the end of the last Ice Age which is shared by 99 percent from a sample of 6,000 British people, confirming that successive invasions of Saxons, Angles and Jutes (and Danes and Normans) did little to change that make-up.
Thus we have to agree with Professors John Davies and A.W. Wade-Evans that the Saxons did not sweep away the entire population of the areas they overran. The myth was especially promulgated by 19th century historians in their attempts to stress the essential teutonic nature of the English people, and their attempts to disassociate what they considered to be the politically mature, emotionally stable, enlightened English from their unreliable, untrustworthy Welsh, Scottish and Irish neighbors who apparently shared none of the former's redeeming characteristics.
It was not only Bede of course, who contributed to the confusion concerning the momentous events of the years 400 to 600, for the most influential document written during the period was that of the monk Gildas written about 540: De Excidio Britanniae (Concerning the Fall of Britain). Here, in some 25, 000 words, Gildas gives us a sermon that pours scorn on his contemporaries, the kings of Britain. He tells us that the coming of the Saxons was an act of God to punish the native Britons for their sins. As we discover from reading Gildas, there is a great lack of reliable written evidence from the period, and we have to turn to literature to inform ourselves of its important events, literature written before Bede's prejudiced history. Much of this literature was produced in what is now Scotland.
The Britons of the North produced two great poets Taliesin and Aneirin, both of whom lived in the area now known as Strathclyde in Scotland, but whose language is recognizable as Old Welsh Their poems are part of the heroic tradition that praise the warrior king and his brave followers in their constant battles against the Germanic invaders.. They also celebrate honor in defeat. Taliesin's poetry praises the ideal ruler who protects his people by bravery and ferocity in battle but who is mangnanimous and generous in peace. Aneirin is best remembered for Y Gododdin, commemorating the feats of a small band of warriors who fought the Angles at Catraeth and who were willing to die for their overlord. the poem is the first to mention Arthur, described as a paragon of virtue and bravery. In the Annales Cambriae, drawn up at St.David's in Wales around 960, Arthur is recorded as having been victorious at the Battle of Badon in 5l6 against the Saxons.
Another collection of stories collected around 830 that relate the events of the age is the Historia Brittonum (History of the Britons) ascribed to Nennius. Arthur is also mentioned, as is Brutus, described as the ancestor of the Welsh. Perhaps the most authentic of the early Arthurian references is the entry for 537 in the Annales that briefly refers to the Battle of Camlan in which Arthur and Medrawd were killed. Prose accounts of the enigmatic British leader are entirely tales of fancy. It was not until the highly imaginative works of Geoffrey of Monmouth (1090-1155) that the Arthurian romances provided the basis for a whole new and impressive tradition of European literature.
It is the coming of Christianity, however, that overshadows the literary achievements of the age. In most of lowland Britain, Latin had become the language of administration and education, especially since Celtic writing was virtually unknown. Latin was also the language of the Church in Rome. The old Celtic gods had given way to the new ones such as Mithras introduced by the Roman mercenaries; they were again replaced when missionaries from Gaul introduced Christianity to the islands. By 3l4, an organized Christian Church seems to have been established in most of Britain, for in that year British bishops were summoned to the Council of Arles. By the end of the fourth century, a diocesan structure had been set up, many districts having come under the pastoral care of a bishop.
In the meantime, however, missionaries of the Gospel had been active in the south and east of the land that later became known as Scotland (It was not until the late tenth Century that the name Scotia ceased to be applied to Ireland and become transferred to southwestern Scotland) The first of these was Ninian who probably built his first church (Candida Casa: White House ) at Whithorn in Galloway, ministering from there as a traveling bishop and being buried there after his death in 397 A.D. For many centuries his tomb remained a place of pilgrimage, including visits from kings and queens of Scotland.
It was during the time of the Saxon invasions, in that relatively unscathed western peninsular that later took the name Wales, that the first monasteries were established (the words Wales and Welsh were used by the Germanic invaders to refer to Romanized Britons). They spread rapidly to Ireland from where missionaries returned to those parts of Britain that were not under the Roman Bishops' jurisdiction, mainly the Northwest.. Though preceded by St Oran, who established churches in Iona, Mull and Tiree, Columba was the most important of these missionaries, later becoming a popular saint in the history of the Christian Church, but even he built the nave of his first monastery facing west and not east. For his efforts at reforming the Church, he was excommunicated by Rome. His banishment from Ireland became Scotland's gain.
The island of Iona is just off the western coast of Argyll, in present-day Scotland. It is been called the Isle of Dreams or Isle of Druids. It was here that Columba (Columcille '"Dove of the Church" ) with his small band of Irish monks landed in 563 A.D. to spread the faith, and it was here that the missionary saint inaugurated Aidan as king of the new territory of Dalriata (previously settled by men from Columba's own Ulster). Iona was quickly to become the ecclesiastical head of the Celtic Church in the whole of Britain as well as a major political center. After the monastic settlement at Iona gave sanctuary to the exiled Oswald early in the seventh century, the king invited the monks to come to his restored kingdom of Northumbria. It was thus that Aidan, with his twelve disciples, came to Lindisfarne, destined with Iona to become one of the great cultural centers of the early Christian world.
In 574, Columba is believed to have returned to Ireland to plead the cause of the bards, about to be expelled as trouble-makers. According to legend, he sensibly argued that their expulsion would deprive the country of an irreplaceable wealth of folklore and antiquity. He also refused to chop down the ancient, sacred oak trees that symbolized the old druidic religion. Although the bards were allowed to remain, they were forced to give up their special privileges as priests of the old religion ( Some modern writers, such as Robert Graves have seen the old traditions underlying much Celtic literature throughout the long. long years since the 6th century).
In this period, the 5th and 6th Centuries, numerous Celtic saints were adopted by the rapidly expanding Church. At the Synod of Whitby in 664, however, the Celtic Church, with its own ideas about the consecration of its Bishops, tonsure of its monks, dates for the celebration of Easter and other differences with Rome, was more or less forced by majority opinion of the British bishops to accept the rule of St.Peter, introduced by Augustine, rather than of St.Columba. From this date on, we can no longer speak of a Celtic Church as distinct from that of Rome. By the end of the seventh century we can also begin to speak of an Anglo-Saxon political entity in the island of Britain, and the formation and growth of various English kingdoms.
Commonly ascribed to the monk Gildas, the "De Excidio Britanniae" (the loss of Britain), was written about 540. As previously mentioned, it is not a good history, for it is most mere polemic. Closely followed by Bede, the account is the first to narrate what has traditionally been regarded as the story of the coming of the Saxons to Britain. Their success, regarded by Gildas as God's vengeance against the Britons for their sins, was a theme repeated by Bede isolated in his monastery in the north. We note, however, that Gildas made the statement that, in his own day, the Saxons were not warring against the Britons. We can be certain that the greater part of the pre-English inhabitants of England survived, and that a great proportion of present-day England is made up of their descendants.
To answer the question how did the small number of invaders come to master the larger part of Britain? John Davies gives us part of the answer: the regions seized by the newcomers were mainly those that had been most thoroughly Romanized, regions where traditions of political and military self-help were at their weakest. Those who chafed at the administration of Rome could only have welcomed the arrival of the English in such areas as Kent and Sussex, in the southeast.
Another compelling reason cited by Davies is the emergence in Britain of the great plague of the sixth century from Egypt that was particularly devastating to the Britons who had been in close contact with peoples of the Mediterranean. Be that as it may, the emergence of England as a nation did not begin as a result of a quick, decisive victory over the native Britons, but a result of hundreds of years of settlement and growth, more settlement and growth, sometimes peaceful, sometimes not. If it is pointed out that the native Celts were constantly warring among themselves, it should also be noted that so were the tribes we now collectively term the English, for different kingdoms developed in England that constantly sought domination through conquest. Even Bede could pick out half a dozen rulers able to impose some kind of authority upon their contemporaries.
So we see the rise and fall of successive English kingdoms during the seventh and eighth centuries: Kent, Northumbria, Mercia, and Wessex. Before looking at political developments, however, it is important to notice the religious conversion of the people we commonly call Anglo-Saxons. It began in the late sixth century and created an institution that not only transcended political boundaries, but created a new concept of unity among the various tribal regions that overrode individual loyalties.
In 597, St. Augustine was sent to convert the pagan English by Pope Gregory, who was anxious to spread the Gospel, and enhance papal prestige by reclaiming former territories of Rome. Augustine received a favorable reception in the kingdom of Ethelbert, who had married Bertha, daughter of the Merovingian King and a practicing Christian. Again, it is to Bede that we owe the story of the conversion of England to the new faith (the older Roman Christian Church remained in parts of Britain, notably Wales and Scotland as the Celtic Church). Augustine's success in converting a large number of people led to his consecration as bishop by the end of the year.
Pope Gregory had drawn up a detailed plan for the administration of the Church in England. There were to be two archbishops, London and York (each to have 12 bishops). As the city of London was not under the control of Ethelbert, however, a new See was chosen at Canterbury, in Kent. It was there that Augustine, promoted to archbishop, laid down the beginnings of the ecclesiastical organization of the Church in Britain. It was Gregory's guiding hand, however, that influenced all Augustine's decisions; both Pope and Bishop seemed to know little of the Celtic Church, and made no accommodations with it.
The establishment of the Church
at York was not possible until 625; the immense task of converting and then
organizing the converted was mostly beyond the limited powers of Augustine,
well-trained in monastic rule, but little trained in law and administration.
Edwin of Northumbria's wife chose Paulinus as Bishop and the See of York was
established, though later attacks from Penda of Mercia meant that only a limited
kind of Christian worship took place in the North until around the middle of the
eighth century.
In 668 when a vacancy arose at Canterbury, the monk Theodore of Tarsus was
appointed as archbishop. His background as a Greek scholar meant that he had to
take new vows and be ordained in custom with the Church in the West. He then
attacked his work with vigor. Assisted by another Greek scholar Hadrian, he set
up the basis of diocesan organization throughout England and carried out the
decisions made at Whitby.
When Theodore arrived at Canterbury, there was one bishop south of the River Humber and two in the North: Cedda, a Celtic bishop and Wilfred of Ripon, who had argued successfully for the adoption of the Roman Church at Whitby. Theodore consecrated new bishops at Dulwich, Winchester and Rochester, and set up the Sees of Worcester, Hereford, Oxford and Leicester. Wilfred of Ripon reigned supreme in Northumbria as the exponent of ecclesiastical authority, but when he quarreled with King Ecgfrith, he was sent into exile. Theodore seized his opportunity to break up the North into smaller and more controllable dioceses. Over the next twenty years bishoprics were established at York, Hexham, Ripon and Lindsey. Theodore also re-established the system of ecclesiastical synods that disregarded political boundaries.
One of Theodore's great accomplishments was to create the machinery through which the wealth of the Celtic Church was transferred to the Anglo-Saxon Church. This wealth was particularly responsible for the late seventh century flowering of culture in Northumbria, which benefitted from both Celtic and Roman influences. In that northern outpost of the Catholic Church, a tradition of scholarship began that was to have a profound influence on the literature of Western Europe. It constituted a remarkable outbreak with equally remarkable consequences.
It all began with a Northumbrian nobleman, associated with monastic life, Benedict Biscop, who founded two monasteries, Wearmouth (674) and Jarrow (681). Both were to play important parts in this cultural phenomenon. Biscop made six journeys to Rome, acquiring many valuable manuscripts and beginning what can be termed a golden age in Northumbria. Its greatest scholar was Bede.
Known to posterity as "the Venerable Bede," the monk lived from 673-735. He entered Jarrow at the age of seven. Never traveling further than York, he became the most learned scholar of his time. Working in the library with the manuscripts acquired by Benedict Biscop, he added greatly to its store of knowledge through his voluminous correspondence. His contemporary reputation rested on his biblical writings and commentaries on the Scriptures as well as his chronological works that established a firm system of calculating the date of Easter. Bede's greatest work was his Ecclesiastical History of the English Nation.
Bede's audience was a newly-forged nation; the English were anxious to hear of their past accomplishments and of the lives of their great people; Bede provided them with both. His history shows the stages by which the Anglo-Saxon people became Christian. He sifted his evidence carefully, preserving oral traditions where they complemented his written material, and he often indicated his sources. Abounding in anecdotes, guides for memory, his concept of history set a new standard for future writers, though as noted earlier, his prejudices against the Britons (Welsh) mar his work.
Before leaving the Anglo-Saxon religious scene, we must mention the enormous influence the English Church had on the continent. Rulers such as Charles Martel and Pepin III were pursuing aggressive policies against the Germanic tribes, and missionaries from the highly advanced English Church were extensively recruited. Wilfred of Ripon found a new calling after his expulsion from Northumbria, and he and others such as Willibrod carried out their conversions with approval from Rome. The greatest of the missionaries was Boniface, who established many German Sees from his archbishopric at Mainz. From York came Alcuin, one of the period's greatest scholars. All in all, we can say that the Anglo-Saxon Church provided an important impetus for the civilizing of much of the Continent. In particular, it provided the agent for the fusing of Celtic and Roman ideas, and its work in Europe produced events that had repercussions of profound importance.
In the meantime, events were rapidly changing the political face of Anglo-Saxon England. There were separate kingdoms in England, settled by Angles, Saxons and Jutes whose areas, bit by bit, extended into the Celtic regions: Northumbria in the north; Mercia westwards to the River Severn and Wessex into Devon and Cornwall. In the southeast, the kingdoms of Sussex and Kent had achieved early prominence.
Hengist and Horsa had arrived in Kent with a small fleet of ships in around 446 AD to aid the Britons in the defense of their lands. They had been invited by British chief Vortigern to fight the northern barbarians in return for pay and supplies, but more importantly, for land. The Anglo-Saxon Chronicle dates Hengist's assumption of the kingdom of Kent to 455 AD; and though it also records the flight of the Britons from that kingdom to London, it probably refers to an army, not a people. The invaders, who were Jutes, named the capital of their new kingdom Canterbury, the borough of the people of the Cantii. Only nine years after their arrival, they were in revolt against Vortigern, who awarded them the whole kingdom of the Cantii with Hengist as king to be succeeded by his son Oisc.
Thus the first Anglo-Saxon kingdom in Britain was an Anglo-Celtic kingdom, peopled by Anglo-Celts. The dynasty founded there by Hengist lasted for three centuries. However, with the death of joint kings Aethelbert and Eadberht, it was time for other kingdoms to rise to prominence. Only thirty years after the arrival of Hengist to Britain, another chieftain named Aelle came to settle. The leader of the South Saxons; Aella ruled the kingdom that became Sussex. Other kingdoms were those of the East Saxons (Essex); the Middle Saxons (Middlesex), and the West Saxons, (Wessex) destined to become the most powerful of all and one that eventually brought together all the diverse people of England (named for the Angles) into one single nation.
When Bede was writing his History, he was residing in what had been for over a century the most powerful kingdom in England, for rulers such as Edwin, Oswald and Oswy had made Northumbria politically stable as well as Christian. Edwin, the first Christian king of Northumbria, was defeated by Cadwallon, the only British King to overthrow a Saxon dynasty, who had allied himself to Penda of Mercia, the Middle Kingdom. Oswald restored the Saxon monarchy in 633, and during his reign, missionaries under Aidan completed the conversion of Northumbria (an account of the early Christian Church in the North can be found in my "Brief History of Scotland," Chap. 2).
It was during the reign of Oswy (645-70) that Northumbria began to show signs of order. The growth of institutions guaranteed permanency, so that the continuation of royal government did not depend upon the outcome of a single battle or the death of a king. He also defeated pagan king Penda and brought Mercia under his control, opening up the whole middle kingdom to Celtic missionaries. Then, in 663 under his chairmanship, the great Synod of Whitby took place, at which the Roman Church was accepted as the official branch of the faith in England. It was Oswy's forceful backing that secured the decision for Rome.
Northumbria's dominance began to wane at the beginning of the eighth century. It was hastened by the defeat and death of Ecgfrid in 685. The kingdom had been threatened by the growing power of Mercia, whose king Penda had led the fiercest resistance to the imposition of Christianity. After Penda's defeat, his successor Wulfhere turned south to concentrate his efforts on fighting against Wessex where strong rulers prevented any Mercian domination. However, the situation began to change in the early eighth century with the accession of two strong rulers, Aethelbold and Offa.
Aethelbold (726-57) called himself "King of Britain." Bede tells us that "all these provinces [in the South of England] with their kings, are in subjection to Aethelbald, king of Mercia, even to Humber." Whatever his claims to sovereignty, however, it was his successor Offa (757-96) who could call himself "king of all the English," for though Wessex was growing powerful within itself, Offa seems to have been the senior partner and overlord of Southern Britain. His many letters to Charles the Great (Charlemagne) show that the Mercian king regarded himself as an equal to the Carolingian ruler (his son Ecfrith was the very first king in England to have an official coronation). Offa's correspondence with the Pope also shows roughly the same attitude. It was Offa who inaugurated what later became known as Peter's Pence (those financial contributions that became a bane to later rulers who wished to have more control over their finances and sources of revenue).
Both Aethelbold and Offa insisted on being called by their royal titles; they were very much aware of the concept of unity within the kingdom of Mercia. Offa was the first English ruler to draw a definite frontier with Wales (much of the earthen rampart and ditch created in the middle of the eighth century, still exists). The creation of a metropolitan archbishopric at Lichfield attested to his influence with Rome. Under his reign an effective administration was created (and a good quality distinctive coinage). The little kingdom of Mercia found itself a member of the community of European states. Though Offa's descendants tried to maintain the splendors (and the delusions) of his reign, Mercia's domination ended at the battle of Ellendun in 825 when Egbert of Wessex defeated Beornwulf.
It was time for Wessex to recover the greatness that had begun in the sixth century under Ceawlin. Wessex borders had expanded greatly and Ceawlin had was recognized as supreme ruler in Southern England. A series of insignificant kings followed Ceawlin, all subject to Mercian dominance. The second period of dominance began under kings Cadwalla and Ine. Cadwalla (685-88) was noted for his successful wars against Kent and his conquest of Sussex. Wessex also expanded westward into the Celtic strongholds of Devon and Cornwall. Both Cadwalla and Ine abdicated to go on religious pilgrimages, but their work was well done and they left behind a strong state able to withstand the might of Mercia.
A new phase began in 802 with the accession of Egbert and the establishment of his authority throughout Wessex. The dominance of Mercia was finally broken, the other kingdoms defeated in battle or voluntary submitted to his overlordship, and Egbert was recognized as Bretwalda, Lord of Britain, the first to give reality to the dream of a single government from the borders of Scotland to the English Channel. An ominous entry in the "West Saxon Annals" however, tells us that in the year 834 "The heathen men harried Sheppey." During the centuries of inter-tribal warfare, the Saxons had not thought of defending their coasts. The Norsemen, attracted by the wealth of the religious settlements, often placed near the sea, were free to embark upon their voyages of plunder.
The first recorded visit of the Vikings in the West Saxon Annals had stated that a small raiding party slew those who came to meet them at Dorchester in 789. It was the North, however, at such places as Lindisfarne, the holiest city in England, lavishly endowed with treasures at its monastery and religious settlement, that constituted the main target. Before dealing with the onslaught of the Norsemen, however, it is time to briefly review the accomplishments of the people collectively known as the Anglo-Saxons, especially in the rule of law.
From the Roman historian Tacitus we get a picture of the administration of Saxon law long before they came to settle in Britain. His "Germania" tells us of the deliberation of the chiefs in smaller matters and the deliberation of all in more important ones. "Yet even those matters which are reserved for the general opinion are thoroughly discussed by the chiefs... in the assembly, actions may be brought and capital crimes prosecuted. They make the punishment fit the crime."
It was not long after the conversion of the Saxon peoples to Christianity that written laws began to be enacted in England to provide appropriate penalties for offenses against the Church (and therefore against God). In Kent, King Aethelbert (601-04) was the first to set down the laws of his people in the English language; his laws constitute by far the earliest body of law expressed in any Germanic language. They show no sign of Roman influence but are more in common with the Lex Salica issued by Clovis for the Salian Franks.
The basis of Kentish society in Aethelbert's time was the free-peasant landholder, without any claim to nobility, but subject to no lord below the king himself, an independent person with many rights. Throughout early English history, society seems to have rested on men of this type. As head of a family, he was entitled to compensation for the breaking of his household peace. If he were to be slain, the killer had to compensate his kinfolk and also pay the king. The king's food-rent was the heaviest of the public burdens. Early on, it had consisted of providing a quantity of provisions sufficient to maintain a king and his retinue for 24 hours, due once a year from a particular group of villages. Long after Aethelbert's reign, the king's servants of every degree were still being quartered on the country as they traveled from place to place to carry out their duties.
Other Kentish laws date from the reigns of Hlothhere and Eadric, brother and eldest son of Egbert. These were mainly enlargements of previous laws. They show a somewhat elaborate development of legal procedure, but they also recognized a title to nobility which is derived from birth and not from service to a king. More significant, however, is the fact that the men who direct the pleas in popular assemblies are not ministers of the king, but "the judges of the Kentish people." All in all, the laws show a form of society little affected by the growth of royal power or aristocratic privilege.
Under Wihtraed (695-96), laws were set down mainly to deal with ecclesiastical matters. They were primarily to provide penalties for unlawful marriages, heathen practices, neglect of holy days or fast days, and to define the process under which accused persons might establish their innocence. The Church and its leading ministers were given special privileges, including exemption from taxation. The oath of a bishop, like those of a king, is declared uncontrovertible, and the Church was to receive the same compensation as the king for violence done to dependents. Within 90 years, the Church which Aethelbert had taken under his protection had become a power all but equal with the king himself.
By the early part of the 10th century, the government had begun to regard the kin as legally responsible for the good behavior of its members, though respect for the kin did not mean that the ties of kindred dominated English law. There had been earlier passages which ignored or deliberately weakened this primitive function of kin. For example, a ceorl who wished to clear himself at the altar must produce not a group of his kinsmen, but three men who are merely of his own class. Mere oaths from his own family circle were looked upon with suspicion by the authorities, and thus encroachments upon the power of the kin to protect its own members constituted a rapid advancement of English law even before the end of the seventh century.
From the laws of Ine (688-95), the strongest king in Southern England during his long reign, it is clear that he was a statesman with ideas beyond the grasp of his predecessors. His code is a lengthy document, covering a wide range of human relationships, entering much more fully than any other early code into the details of the agrarian system on which society rested. They were also marked by the definite purpose of advancing Christianity. Not merely a tariff of offenses, it is the result of a serious attempt to bring together a body of rules governing the more complicated questions with which the king and his officers might have to deal. It stands for a new concept of kingship, destined in time to replace the simple motives which had satisfied the men of an earlier age.
Ine's laws point to a complicated social order in which the aristocratic ideal was already important. The free peasant was the independent master of a household. He filled a responsible position in the state and the law protected the honor and peace of his household. He owed personal service in the national militia (the fyrd); and unlawful entry through the hedge around his premises was a grave offense. In disputes concerning land rights, which he farmed in association with his fellows, it was necessasry for the King and his Council to provide settlement. The free peasant was thus responsible to no authority below the king for his breaches of local custom.
By the year 878 there was every possibility that before the end of the year Wessex would have been divided among the Danish army. That this turn of events did not come to pass was due to Alfred. Leaving aside the political events of the period, we can praise his laws as the first selective code of Anglo-Saxon England, though the fundamentals remained unchanged, those who didn't please him, were amended or discarded. They remain comments on the law, mere statements of established custom.
In 896, Alfred occupied London, giving the first indication that the lands which had lately passed under Danish control might be reclaimed. It made him the obvious leader of all those who, in any part of the country, wished for a reversal of the disasters, and it was immediately followed by a general recognition of his lordship. In the words of the Chronicle, "all the English people submitted to Alfred except those who were under the power of the Danes." The occassion marked the achievement of a new stage in the advancement of the English people towards political unity, the acceptance of Alfred's overlordship expressed a feeling that he stood for interests common to the whole English race. Earlier rulers had to rely on the armed forces at their disposal for any such claims.
The Code of Alfred has a significance in English history which is entirely independent of its subject matter, for he gives himself the title of King of the West Saxons, naming previous kings such as Ine, Offa and Aethelberth whose work had influenced his own. The implication is that his code was intended to cover not only the kingdom of Wessex, but also Kent and Mercia. It thus becomes important evidence of the new political unity forced upon the English people by the struggle against the Danes. In addition, it appeared at the end of a century during which no English king had issued any laws. Following Alfred's example, English kings, unlike their counterparts on the Continent, retained their right to exercise legislative powers. As a footnote, Alfred insisted that to clear himself, a man of lower rank than a kings' thegn must produce the oaths of 11 men of his own class and one of the Kings' thegns.
Though much of Alfred's collection of laws came from earlier codes, there were some that were not derived from any known source and may thus be considered original. Showing the religious nature of one who had once depended upon the loyalty of his men for survival, the laws include provisions protecting the weaker members of society against oppression, limiting the ancient custom of the blood-feud and emphasizing the duty of a man to his lord.
It is now time to turn back to the Danish (Viking or Norsemen) invasion of England, and the part Alfred was to play in his country's defense and eventual survival. The West Saxon Annals (utilized as part of the "Anglo-Saxon Chronicle" that Alfred began around 890), tell us that the Vikings (also known as Norsemen or Danes) came as hostile raiders to the shores of Britain. Their invasions were thus different from those of the earlier Saxons who had originally come to defend the British people and then to settle. Though they did settle eventually in their newly conquered lands, the Vikings were more intent on looting and pillaging; their armies marched inland destroying and burning until half of England had been taken, and it seemed as if there was noone strong enough to stop them. However, just as an earlier British leader, perhaps the one known in legend as Arthur had stopped the Saxon advance into the Western regions at Mount Badon in 496, so a later leader stopped the advance of the Norsemen at Edington in 878. This time, our main source is more reliable; the leader was Alfred of Wessex.
Much of what we know about King Alfred, the only English monarch in all history to have received the appellation "the Great," comes from Life of Alfred by his Bishop Asser. It is a work of incomparable worth in its account of English history. During the reign of Elizabeth I, it was also decided that the Annals of St. Neots were also the work of Asser, and thus an authoritative source was given to many legends concerning the English king that appeared in the Annals. The strength of his Wessex Kingdom made it the ideal center for the resistance of Alfred to the Danish plans of conquest.
Before Alfred, the Danes had been relatively unopposed. They came in a huge fleet to London in 851 to destroy the army of Mercia and capture Canterbury, only to receive their first check at the hands of Aethelstan of Wessex. But this time, instead of sailing home with their booty, the Danish seamen and soldiers stayed the winter on the Isle of Thanet on the Thames where the men of Hengist had come ashore centuries earlier. Like their Saxon predecessors, the Danes showed that they had come to stay.
It was not too long before the Danes had become firmly entrenched seemingly everywhere they chose in England (many of the invaders came from Norway and Sweden as well as Denmark). They had begun their deprivations with the devastation of Lindisfarne in 793, and the next hundred years saw army after army crossing the North Sea, first to find treasure, and then to take over good, productive farm lands upon which to raise their families. Outside Wessex, their ships were able to penetrate far inland; they sailed with impunity up the Dee, Humber, Ribble, Tyne, Medway and Thames, and founded their communities wherever the rivers met the sea.
In the West, Aethelwulf succeeded Egbert continuing his father's role as protector of the English people. He was succeeded by Aethelred, who continued to hold his lands against the ever-increasing host of the Danes, now firmly in control of Northumbria, including York. In 867, the Danes also made incursions into Mercia and had conquered all of East Anglia. Of all the English kingdoms, Wessex now stood almost alone. Armies under Aethelred and the young Alfred fought the Danes to a standstill, neither side claiming complete victory, but the borders of Wessex remained secure.
Alfred was born in 849. He became King of Wessex in 871 the year the Danes defeated a large English force at Reading. The invaders had already shown their strength by splitting their forces in two: one remaining in the North under Halfdene, where they settled down as farmers and the lords of large estates; and the other moving southwards under King Guthrum, anxious to add Wessex to his territories. Before Alfred, the results of battles against the Danes often depended upon chance; there was no standing army in England and response to threats without meant the calling up of the "fyrd" or the local levies. The Danes marched westward without opposition. Not strong enough to offer total resistance, Alfred was forced to pay tribute to buy off the Danish army until he could build up his supporters. Taking refuge on the Isle of Athelney, he conducted a campaign of guerilla warfare against the foreign occupiers of his kingdom; it wasn't long before the men of Wessex were ready to reassert themselves.
The turning point took place in 878. From the Chronicle, we learn of the decisive event that took place at Edington (Ethandune), when Alfred "fought with the whole force of the Danes and put them to flight, and rode after them to their fortifications and besieged them a fortnight. Then the Danes gave him hostages as security, and swore great oaths that they would leave his kingdom; and they promised him that their king should receive baptism. And they carried out their promises..." Wessex had been saved.
Alfred's successes were partly due to his building up the West Saxon navy into a fleet that could not only meet the Danes on equal terms, but defeat them in battle. According to the Chronicle of 896, when the enemy attacked the south coast of Wessex "with the warships which they had built many years before," Alfred "bade build long ships against the Danish warships: they were nearly twice as long as the others: some had sixty oars, some more: they were both swifter and steadier and higher than the others. They were built neither on the Frisian pattern nor on the Danish, but as it seemed to the king that they might be most serviceable." The Chronicle also records one of his victories in 882, though he was later defeated by a large Danish force of the mouth of the River Stour. Alfred also fortified the key English towns.
East Anglia and Southern Mercia remained in Danish hands. In 896, however, Alfred occupied London, giving the first indication that the lands which had lately passed under Danish control might be reclaimed. His success made him the obvious leader of all those who, in any part of the country, wished for a reversal of the disasters, and it was immediately followed by a general recognition of his lordship. In the words of the Chronicle, "all the English people submitted to Alfred except those who were under the power of the Danes." Furthermore, the city of London, on the southeastern edge of Mercia became a national symbol of English defiance. Its capture made Alfred truly the first king of England.
Alfred's greatness lay not so much in his defeat of the Danes but in his other major accomplishments, of which historians write glowingly and are generally listed as four: his uniform code of laws for the good order of the kingdom; his restoration of the monastic life of the Church, which had been severely disrupted by the arrival of the Norsemen; his enthusiastic patronage of the arts and learning; and the respect that he gained on the Continent of Europe for himself and his kingdom.
Alfred's strenuous efforts to rebuild the fabric of the Church also met with great success, as recorded by his biographer, Welsh monk Asser. He filled Church positions with men of intelligence and learning; he increased the number of monasteries and made personal efforts to restore learning to the English nation that are recorded in his own words in a prose preface to the new edition of Pope Gregory's Pastoral Care, which he translated into English. King, warrior, law-giver and scholar, Alfred was also responsible (with other learned men) for the translation of Bede's Ecclesiastical History, Orosius' History of the Ancient World, as well as De Consolatione Philosophiae of Boethius. Outside Wessex, however, most of England remained under Dane Law, ruled by Scandinavian kings.
Had Alfred been defeated, all of England would have passed under the rule of the Danish kings; the future identity of the English people as a separate island nation would have been very much in question. As it was, however, the occupation of London by the King of Wessex marked a new stage in the advancement of the English people towards political unity, the acceptance of his overlordship expressed a feeling that he stood for interests common to the whole English race.
The treaty with King Guthrum that followed Alfred's capture of London delineated a frontier between England and Danes, a frontier that even today is reflected in a North-South divide. The phrase "except those who were under the power of the Danes" is very significant, however, for it includes all of England outside Wessex and much of Mercia. Much of the task of winning back these lands passed to Alfred's son Edward the Elder, who became King of Wessex in 899. Before the end of his reign, every Danish colony south of the River Humber had become annexed to Wessex.
The Chronicle reports that the Scottish King and people, all the people of Wales, all the people in Mercia and all those who dwelt in Northumbria submitted to him "whether English, or Danish, or Northmen, or others, the king of the Strathclyde Welsh, and all the Strathclyde Welsh." They all recognized Edward's authority and agreed to respect his territories and to attack his enemies. The creation of this simple bond between Edward and the rulers of every established state in the Island of Britain thus gave to the West Saxon monarchy a new range and dignity which greatly strengthened its claim to sovereignty in England.
During Edward's reign, there were advances made in the administration of law, some of these in the king's favor. For example, some of his measures strengthened royal authority; the Kings' Writ, dating back to the time of Ine, was enforced to punish attacks on the king's dignity and privilege. Wherever the king had enjoined or prohibited a certain course by express orders, failure to obey made the offender liable to pay the heavy fines proscribed. Use of the Writ was responsible for an unparalleled growth of the King's official responsibility for the enforcement of law and order.
Under Edward, the Crown was no longer seen as a remote providence, under which the moots (law courts) worked in independence, but as an institution which had come to intervene, to watch over the workings of the law, and to punish those who rebeled. Edward further ordered that the hundred courts were to meet every four weeks under a king's reeve for the administration of customary law.
Even during the long and protracted Danish Wars, and maybe because of them, trade in England prospered. The foundation of many new boroughs offered traders bases for their operations that were much more secure than the countryside. Towns allowed merchants the means to establish the validity of their transactions by the testimony of responsible persons of their own sort. On their part, rulers were anxious to keep trade restricted to a limited number of recognized centers. One of Edward's laws prohibited trade outside a port, and ordered that all transactions be attested to by the portreeve or by other trusty men.
The significance of the above is clear. By the end of Edward's reign, it is probable that every place of trade which was more than a purely local market was surrounded by at least rudimentary fortifications. The normal "port" of the king's time was also a borough, and the urgency with which Edward commanded traders to resort to it explained its military importance. A derelict "port" was a weak point in the national defenses and the era saw a rapid rise in boroughs that combined military and commercial factors.
Edward the Elder died in 924, to be succeeded by his son Aethelstan, recognized as King in Wessex and probably in Mercia independently of his election in Wessex. He took the important and strategic city of York from the Danes, and thus, under conditions which no one could have foreseen, a king supreme in southern England came to rule in York. He soon extended his influence further, and the western and northern kings of Britain and the Welsh princes came to regard him as their lord. Though Alfred and Edward the Elder had been forced to watch the continental scene from the outside, Aethelstan won prestige and influence in contemporary Europe that resulted from his position as heir to the one western kingdom which had emerged in greater strength from the Danish wars.
At the Battle of Brunanburgh in 937, the site of which has never been satisfactorily determined, Aethelstan won a great victory for his English army over a combined force of Danes, Scots and Irish. At his death, however, new threats faced the new King Edmund. Danish control of the five great boroughs of Leicester, Lincoln, Nottingham, Derby and Stamford -- all in the Midlands -- created an effective barrier between Northumbria and Wessex. Edmund acted. Taking an army north, he retook the five boroughs for the English and drove out two Danish kings from Northumbria. In the truly Viking city of York, however, Eric Bloodaxe had set himself up as an independent king. Wessex remained the stronghold of the English during the next twenty years of increasing Viking attacks, but when King Edgar was slain by supporters of his brother Ethelred, disaster came to the whole country.
Once again, the Danish fleets and armies seemed unstoppable. They were found in northeastern England, northwestern England, Wales, Devon and Cornwall. Ethelred could only achieve peace by buying off the Danes, a move that backfired for it only led to more raids, more slaughter and more Danish settlement. Following the example of Alfred, Ethelred then managed to get the Danish leader Anlaf baptized at Andover, but only at the enormous cost of the complete depletion of the treasury of England. Anlaf could only laugh at his good fortune. Ethelred's weakness in dealing with the Danish leaders have earned him the title of "the unready," (rede-less) the one who lacked good counsel.
In a sea battle in 1000 AD, Anlaf, now known as Olaf, King of Norway, was defeated by the Danish King Sweyn who continued his rivals raids on England, and who in turn, was offered huge sums by Ethelred. But the Danes refused to stop their raids. Giving command of a great army to his son Cnut, Sweyn marched on and conquered Winchester and Oxford and forced Ethelred to flee to France, only returning to England upon the death of Sweyn in the year 1003. More fighting continued under Edmund, who succeeded his father Ethelred by appointment of the citizens of London, anxious to be led by one who was called Edmund Ironside on account of his great strength. Edmund won many important victories, but the strength of the Danes forced him to make peace with Cnut, and at Alney, it was agreed that Edmund should be King of Wessex and Cnut of Mercia. Upon Edmund's death, that same year, Cnut became king of all England. Formally taking the reins of power in 1017, he married Ethelred's widow that same year.
Meanwhile, there had been important developments in the administration of English law that would have profound effects upon the future legal system. Changing social conditions led to Aethelstan issuing many new laws. He had to deal in legislation with lords who "maintained" their men in defiance of right and justice. Under Edgar, who became King in Wessex in 954, a semblance of order was restored, and England was made secure at least temporarily. It is recorded that eight kings in Britain came to him on a single day to acknowledge his supremacy. He was the first English King to recognize in legislation that the Danish east of England was no longer a conquered province, but an integral part of the English realm.
Legal customs from the Scandinavian North were practiced throughout the eastern counties of England; villages were combined into local divisions for the administration of justice. These divisions were known as wapentakes. The word first appeared when Edgar refered in general terms to the buying and selling of goods in a borough or a wapentake. There seems to have been no essential difference of function between the courts of the wapentake and those of the more familiar hundred. Under Ethelred, the wapentake court appeared as the fundamental unit in the organization of justice throughout the territory of the five boroughs. The authority of a ruler universally regarded as king of England was placed over the local courts.
The most interesting feature of the organization was the aristocratic jury of presentment which initiated the prosecution of suspected persons in the court of the wapentake. In what is known as the Wantage Code of Ethelred, one passage states that the twelve leading thegns in each wapentake were to go out from the court and swear that they would neither accuse the innocent nor protect the guilty. Thus the sworn jury, hitherto unknown to English law, came into being in a most important document in English legal history. The fate of the suspect, however, was still settled by ordeal, not by the judgment of the thegns who presented them.
The strength of the Crown, with the king becoming arbiter of the law continued during the reign of Cnut, the first Viking leader to be admitted into the civilized fraternity of Christian Kings, and one who was determined to rule as the chosen king of the English people as well as King of Denmark, Norway, and part of Sweden. It is generally agreed that he turned the part of conquering Viking ruler into one of the best kings ever enjoyed by the English people. Ruler of a united land, he kept the peace, enforced the laws, became a generous patron of the Church and raised the prestige of England to unprecedented levels on the Continent of Europe. Upon his death, he had become part of the national heritage of England, his favorite realm.
Cnut and his successors became heirs to the English laws and traditions of Wessex. At a great assembly in Oxford in 1018, he agreed to follow the laws of Edgar; his Danish compatriots were to adopt the laws of their English neighbors, be content as subjects of a Danish king in an English country. Cnut ruled England as it had long been ruled: he consulted his bishops and his subjects. He even traveled to Rome in 1027 to attend the coronation of the new Holy Roman Emperor but also to consult with the Pope on behalf of all his people, Englishmen and Danes. He made atonement for the atrocities of the past wrought by Danish invaders by visiting the site of the battle with Edmund Ironside at Ashingdon and dedicating a church to the fallen. His eighteen-year rule was indeed a golden one for England, even though it was part of a Scandinavian empire. Cnut died in 1035 and was buried in the traditional resting place of the Saxon Kings, at Winchester.
Chaos and confusion were quick to return to England after Cnut's death, and the ground was prepared for the coming of the Normans, a new set of invaders no less ruthless than those who had come before. Cnut had precipitated problems by leaving his youngest, bastard son Harold, unprovided for. He had intended to give Denmark and England to Hardacnut and Norway to Swein. In 1035, Hardacnut could not come to England from Denmark without leaving Magnus of Norway a free hand in Scandinavia.
. A meeting of the Witan (King's council) met to decide the successor to Cnut. One faction, including the men of London chose Harold Harefoot, but others, led by the powerful Godwin of Wessex chose Hardacnut, whose mother, Emma was to reside at Winchester holding Wessex in her son's name. Emma was a sister to the Duke of Normandy; before marrying Cnut, she had been the wife of Ethelred. When Ethelred's younger son Alfred came to Winchester, Godwin's fears of losing his control of Wessex, had him captured and blinded. The unfortunate Alfred lived out his life as a monk at Ely, unable to claim the throne of Wessex.
Hardacnut arrived in England in 1040 on the death of Harold; he brought a large army with him. He was welcomed in Wessex, where Godwin rained supreme as his representative. Prince Edward, Alfred's older brother, sought protection at Winchester, and when Harthacnut died suddenly, after reigning for only one year, Edward, son of Ethelred, was acclaimed as king. Thus English kings came to rule in England once again. The uniting of the houses of Wessex and Mercia through marriage had produced an English ruler after a quarter of a century of Danish rule. The two peoples had blended to become a single nation.
Although the two hundred years of Danish invasions and settlement had an enormous effect on Britain, bringing over from the continent as many people as had the Anglo-Saxon invasions, the effects on the language and customs of the English were not as catastrophic as the earlier invasions had been on the native British. The Anglo-Saxons were a Germanic race; their homelands had been in northern Europe, many of them coming, if not from Denmark itself, then from lands bordering that little country. They shared many common traditions and customs with the people of Scandinavia, and they spoke a related language.
There are over 1040 place names in England of Scandinavian origin, most occurring in the north and east, the area of settlement known as the Danelaw. The evidence shows extensive peaceable settlement by farmers who intermarried their English cousins, adopted many of their customs and entered into the everyday life of the community. Though the Danes and Norwegians who came to England preserved many of their own customs, they readily adapted to the ways of the English whose language they could understand without too much difficulty. There are more than 600 place names that end with the Scandinavian -by, (farm or town); some three hundred contain the Scandinavian word thorp (village), and the same number with thwaite (an isolated piece of land). Thousands of words of Scandinavian origin remain in the everyday speech of people in the north and east of England.
In administrative matters, too, there were great similarities between Saxon and Scandinavian. First, both were military societies. The Saxon chief's immediate followers and bodyguards were the heorth-werode, the hearth-troop, who followed him in war, resided at his hall and were bound by ties of personal friendship and traditional loyalty. The Scandinavians had a similar system that employed the hus-carles or house-troop (the Danish word carl being close to the Saxon ceorl, a free man). The two people shared the tradition of government by consultation and the reinforcement of loyalty by close collaboration between the leader and his followers. It has been pointed out that though the separate identity and language of at least part of the Britons lives on in Wales, the identity of the Scandinavians is totally lost among the English: the merging of the two people was total.
Under the Saxon kings, the man who held great power under the crown was the alderman, who assisted the king. The Danish leaders were the jarls, who became the English earls, mostly replacing the aldermen. In addition, the old Saxon system of taxation had been inefficient to say the least. The pressure of the Danish invasions, and the need to buy off the invaders in gold and silver meant that the kings' subjects now had to be taxed in terms of real money, rather than the material goods supplied formerly to the King's household. Under Ethelstan, and certainly under Cnut, we had the beginning of the civil service. Clerks and secretaries were employed by both rulers to strengthen and communicate authority and raise and collect taxes efficiently.
There was another very important feature of the Scandinavian settlement which cannot be overlooked. The Saxon people had not maintained contact with their orginal homelands; in England they had become an island race. The Scandinavians, however, kept their contacts with their kinsman on the continent. Under Cnut, England was part of a Scandinavian empire; its people began to extend their outlook and become less insular. The process was hastened by the coming of another host of Norsemen: the Norman Conquest was about to begin.
Norman England
Hardacnut was the last Danish king of England. He died in convulsions at a
wedding feast. Edward the Atheling, who succeeded him, was the legitimate heir
of Alfred the Great. Known as Edward the Confessor, he was perhaps one of the
most misunderstood monarchs in the history of England. Though he took adequate
steps to provide for a smooth succession to the throne, events that followed his
death have spoiled his reputation as a wise, effective ruler. The circumstances
that eventually led to the arrival of William the Norman had been set in place
long before 1066.
Ever since Edward's father had married Emma of Normandy in 1002, England had
been wide open to Norman influences. Edward's cousin was the father of Duke
William. The young Edward himself had been brought up in Normandy. A popular
choice as king, he collaborated with the leading earls of the country to
dispossess his mother Emma of her wealth at Winchester. A motive was provided by
her support of the King of Norway's claim to the English throne, a threat
renewed when Harold Hardrada, uncle of Magnus became king of Norway in 1048. But
there were more pressing problems for Edward at home.
Godwin of Wessex was the most powerful man in England after the King, whom he
supported in the raid on the treasures at Winchester, but who tried his utmost
to run the country as family fiefdom. He plotted to have Edward marry his
daughter Edith, a union to which the king consented to keep Godwin happy and
allied in the face of continued Scandinavian threats. Edward was double Edith's
age; the marriage did not produce an heir, for the saintly king had earlier
taken a vow of chastity (a hunting accident had left him impotent in any case).
Edward wanted his Norman relatives to gain the throne of England. The handing
over of power to William became his obsession. But there were other claimants
from the house of Earl Godwin that contested the king's wishes.
From 1046 to 1051, Edward was engaged in a power struggle with the Godwins. He
was forced to take action. First, he exiled Swein, the ruthless treacherous
eldest son who had abducted an abbotress among his other nefarious deeds. He
next exiled Godwin and all his sons, two of whom joined their father and Swein
in Bruges and two of whom went to join the Vikings in Dublin. Thus temporarily
freed from Godwin influence, in the pinnacle of his power, Edward was left alone
to appoint Norman bishops to many vacant English Sees. Then Godwin returned.
Civil War was averted only because the King restored Godwin and his sons to
their earldoms. Edward was also humiliated by having to purge his Norman
bishops. He then was forced to appoint Stigand, Godwin's nominee to Canterbury
in place of Robert of Jumieges. Edward shied away from provoking an all-out war
with his hated enemy Godwin. He was spared a decision by the death of Godwin on
Easter Monday 1053 and the succession of Harold Godwinson as Earl of Wessex. The
enmity between the Crown and the House of Godwin continued unabated, especially
over the appointing of bishops and the leadership of the armies raised to fight
Gruffudd of Wales who had been successful in winning back many border areas
previously lost to the English. Harold himself raised an army to punish Gruffudd.
But the main problem remained, that of succession. Matters were not helped by
the suspicious death of Edward the Atheling, younger son of Edmund Ironside, who
had been smuggled out of England as a babe to escape Cnut, and who had returned
in 1057. Only the king and the late Athelings' two children remained of the
ancient house of Cerdic of Wessex. By his defeat of Gruffudd in Wales, Harold
then made himself the premier military leader in England. In 1064, he visited
Normandy.
The Bayeux Tapestry, woven after 1066, depicts the events leading up to the
Norman invasion of that year as well as the great culminating battle. It shows
Harold receiving instructions from King Edward, embarking for Normandy, aiding
William in an expedition, saving trapped knights in a river crossing and being
knighted by the Norman Duke, to whom he swears an oath of loyalty. Next is shown
the death and burial of Edward, the coronation of Harold, the appearance of a
comet and the invasion and culminating battle.
It is highly probable that Edward did send Harold to Normandy with the formal
promise that the kingdom would pass to William upon Edward's death. Harold would
thus act as regent until the Norman leader could arrive to claim his throne.
However, before the death of Edward, who had done everything in his power to
hold the ambitions of the Godwins in check and to ensure the peaceful transition
of power to William, he could not have foreseen the wave of nationalist feeling
which greeted Harold's bid for the crown.
The saintly king had completely overlooked English resentment at the
ever-growing Norman influences in their island nation. The "Chronicle" went so
far as to justify Harold's seizure of power by stating that Edward had entrusted
the kingdom to him. On January 6, 1066, the funeral of Edward and the coronation
of Harold, henceforth held in contempt by the Normans as an untrustworthy
bond-breaker, took place at the newly consecrated Abbey at Westminster.
William of Normandy must have been furious. His people called themselves Franks
or Frenchmen. They had come to France centuries before as Viking invaders when
their brothers were busy ravaging the coast of England. In many ways, their new
homeland was similar to the English Dane-Law, an area also settled by invaders
from the North. It had been recognized in 911 at a treaty between Charles, the
Simple and Rollo, the Norwegian. Rollo had then converted to Christianity and
ruled his territory as a Duke, a subordinate of the French king. In 1002, as we
have seen, Emma, sister of Richard Duke of Normandy and a descendant of Rollo,
became the second wife of English King Ethelred.
The Norman invasion of England was unlike that involving massive immigrations of
people seeking new lands in which to settle and farm as marked by the
Anglo-Saxon and Danish invasions. This new phenomenon was practically an
overnight affair. William's victories were swift, sudden and self-contained. No
new wave of people came to occupy the land, only a small, ruling aristocracy.
It is tempting to surmise the path England would have taken had William's
invading force been beaten off. King Harold had taken concrete steps to enforce
his rule throughout the country. According to the account of Florence of
Worcester, Harold immediately began to abolish unjust laws and make good ones,
to patronize churches and monasteries, pay reverence to religious men, to show
himself as pious and humble, to treat wrong doers with great severity, to
imprison all thieves and to labour for the protection of his people. In order to
do all this, however, he first had to reconcile the houses of Godwin of Wessex
and Leofric of Mercia.
After dealing with the perfidy of his exiled brother Tostig, who had raised an
army to plunder England's coast line Harold then had to deal with far more
serious threats. Harold Hardrada, King of Norway, was raising a massive invasion
fleet and William of Normandy, was also busy raising his own army of invasion.
Hardrada, wishing to surpass even Cnut as the great ruler of a Scandinavian
Empire, had failed to conquer Denmark; he mistakenly thought England would be an
easier target. He crossed the North Sea to make his landing near York. King
Harold then showed his military prowess by marching his army northwards and
completely destroying the over-confident forces of Hardrada and Tostig at
Stamford Bridge.
There was no rest for the victors. Three days later, William of Normandy, with
his huge host of fighting men, landed unopposed in the south, at Pevensey.
Harold had to march southwards with his tired, weakened army and did not wait
for reinforcements before he awaited the charge of William's mounted knights at
Hastings. The resulting Norman triumph depicted on the Bayeux Tapestry shows
Harold's death from an arrow, his bodyguard cut down and Duke William
triumphant.
The only standing army in England had been defeated in an-all day battle in
which the outcome was in doubt until the undisciplined English had broken ranks
to pursue the Normans' feigning retreat. The story is too well-known to be
repeated here, but when William took his army to London, where young Edgar the
Atheling had been proclaimed king in Harold's place, English indecision in
gathering together a formidable opposition forced the supporters of Edgar to
negotiate for peace. They had no choice. William was duly crowned King of
England at Westminster on Christmas Day, 1066.
Had Harold Hardrada won at Stamford Bridge, England would surely have become
part of the Scandinavian Empire with all its attendant problems. Had Harold of
Wessex won at Hastings, and it was touch and go all day, then the future course
of England would have been certainly different. We can only guess at further
isolation from the Continent and the making of a truly island nation at this
very early date. We do know that William of Normandy won and changed the face of
the nation forever. Not only was the land now governed by a foreign king and
subjected to a foreign aristocracy, for the next four hundred years it wasted
its resources and manpower on futile attempts to keep its French interests alive
while, at the same time, becoming part of (and contributing to) the spectacular
flowering of European culture.
The Conquest meant a new dynasty for England and a new aristocracy. It brought
feudalism and it introduced changes in the ecclesiastical hierarchy, with the
attendant change in the relations of Church and State. In the early part of the
11th century, mainly under the Cluniac Order, there had been a tremendous
monastic revival in the Dukedom of Normandy. This came about as a result of
close cooperation between King and Church in what was basically a feudal
society, and one which was transferred to England in 1066 lock, stock and
barrel.
William's victory also linked England with France and not Scandinavia from now
on. Within six months of his coronation, William felt secure enough to visit
Normandy. The sporadic outbreaks at rebellion against his rule had one important
repercussion, however: it meant that threats to his security prevented him from
undertaking any attempt to cooperate with the native aristocracy in the
administration of England.
A rising at York in which the Danes also took part was easily crushed and the
land harried unmercifully in revenge. Duke William showed that he meant
business; he ruled with ruthless severity. On his absences in Normandy, he left
strong, able barons to deal with any rebellions, including powerful church
leaders such as Lanfranc of Canterbury. Through attrition, in the futile
attempts at resistance, the old Anglo-Saxon aristocracy was severely depleted.
The years 1066-1075 were a period of trial and experiment, with serious attempts
at cooperation between Saxon and Norman, but these attempts were entirely given
up in favor of a thoroughly Norman administration. By 1075, the only
Anglo-Saxons to remain in authority were Ecclesiastes. By 1086, other than
small-estate holders, there were in the whole of the land only two Englishmen
holding estates of any dimension.
By the time of William's death in 1087, English society had been profoundly
changed. For one thing, the great Saxon earldoms were split: Wessex, Mercia,
Northumbria and other ancient kingdoms were abolished forever. The great estates
of England were given to Norman and Breton landowners, carefully prevented from
building up their estates by having them separated by the holdings of others. In
addition, William's insistence that the prime duty of any man holding land from
the king was to produce on demand a set quota of mounted knights produced a new
ruling class in England, one entirely different from that which had been in
place for so long.
This was not the Saxon way of doing things: it constituted a total revolution.
The simple rents of ale and barley or work upon the lord's manor were now
supplemented by military service of a new kind: one that had been practiced only
by and thus familiar to a Norman. In such a system, those at the bottom suffered
most, losing all their rights as free men and coming to be regarded as mere
property, assets belonging to the manor. In all intents and purposes, they were
no more than slaves. In addition, further restrictions and hardship came from
William's New Forest laws and his vast extension of new royal forests in which
all hunting rights belonged to the king. The peasantry was thus deprived of a
valuable food source in times of bad harvests. The most emphatic proof that the
old freedoms were gone was the remarkable survey of England known as the "Domesday
Book."
Begun in 1080, the unique "Domesday Book" (the book of unalterable judgments),
was an attempt to provide the king with every penny to which he was legally
entitled. It worked only too well, reckoning the wealth of England "down to the
last pig." To determine how the country was occupied and with what sort of
people, William sent his men into every shire and had them find out how many
hundred hides there were in the shire, what land and cattle the king should have
in the country, and what dues he ought to have in twelve months from the shire.
William was also determined to find out how much land was owned by the
archbishops, bishops, abbots and earls. "So very narrowly did he have it
investigated, that there was no single hide nor virgate of land, nor indeed...
one ox nor one cow nor one pig which was left out, and not put down in his
record; and all these records were brought to him afterwards." The book names
some 13,000 places, many for the first time. A veritable Who's Who of the
century, the "Domesday Book" is a remarkable accomplishment indeed, packed with
exhaustive detail on every holding in the entire country and its value.
We have briefly noted the efforts to reorganize the Church in Normandy even
before the Conquest of England. William had presented his invasion to the Pope
as a minor crusade in which the "corrupt" Saxon Church in England would be
reformed. Lanfranc was chosen as the instrument of reform, an exceptional man
whose work was profound As Archbishop of Canterbury, he infused new life into
the Church made moribund under such as Stigand (deposed by William), giving it a
tighter organization and discipline.
Lanfranc had been Abbot of Cannes; he was a distinguished scholar and an expert
on civil law. He had been prominent in the negotiations leading to William's
marriage with the daughter of the Duke of Flanders. A practical administrator,
he and the Conqueror seemed to have a close sympathy in aims and ideals. They
agreed on the nature of the reforms necessary for the Church in England,
especially that the influence and intrusion of the Papacy should be resisted and
that real power should lie with the metropolitan dioceses. Asserting his
authority and declaring that England was not merely a papal fief, Lanfranc was
supported by the king. He held synods regularly, corrected many irregularities,
and righted long-standing abuses. His most persistent problem was that of
clerical marriage.
In Anglo-Saxon England, the marriage of priests had been recognised. Household
functions had taken priority over Church ceremony; such marriages had been
defensible from folk-law, if not canon law. Lanfranc as a lawyer familiar with
current canon law and Church law as practiced on the Continent, introduced many
new rules into England that were copied and followed throughout the land, but
they did not include marriage of clerics. One important innovation of Lanfranc
was the transfer of the seats of bishops to the new, growing towns and centers
of trade. The growing dispute between the powers of the ecclesiastical courts
and the secular courts remained a thorn in the Archbishop's side and soon came
to a head in the reign of Henry II.
Apart from the cultural and political legacy of the Norman occupation, the
effects on architecture and language were also immense. The Anglo-Saxons were
not noted for castle-building nor for great cathedrals and churches. Not much
remains of their building. But all over the landscape, we see physical reminders
of the Norman presence, not only in the military strongholds, which meant a
castle in just about every town, but also in the cathedrals, abbeys and
monasteries that so effectively symbolize the triumph of the new order.
Everywhere in England, a frenzy of church building took place, in which the
style we call "Romanesque" dominated. On the borders of Wales and Scotland, in
particular, we see that combination of church and castle, abbey and town that
demonstrate only too well the genius of this hardy breed of seafarers,
explorers, settlers, administrators, law givers and builders who were never more
than a tiny majority. But what they built was meant to stay.
Changes in language also became permanent. The new nobility knew no English and
probably did little to learn it (in contrast to the situation on the borders of
Wales where many Norman lords freely fraternized and married local inhabitants
and learned the Welsh language). Though English continued to be spoken by the
great majority, it was the language of the common people, not those in power, a
situation that wasn't to change until the 14th century.
There was still the matter of how to deal with the Celtic kingdoms of Britain,
those beyond the borders, those that were not occupied by the Saxons and where
the language and customs remained more or less untouched: Scotland and Wales.
William seemed to regard Scotland as an area best left alone. Though he claimed,
as king of England, some degree of influence over Scotland and took control of
Cumbria in 1092, he did not bother to venture further north. Wales was a
different matter.
Various Welsh princes were still vying for power. The last ruler who could truly
call himself King of Wales, Gruffudd ap Llywelyn, was killed in 1063. The
country was then rent by a series of inter-family squabbles and William seized
his opportunity to establish a firm western frontier by giving away lands along
the border to some of his most loyal supporters. These so-called border barons
or Marcher Lords were left free to add to their territories as they wished.
Their castles and fortified manors in all the important border towns attest to
their power and influence. The lordships of Chester, Shrewsbury, Hereford and
Glamorgan kept a tight grip on any aspirations of Welsh princes to re-assert
control of their nation. Yet such was the power of the Welsh longing to be
independent and so cleverly had they mastered the art of guerilla warfare from
their mountain strongholds, that by the time of the death of William's son,
Rufus (King from 1087-1100) that Welsh control had been re-asserted over most of
Wales.
Continued Welsh efforts to drive out the Normans from their border territories
was of great concern to England's rulers. In 1095, William II started sending
royal armies into Wales and the practice was continued by Henry I. The great
expense of such adventures meant that an easier way to keep Wales in check was
to preserve the territories of the Marcher lordships, which remained in
existence for over four hundred years.
In the meantime, in England, Norman Rule not only affected political and social
institutions, but the English language itself. A huge body of French words were
ultimately to become part of the English vocabulary, many of these continuing
side by side with their English equivalent, such as "sacred" and "holy", "legal"
and "lawful," "stench" and "aroma," etc. Many French words replaced English
ones, so that before the end of the 14th century Chaucer was able to use a vast
store of new words such as "courage" in place of "heartness," and so on. English
became vastly enriched, more cosmopolitan, sharing its Teutonic and Romance
traditions. Norman influence on literature was equally profound, for the
developments in French literature, the leading literature of Europe, could now
circulate in the English court as it did in France.
In retrospect, William's rule can be seen as harsh, but in some ways just. The
king was determined to stay in firm control, and he certainly brought a new
degree of political unity to England. Those huge, forbidding Norman castles
which even today, in ruin, dominate the skyline of so many towns and cities had
the effect of maintaining law and order. Even a Saxon scribe wrote that "a man
might walk through the land unmolested," and compared to the lawlessness and
abuses which were apparent in the reign of his successor William II, the
Conqueror's reign was almost a golden age. Trouble came immediately upon his
death.
William II, Rufus (1087-1100)
Despite the cohesion and order brought to England by the Duke of Normandy, the
new administrative system outlived him by less than fifty years. Though William
respected the elective nature of the English monarch, perfunctorily recognised
at his own coronation, on his deathbed in Normandy he handed over the crown to
William Rufus, his favorite son, and sent him to England to Archbishop Lanfranc.
He reluctantly granted the Duchy of Normandy to Robert, his eldest, and
bequeathed a modest sum to Henry Beauclerk, his youngest. There were bound to be
problems.
The dominions ruled by William lI, Rufus, were closely knit together by the
family. The King of England and the Duke of Normandy had rival claims upon the
allegiance of every great land-holder from the Scottish borders to Anjou. And
these great land-holders, the Barons and Earls made it their business to provoke
and protract quarrels of every kind between their rulers. It was a rotten state
of affairs that could only be settled through the English acquisition of
Normandy. In addition, Norman lands were surrounded by enemies eager to
re-conquer lost territories. One of these foes was the Church of Rome itself,
rapidly increasing in power and prestige at the expense of the feudal
monarchies. Both William Rufus and his successor Henry l had to deal with
problems that eventually lay beyond their capabilities to solve.
The leading Barons acquiesced in the coronation of William Rufus by Lanfranc in
September of 1087, taking their lead from the archbishop but also demonstrating
the immense power that was accruing to the Church in England. The new king was
an illiterate, avaricious, impetuous man, not the sort of ruler the country
needed at this or at any other time. According to William of Malmesbury, he had
already sunk below the possibility of greatness or of moral reformation. It
seems that the only profession he honored was that of war; his court became a
Mecca for those practiced in its arts; his retainers lived lavishly off the land
and took what they wished from whom they wished. To entertain his retinue, the
king had a huge banqueting hall built in Westminster.
An early rebellion was inevitable. Taking place in 1088, it was led by Bishop
Odo of Bayeux, an old foe of Lanfranc, who wished to install Robert of Normandy
on the throne of England. To meet the threat, Rufus called upon his English
subjects. He promised them better laws than they had ever had before; the
remission of all novel dues and taxes, the repeal of many aspects of the hated
forest laws. He had no intention of fulfilling his promises, but with them he
was able to raise an army of the people and defeat the scattered rebel forces.
With the tide running against him, Duke Robert quickly lost interest in the
affair. Odo's army, penned up at Rochester, petitioned for a truce and the
bishop himself was forced to depart for Europe. Lanfranc's death then removed
the only person strong enough to protest against Rufus for failing to live up to
his promises. The king could now appoint any advisor of his own choosing and
accordingly, Ranulf Flambard found himself treasurer of England.
Despite the faults of William ll, England was governed well compared to
Normandy, where a constant state of anarchy prevailed and where Duke Robert was
unable to control his barons who waged private wars, built castles without
license and acted as petty, independent sovereigns. Rufus seized the opportunity
to invade the province with a large force in 1090 to take vengeance on Robert's
part in the rebellion two years earlier. He was aided by Philip of France,
bribed to drop his support of Robert.
A land grab by Malcolm of Scotland in 1092 then forced Rufus back to England
where he established a stronghold at Carlisle, on the Scottish border. During
the following year, the Scottish king was killed at Malcolm's Cross by Earl
Mowbray. Subsequent events in Scotland, in which Donaldbane allied with the
Norwegians under Magnus, then created a new threat to William. Affairs in
Normandy, however, took his full attention for the next three years.
In Normandy, Duke Robert decided to honor Pope Urban's call for a Crusade to win
back the Holy Land from the Seljuk Turks to allow free access to pilgrims. To
raise the necessary funds, he mortgaged his Duchy to William for 10,000 marks, a
sum that could only be raised with difficulty in an England already drained by
every method of extortion that could be devised by Flambard. The Church was
particularly hit hard. "Have you not gold and silver boxes full of dead men's
bones?" asked the king contemptuously when his bishops protested.
Yet the absence of Robert of Normandy on his adventures in the Middle East meant
good fortune for the King of England. He was able to depose Donaldbane in
Scotland in favor of his vassal Edgar, subdue the rebellious Welsh princes
mainly through his sale of the Earldom of Shrewsbury to one of his Norman Barons
and begin his campaign to add France to his kingdoms. In August, 1100, however,
on a hunting expedition in the New Forest, William was killed. The throne of
England now passed to his brother Henry.
Henry I (1100-1135)
Of the three sons of the Conqueror, Henry was the most able. A competent
administrator at home, he succeeded in the conquest of Normandy. Though much of
the blame for the death of his brother William was attributed to Walter Tyrrell,
who fled the country, it is significant that Henry was present in the hunting
party. He wasted no time in claiming the throne, riding to seize the treasure at
Winchester just ahead of William of Bretueil, a supporter of the claim of Duke
Robert of Normandy. His supporters quickly elected Henry King of England and he
was crowned by the Bishop of London in the absence of the exiled Archbishop
Anselm of Canterbury. Henry ensured the support of his English subjects by
issuing a solemn charter promising to redress grievances, especially those
involving the selling of vacant benefices to the highest bidder.
That Henry I of England, much in the manner of William Rufus, failed to keep
"the law of Edward" as promised, did not seem to matter as much as did his
success in keeping the peace. He had the hated Flambard thrown into prison. He
brought back Anselm to Canterbury, and thus helped heal the breach between the
Church and the Crown, though the big problem of lay investiture remained, as
well as Anselm's refusal to honor the appointments made by Henry during his
exile. The archbishop did mollify the situation by officiating at the popular
marriage of Henry to Edith, a descendant of Edward the Confessor and a most
suitable choice as Queen of England. Anselm wisely chose to ignore the fact that
Edith had taken holy orders as a nun, preferring to believe that she had only
done this to protect herself from importunate suitors rather than to fulfil a
desire to enter a convent.
Many of the leading Barons of Normandy who held lands in England came to Henry's
court to pay homage, though many of them preferred Robert as their lord and
schemed to replace Henry with their choice. They were aided by the ex-treasurer
of England, Ranulf Flambard, who had escaped his captors and returned to
Normandy to help organize an expedition to capture the English throne. King
Henry could count on the support of his English subjects; his leading barons
would wait to see which side could benefit them most. Robert duly landed at
Portsmouth in 1101 to begin his march on London.
Losing his nerve, the Duke decided to treaty instead of fight, accepting a
pension of 3,000 marks and a promise of help to recover his rebellious
dependency of Maine. The terms of the Treaty of Alton, needless to say, were
never honored by Henry, who immediately began to punish those barons who had
sided with Robert. It took all of England's resources to deal with the ensuing
rebellion of the powerful house of Montgomery, aided by the Welsh princes. Henry
promised South Wales to Lorwerth ap Bleddyn, forcing the Montgomerys to
negotiate for peace. Henry was uncompromising, however, and stripped Robert,
Arnulf and Roger of all their holdings in England. The king was now supreme in
his rule, free from any serious rival. He could now turn his attention to
withholding royal authority from the encroachments of the Church in Rome,
growing ever more ambitious under a series of able popes.
For the king, the customs of the realm of England took precedence over the
claims of the Church. In this, he was aided by Gerard the Archbishop of York,
who argued that the Mother of Churches was Jerusalem, not Rome, and that the
Papacy was an institution of merely human ordinance. Predating Wycliffe, Gerard
argued that the Scriptures alone could give religious instruction; there was no
need to have the will of God expounded by a Pope. Kings were ordained by God to
rule the Church no less than the State.
The struggle between Anselm and Henry was abetted by the new Pope Paschal; all
three were obdurate, with the English archbishop even moving to France unable to
satisfy his king. In the meantime, Henry appropriated Church revenues and
enacted measures that led the bishops to beg for Anselm's return. Continued
trouble with Normandy, however, put the Church-Crown struggle temporarily on
hold.
Normandy had become a Mecca for just about all of those opposed Henry of
England, who now resolved to dispossess his brother. He started by bribing the
Count of Flanders and the King of France to transfer their allegiance. The
conquest of Normandy began in the spring of 1105, climaxing in the one-hour
battle at Tinchebrai when Robert surrendered. Normandy now belonged to Henry,
King of England. Thus the English soldiers, who had formed a large part of
Henry's army, could now say that the Battle of Hastings was avenged. Robert was
held captive in Cardiff Castle in Wales to spend the remainder of his life a
closely-guarded prisoner.
Henry could now introduce into the anarchy that had been Normandy some of the
order and economy that he had established in England. His one great mistake was
to entrust the infant son of Robert, William the Clito, to the charge of one who
would later raise a rebellion against him, and for twenty years, the policies of
Henry and his Norman possessions was determined by those who continued to plot
against him.
Back in England, the Church-Crown struggle continued; fear of excommunication
led the King to finally agree to a compromise with Anselm. Henry renounced the
right of investing prelates, but would continue to receive their homage for
their temporal possessions and duties. The treaty, nonetheless, did nothing to
settle the question of the English Church's longed-for independence from the
Crown. But it left Henry at the pinnacle of his power. The death of Anselm meant
that the King could appoint a successor more favorable to his own views.
Flambard, restored to Durham, remained too unpopular to cause any trouble for
the king. In addition, Henry kept in check the powers and ambitions of the great
Barons by judiciously exercising his feudal rights. He prohibited the custom of
private war, forbade the building of castles or fortified dwellings without his
license and insisted that every under-tenant regard the King as his chief lord.
Above all, he insisted on the rule of law.
When Henry first acceded to the throne, there had been different laws for
different folks according to where they resided, for example, West Saxons were
treated differently from Mercians. But the King's Court, the "Curia Regis" of
Henry, refused to recognize these differences. The rule was that the law of the
King's Court must stand above all other law and was the same for all. The king's
justices travelled into the shires to see that his mandate was carried out.
Before Henry died, the most distinctive of the old provincial differences had
disappeared.
From all the varying tribes that dwelled in England, with their mutually
incomprehensible dialects and varying legal customs and traditions, a new nation
was being forged out of the common respect for the King's writ, out of their
submission to and increasing attachment to the same principles of law and their
trust in the monarchy to protect them against oppression. Henry, the "Lion of
Justice" thus propelled his English possessions towards a sense of national
unity totally lacking in other lands. However, trouble returned upon the king's
death in 1135.
Return to Anarchy: Stephen (1135-1154)
The order of Henry l's reign soon disintegrated under his successor Stephen of
Blois. Events had started in 1128 when Geoffrey the Fair, nicknamed Plantagenet
on account of a sprig of broom (genet) he wore in his cap, and soon to be the
Count of Anjou, married the Empress Matilda, daughter and designated heiress of
Henry, King of England and Duke of Normandy. When Henry died and his nephew and
favorite Stephen seized the throne and the dukedom, the houses of Anjou and
Blois began their long struggle for control of both. Briefly, in this struggle,
Matilda concentrated on England and Count Geoffrey on Normandy, where he became
Duke in 1144. Events reluctantly forced Stephen to acknowledge Geoffrey in his
Dukedom as well as Matilda's son Henry as heir to his English throne.
Stephen gained early notoriety by running away from Antioch during the First
Crusade. He later more than made up for this at the Battle of Lincoln in 1141
when he fought on foot long after much of his army had fled, wearing out a
battle axe and a sword before being captured. His adherence to the code of
chivalry led him to give safe conduct to Matilda, entirely at his mercy, to her
brother's castle at Bristol, a grievous error. Matilda, as wife of Geoffrey, had
a secure base in Anjou and later in Normandy and Stephen was made to pay dearly
for his act of benevolence (or stupidity).
In 1126, Stephen, one of the wealthiest of the Anglo-Norman landholders, had
taken an oath to accept the succession of Matilda, an oath he quickly forgot
when he seized the treasury at Winchester and had himself crowned King.
Acceptance of his Dukedom quickly followed from the Norman barons and early in
1136, Stephen's position seemed secure. Even Matilda's half brother, Earl Robert
of Gloucester paid him homage at his Easter Court. Then it all unraveled for
this good knight who was also, in the words of chronicler Walter Map, a fool.
His courtesy and chivalry were not matched by efficacy in governing, and his
political blunders were legion. Prominent features of his reign, accordingly,
were civil wars and local disturbances.
The war of succession began when Matilda's uncle, David, King of Scotland
invaded England on her behalf in 1135. It was under the rule of David, the ninth
son of Malcom III, that Norman influence began to percolate through much of
southern Scotland. David was also Prince of Cumbria, and through marriage Earl
of Northampton and Huntingdon. Brother-in-law to the King of England, he was
raised and educated in England by Normans who "polished his manners from the
rust of Scottish barbarity." In Scotland, he distributed large estates to his
Anglo-Norman cronies who also took over important positions in the Church. Into
the Lowlands he introduced a feudal system of land ownership, founded on a new,
French-speaking Anglo-Norman aristocracy that remained aloof from the majority
of the Gaelic-speaking Celtic population.
It is to David that Scotland's future as an independent kingdom can be traced.
When conflict arose between the new (and weak) English King Stephen and the
Empress Matilda, David took the opportunity to reassert old territorial claims
to the border lands, including Cumbria. At the Treaty of Durham in 1136, he
retained Carlisle (which he had earlier seized). His invasion of England took
him into Yorkshire. However, fierce resistance, to what has been called his
needless, gleeful violence led to his defeat at Northallerton in the "Battle of
the Standard." Yet, due mainly to Stephen's troubles, the Scottish king was able
to gain practically all of Northumbria at a second treaty of Durham in 1139. At
David's death in 1153, the kingdom of Scotland had been extended to include the
Modern English counties of Northumberland, Cumberland and Westmoreland,
territories that were in future to be held by the kings of Scotland.
In the meantime, Matilda landed at Arundel in 1139 with a large army. Stephen
was captured at the battle of Lincoln in 1141, when his Barons deserted him,
only to be exchanged for Robert of Gloucester after Matilda had incurred the
enmity of the citizens of London, and the Queen had raised an army to defend the
city. Despite Matilda's being proclaimed "Domina Anglorum" at Winchester, the
civil wars continued intermittently, with Matilda and her supporters firmly
entrenched in the West country, normally on the defensive, often desperately
close to being defeated, but Stephen ultimately was unable to dislodge them.
The wars of succession in England, caused by Stephen's failure to recognize
Matilda as rightful monarch, were not happy times. Both armies relied heavily on
foreign mercenaries, anxious to set up their own private fiefdoms in England and
on occasion, managing to do so. In contrast to the peace of Henry's reign, the
English countryside now suffered the sad consequences of an unremitting struggle
with lawless armies on the rampage and barons paying off old scores. Matilda,
finally despairing at her failure to dislodge Stephen, left for Normandy, never
to return.
A more successful campaign was then carried out by Matilda's son Henry,
beginning in 1153. When his eldest son Eustace died the same year, Stephen
agreed to a compromise. He was to continue as king so long as he lived and to
receive Henry's homage. In turn, Henry was to be recognized as rightful heir. In
the meantime, complete anarchy prevailed in which the functions of central
government quickly broke down. Fragmentation and decentralization were the order
of the day. The situation called out desperately for a strong able ruler. Henry
II came along just in time.
Henry II (1154-1189)
Henry had become Duke of Normandy in 1150 and Count of Anjou after his father's
death in 1151. When he married Eleanor of Aquitaine in 1152, he ruled her duchy
as well, thus becoming more powerful than his lord, King Louis of France.
Eleanor had been divorced from Louis VII after her spell of adultery with her
Uncle Raymond of Antioch, notwithstanding the efforts of the Pope to keep the
marriage whole. She was several years older than Henry, but she was determined
on the union and made all the initial overtures. The turbulent marriage of the
able, headstrong, ambitious Henry to an older woman, equally ambitious and
proud, was famous for its political results.
King Louis, fearful of his loss of influence in France, made war on the couple,
joined by Henry's younger brother Geoffrey who claimed the inheritance of Anjou.
Their feeble opposition, however, was easily overcome and Henry acquired a vast
swathe of territory in France from Normandy through Anjou to Aquitaine. The
stage was set for the greatest period in Plantagenet history.
In England, Stephen was unable to garner the support he needed from his Barons,
fearful that a victory for either side would be followed by a massive
confiscation of lands. He had quarreled with his Archbishop of Canterbury in
1147, and the Church had consequently refused to recognize his son Eustace as
his heir. After Eustace's premature death in 1154, when Stephen was forced to
meet Henry at Wallingford, the great Barons decided to shift any allegiance away
from the King of England to the one he was more or less forced to acknowledge as
his successor. Henry was duly crowned with general English acclaim. The problems
of succession did not go away, however, for the union of Henry and Eleanor
produced four sons, all thirsty for power and not averse to any means whatsoever
to get it, even if it meant allying with Louis VII and Philip ll of France
against their father.
In the meantime, however, Henry ll was making his mark as one of the most
powerful rulers in Europe. His boundless energy was the wonder of his
chroniclers; his court had to rush like mad to keep up with his constant travels
and hunting expeditions. But he was also a scholar and Churchman, founding and
endowing many religious houses, though he was castigated for keeping many
bishoprics vacant to enjoy their revenues for himself. To posterity, he left a
legacy of shrewd decisions in the effective legal, administrative and financial
developments of his thirty-five year reign.
Leaving a greater impress upon the institutions of England than any other king,
perhaps Henry's greatest accomplishment was to take the English system of law,
much of it rooted in Anglo-Saxon custom, a cumbersome, complex and slow
accumulation of procedures, and turn it into an efficient legal system closely
presided over by the royal court and the king's justices. Making much use of the
itinerant justices to bring criminals to trial, Henry replaced feudal law by a
body of royal or common law. A major innovation was the replacement of the older
system of a sworn oath or an ordeal to establish truth by the jury of 12 sworn
men.
Upon his succession, Henry immediately took steps to reduce the power of the
barons, who had built up their estates and consolidated their positions during
the anarchy under Stephen. He refused to recognize any land grants made by his
predecessor and ruled as if Stephen had not even existed. Any attempts at
opposition were suppressed so that by 1158, four years into his reign, he ruled
supreme in England.
Henry then turned his attention to the Church, shrewdly relying on his close
ally Archbishop Theobald of Canterbury to carry out his religious policies.
England began to prosper under its able administrators closely watched and
guided by their king. Particularly noticeable were the growth of boroughs, the
new towns that were to transform the landscape of the nation during the century
and that were ultimately to play such a strong part in its political and
economic life.
The growth of towns, the new trading centers, was greatly aided by the
stimulation of the First Crusade that revived the commerce of Europe by
increased contact with the Mediterranean and especially through the growth of
Venice. Improvements in agriculture included the introduction of the wheeled
plough and the horse collar, both of which were to have enormous influence on
farming methods and transportation. For one thing, the horse collar made it
possible to efficiently transport the heavy blocks of stone for the building of
the great cathedrals. The drift into towns meant a weakening of serfdom and the
Lord's hold upon his demesne; serfs left the land to become traders, peddlers
and artisans.
Great changes in Europe also had their effects on the English political system.
Motivated by hatred and fear of the Moslems, and stimulated by the Crusades, the
Italian city-states grew in influence and prosperity. Sicily had been conquered
by the Normans by 1090, opening up the Western Mediterranean to trade. This in
turn stimulated the growth of the towns, which soon led to demands for more say
in their own government and the inevitable clash with the Church, ever anxious
to protect its own areas of interest and those of the merchant classes and
rapidly forming guilds. The continuing clash between Church and King was another
matter altogether.
There seem to have been three main factors in the quarrel between Archbishop
Becket and King Henry: their differing personalities, political implications and
the intolerance of the age. As chancellor for eight years from 1154, Becket was
a firm friend of the king with whom he had been a boyhood companion. He was
energetic, methodical and trustworthy, supporting his king in relations with the
Church. There was hardly any indication that the relationship of Church and
State would be completely changed upon Becket's appointment as Archbishop of
Canterbury upon Theodore's death in 1161, a position in which he now displayed
the same enthusiasm and energy as before, but now sworn to uphold ecclesiastical
prestige against any royal encroachments. Resigning the chancellorship, he began
in earnest to work solely in the interests of the Church, opposing the king even
on insignificant, trivial matters, but especially over Henry's proposal that
people in holy orders found guilty of criminal offences should be handed over to
the secular authorities for punishment.
The king was determined to turn unwritten custom into written, thus making
Becket liable for punishment, but Henry's insistence that it was illegal for
Churchmen to appeal to Rome gave the quarrel a much wider significance. After
Henry had presented his proposals at Clarendon in January 1164, Becket refused
to submit and his angry confrontation with the king was only defused with his
escape to exile in France to wage a war of words. He found very little support
from the English bishops who owed their appointments to royal favor and who were
heavily involved on the Crown's behalf in legal and administrative matters. They
were not willing to give up their powers by supporting the Archbishop, whose
intransigence made him, in their eyes, a fool. After six years in exile,
however, a compromise was reached and Becket returned to England.
Showing not a sign of his willingness to honor the compromise, Becket
immediately excommunicated the Archbishop of York and the other bishops who had
assisted at the coronation of Henry's oldest son. When the news reached Henry in
Normandy, his anger was uncontrollable and the four knights who sped to
Canterbury to murder Becket in his own cathedral thought that this was an act
desired by the King. Instead, the whole of Europe was outraged.
The dead archbishop was immensely more powerful than the live one, and more than
Henry's abject penance made the murdered Becket the most influential martyr in
the history of the English Church. The triangle of Pope, King and Archbishop was
broken. Canon law was introduced fully into England, and an important phase in
the struggle between Church and State had been won. Henry was forced to give way
all along the line; as a way out, he busied himself in Ireland, sending his son
John as "Lord of Ireland" to conduct a campaign that was a complete fiasco.
Taking advantage of their father's weakness, his sons now broke out in open
rebellion, aided by the Queen, though their lack of cooperation and trust in
each other led to Henry eventually being able to defeat them one at a time. For
her part, Eleanor was imprisoned for the remainder of the king's life. During
her husband's many absences, she had acted as regent of England. Her particular
ally against Henry was Richard, heir to the duchy of Aquitaine. During the last
three years of Henry's life, his imprisoned queen once more began to plot
against him, and upon his death in 1189, she assumed far greater powers than she
had enjoyed as his queen.
Under pressure from resistance in Britanny and Aquitaine, and possible rebellion
from his sons, aided by their ambitious, scheming mother, Henry had worked out a
scheme for the future division of his kingdoms. Henry was to inherit England,
Normandy and Anjou; Richard was to gain Poitou and Britanny was to go to
Geoffrey. John was to get nothing, but later was promised Chinon, Loudon and
Mirebeau as part of a proposed marriage settlement. This decision was strongly
contested by Prince Henry and was a leading factor in the warfare that ensued
between the King and his sons. It was in Normandy that Henry fell ill; he died
after being forced to accept humiliating terms from Philip of France and his son
Richard, who succeeded him as King of England in 1189.
Richard l (1189-1199): The Warrior King
Showing but some of his father's administrative capacity, Richard l, the
Lionheart, preferred to demonstrate his talents in battle. His ferocious pursuit
of the arts of war squandered his vast wealth and devastated the economy of his
dominions. On a Crusade to the Holy Land in 1191-2, he was captured while
returning to England and ransomed in prison in Germany. But upon his release, he
went back to fighting, this time against Philip ll of France. In a minor
skirmish in Aquitaine, he was killed. That almost sums up his reign, but not
quite.
Philip had been a co-Crusader with Richard, but his friendship turned to
hostility when the Lionheart rejected his betrothed, Philip's sister Alice, in
favor of Princess Berengaria of Navarre. Unfortunately, this match, consummated
for purely political reasons, did not produce an heir and left the way open for
the numerous conspiracies hatched by Richard's brother John, Count of Mortain
(who had been miserly treated in the dispositions of their father, Henry II).
All in all, the reign of one called by a contemporary as the "most remarkable
ruler of his times," was anything but remarkable, unless the exploits of this
violent and selfish man deserve mention. One of these involves the conquest of
Cyprus after Berengaria's ship had sheltered near Limassol and had been
threatened by the island's ruler. Richard, in fact, married his plain, but
prudent bride, in that Cypriot port.
King Richard spent all of six months in England. To raise the funds for his
adventures overseas, however, he appointed able administrators who carried out
his plans to sell just about everything he owned: offices, lordships, earldoms,
sheriffdoms, castles, towns, and lands. Even his Chancellor William Longchamps,
Bishop of Ely, had to pay an enormous sum for his chancellorship. William also
taxed the people heavily in the service of his master, making himself extremely
unpopular and being removed by a rebellion of the Barons in 1191.
The most able of Richard's ministers, and certainly the most important, was
Hubert Walter, Archbishop of Canterbury, Justiciar and Chancellor. He helped
keep the country more or less stable during the absence of the adventurer king
despite being grievously threatened by the townspeople's protests against taxes
and the nobles' protests against Richard's plans to establish a standing army.
The system that had been developed by Henry ll enabled the country to function
quite well, despite the occasional troubles caused by Richard's scheming and
ambitious brother John. Though Richard outlawed or excommunicated John's
supporters when he returned from overseas, he forgave his brother and promised
him the succession.
One favorable legacy that Richard left behind was his patronage of the
troubadours, the composers of lyric poetry that were bringing a civilized tone
to savage times and whose influence charted the future course that literature in
Europe was to take. A sad note is that Richard's preparations for the Third
Crusade against the Moslems provoked popular hostility in England towards its
Jewish inhabitants (who had been formerly encouraged to come from Normandy). A
massacre of the Jewish inhabitants of York took place in March, 1190, and
Richard's successor, John placed heavy fines which led to many Jews fleeing back
to the continent, a process that continued into the reign of Edward l, when they
were expelled from England.
Richard was fortunate to have loyal, experienced men to represent him in
England, Normandy, Anjou, Poitou and Gascony, as well as in the duchy of
Aquitaine. The successes enjoyed in the Third Crusade against the forces of
Saladin, a most formidable foe, were mainly due to the English king's abilities
as politician and military leader. But his dominions were constantly threatened
by enemies, who included Philip II of France, Raymond of Toulouse and his
brother John.
It is a pity that Richard got himself captured in Germany, for he had made ample
arrangements for the government of his domains. His ransom was massive; it
included his recognition of Henry VI of Germany, son of Frederick Barbarossa, as
feudal overlord of England. Nonetheless, thanks to such as Longchamps in
England, he was able to raise sufficient funds to recover all that Philip had
gained in Normandy and to keep his lands intact. He died in the siege of a minor
castle in a foolish attempt at inspecting his troops. John lost very little time
in losing everything that his brother had fought so hard to protect.
Disaster under King John (1199-1216)
There are quite a number of ironies connected with the reign of John, for during
his reign all the vast Plantagenet possessions in France except Gascony were
lost. From now on, the House of Anjou was separated from its links with its
homeland, and the Crown of England eventually could concern itself solely with
running its own affairs free from Continental intrigue. But that was later. In
the meantime, John's mishandling of his responsibilities at home led to
increased baronial resistance and to the great concessions of the Magna Carta,
hailed as one of the greatest developments in human rights in history and the
precursor of the United States Bill of Rights. It was also in John's reign that
the first income tax was levied in England; to try to recover his lost lands in
France, John introduced his tax of one thirteenth on income from rents and
moveable property, to be collected by the sheriffs.
To be fair to the unfortunate John, his English kingdom had been drained of its
wealth for Richard's wars in France and the Crusade as well as the exorbitant
ransom. His own resources were insufficient to overcome the problems he thus
inherited. He also lacked the military abilities of his brother. It has been
said that John could win a battle in a sudden display of energy, but then
fritter away any advantage gained in a spell of indolence. It is more than one
historian who wrote of John as having the mental abilities of a great king, but
the inclinations of a petty tyrant.
John alienated his vassals in Aquitaine by divorcing his first wife, Isabella of
Gloucester (who had failed to give him a son and heir), and taking as his second
wife the teenage daughter of the Count of Angouleme, a political move that
brought him no gain. The young woman was already betrothed to Hugh de Lusignan
of Poitou, and John was summoned to appear before Philip ll his nominal overlord
in France. After all his lands in France were forfeited for his refusal to
appear, John seized the initiative, marching to Poitier, and seizing young
Arthur (and releasing Eleanor of Aquitaine, held captive). He then threw
everything away by releasing the most dangerous of his prisoners, who continued
the revolt against him and worse, he had Arthur of Britanny killed.
When Arthur was murdered, it was the end for John's hopes in France. The act
alienated just about everybody, and Philip now pressed home his advantage. The
King of England's ineptitude and lack of support, despite winning some victories
in some provinces, eventually caused him to flee across the Channel, never to
return. It was the greatest reverse suffered by the English Crown since the
Battle of Hastings in 1066. When John reached England, the only French lands
left to him, apart from Gascony, was the Channel Islands (these nine island have
remained under the British Crown ever since and were the only part of the United
Kingdom occupied by Nazi forces in World War II).
Philip had not been the only one to be upset by John's repudiation of Isabella.
The English barons were also indignant. They had begun to lose confidence in
their feudal lord. After Richard's death, they had little faith in a victory
over the King of France and became weary of fighting John's wars, deserting him
in droves. When John began to direct his attention to matters in England, he was
unable to gain their confidence. William the Lion of Scotland seized the
opportunity to reassert his country's claim to Northumberland and Cumberland,
though his age and lack of allies prevented him from achieving his aims. John's
greatest problems, apart from the mistrust of his barons, lay not with Scotland,
but with the Church of Rome, now under a strong and determined Pope, Innocent
III.
Innocent, Pope from 1198 to 1216 was the first to style himself "Vicar of
Christ." He proved to be a formidable adversary to the English King. Their major
dispute came over the appointment of the new Archbishop of Canterbury at the
death of Hubert Walter in 1205. John refused to accept Stephen Langton, an
Englishman active in the papal court at Rome. He was punished by the Interdict
of 1208, and for the next five years, English priests were forbidden from
administering the sacraments, even from burying the dead. Most of the bishops
left the country.
York had been without an archbishop since 1207 when John's half brother Geoffrey
had fled to the continent after a quarrel over church taxes. In 1209, Innocent
excommunicated John, who was eventually forced to submit by accepting Langton as
his primary Church leader. Not only that, but he had to place England under the
direct overlordship of the papacy, and it was this humiliation that completely
destroyed his political credibility. In the meantime, however, John had
successfully dealt with the problem of Ireland.
The King had already been in Ireland, sent by his father to try to complete
Henry's plans to bring the feuding Irish chiefs and independent Norman lords to
order. He had failed miserably, and the behavior of his undisciplined troops
quickly led to his ignominious withdrawal from that troubled land. The campaign
of 1210 was more successful. Many Anglo-Norman lords had consolidated major
landholdings and were in defiance of royal authority. John's efforts to bring
them to heel proved to be one of the few successes of his seventeen-year reign.
He allied himself with the Irish chiefs, and with their help was able to
dispossess the powerful Walter and Hugh de Lacy. He placed the royal Justiciar
in charge of Ireland and had castles built at Carrickfergus and Dublin to
strengthen English control over the country.
It was time for the king of England to turn back to France. In 1212, John's
plans to re-conquer his former French possessions led to the revolt of his
barons. His request for money and arms was the flash point. When the northern
barons refused to help, John took an army to punish the rebels. Only Langton's
intervention effected a reconciliation. The expedition to Poitou then proceeded,
but ended in total failure with the defeat by Philip at Bouvines. His continued
disregard of feudal law and customs, allied to the disgrace of the defeat in
France and loss of lands, were now seized on by the majority of English barons
who presented their grievances at Runnymede, on June 15, 1215.
The Magna Carta, the "Great Charter" was something of a compromise, a treaty of
peace between John and his rebellious barons, whose chief grievance was that of
punishment without trial. Archbishop Langton drew up the grievances into a form
of statements that constitute a complex document of 63 clauses. Though John's
signature meant that baronial grievances were to be remedied, in later years,
the charter became almost a manifesto of royal powers. In fact, for the next 450
years, even though John reluctantly signed the charter, all subsequent rulers of
England fundamentally disagreed with its principles. They preferred to see
themselves as the source of all laws and thus above the law.
For posterity, however, the two most important clauses were 39, which states
that no one should be imprisoned without trial and 40, which states that no one
could buy or deny justice. Also of particular interest is the provision that
taxes henceforth could not be levied except with the agreement of leading
churchmen and barons at a meeting to which 40 days notice was to be given. In
addition, restrictions were placed on the powers of the king's local officials
to prevent them from abusing their financial, administrative and judicial
powers. Weights and measures were regulated, the safety of merchants ensured and
the privileges of the citizens of London were confirmed. The most lasting effect
of the somewhat vague conditions of the Magna Carta was the upholding of
individual rights against arbitrary government.
Baronial rebellion in England was not crushed by the provisions signed at
Runnymede. John spent the rest of his reign marching back and forth trying to
stamp out opposition that was led by Prince Louis of France, son of Philip ll,
but achieving little. One persistent legend is that he lost all his baggage
train, including the Crown jewels in the marshy area known as the Wash in the
county of Norfolk. The angry and frustrated king died in October 1216. His
burial at Worcester, however, showed that the centre of Plantagenet rule was now
firmly established in England, and not France (both Henry II and Richard I had
been buried in Anjou).
Henry III (1216-1272)
And so it was that John's young heir, Henry lll, came to the throne, to rule for
56 years, most of which were also spent in futile battles with the leading
barons of England and his failure to recapture the lost Plantagenet lands in
France. Henry also tried to take advantage of the Pope's offer of the kingdom of
Sicily by making his youngest son Edmund king of that far-off island. To raise
the funds to pay the ever increasing demands of the Bishop of Rome, Henry asked
for taxes in a repeat of his revenue-raising efforts that had failed to bring
military success in France and a crisis soon erupted. He had to agree to a
meeting of "parliament" in which the opposition was led by his brother-in-law
Simon de Montfort.
Henry had already alienated his leading barons by marrying Eleanor of Provence,
who brought many of her relatives to England to create an anti-foreigner element
into the realm's political intrigues and helped solidify baronial resentment and
suspicion of the incompetent, but pious king. The Barons showed their power by
drawing up the Provisions of Oxford. Henry capitulated; he was forced to
acquiesce to the setting up of a Council of Fifteen, with himself as a "first
among equals." When the king later tried to reassert his authority, the barons
once again rebelled. Under de Montfort, they captured Henry, and set up de
Montfort as temporary ruler.
Henry's son Edward, showing much more resolve and military skills than his
father, then raised an army, and at the decisive battle of Evesham in 1265,
defeated de Montfort to restore Henry, who enjoyed his last few years in peace.
He was especially gratified at the completion of Westminster Abbey and the
reburial of the remains of Edward the Confessor there.
During Henry III's long reign, great progress was made in the direction of the
English Church, not the least of which was the completion of the great
cathedrals at Durham, Wells, Ely and Lincoln and the erection of the magnificent
edifice at Salisbury with its spire lasting for many centuries as the tallest
man-made structure in England. Most notable among many learned clerics of the
period was Robert Grosstested, Bishop of Lincoln, who become Oxford University's
first chancellor, setting that institution on the road to its eventual greatness
and its enormous influence upon the nation's future leaders.
Henry's reign also saw the movement away from the monastic ideal to that of the
Church working among the people. The Franciscans and Dominicans were
particularly prominent in charitable work in the rapidly growing towns and
villages of England. In the country, an important innovation was the
introduction of windmills from Holland, which greatly aided in the draining of
marshes and the milling of grain.
Though Henry lll in many ways was a weak and vacillating king, his reign
produced a great milestone in the history of England, for the opposition of de
Montfort and the Barons, though ultimately defeated, had produced a parliament
in which commoners sat for the first time, and it was this, much more than the
Magna Carta of John, that was to prove of immense significance in the future of
democracy in England, and of "government by the people and for the people."
Edward I (1272-1307)
Seen by many historians as the ideal medieval king, Edward l enjoyed warfare and
statecraft equally, and was determined to succeed in both. Henry's eldest son,
he had conducted the ailing king's affairs in England during the last years of
his father's life. Known as Edward Longshanks, he was a man whose immense
strength and steely resolve had been ably shown on the crusade he undertook to
the Holy Land in 1270. The death of Henry forced his return from Sicily, though
it took him two years to return.
When he finally did arrive to claim his throne, King Edward immediately set
about restoring order in England and wiping out corruption among the barons and
royal officials. His great inquiry to recover royal rights and to re-establish
law and justice became the largest official undertaking since the "Domesday
Book" of two hundred years earlier. The proceedings took place under the Statute
of Gloucester on 1278 and the Statute of Quo Warranto of 1290. The Statute of
Mortmain of 1279 had decreed that no more land might be given into the hands to
the church without royal license. All these efforts and the great statutes of
Westminster of 1275 and 1285 were so successful in reforming and codifying
English law that Edward was given the title of the "English Justinian." Of equal
importance in the future development of the English civilization was Edward's
fostering of the concept of representation in a people's parliament. Knights of
the shire and burgesses of the boroughs were called to attend many of the king's
parliaments. In 1295, his gathering contained all the elements later associated
with the word "parliament," the writs issued to the sheriffs to call the knights
and burgesses made it clear that they were to act according to common counsel of
their respective local communities.
Ever anxious to raise funds for his never-ending wars, the king also established
a long-lasting alliance between the Crown and the merchant classes, giving them
protection in return for a grant of export duties on wool and other agricultural
products. The wily king even granted foreign merchants freedom of trade in
England in return for additional customs revenues. He desperately needed this
income to fight his Welsh and Scottish wars.
The Conquest of Wales
Visitors to the Wales of today are sometimes astonished to see the extent of
Edward's castle-building campaign. Huge forbidding castles, such as Caernarfon,
Conwy, Harlech and Beaumaris are listed as World Heritage Sites along with
others such as Flint and Rhuddlan. They show the extent to which Edward was
determined to crush any Welsh aspirations of independence and to bring the
country firmly under royal control.
The stubborn Welsh were a thorn in the side of Edward whose ambition was to rule
the whole of Britain. They were a proud people, considering themselves the true
Britons. Geoffrey of Monmouth (1090-1155) had claimed that they had come to the
island of Britain from Troy under their leader Brutus. He also praised their
history, written in the British tongue (Welsh). Another Norman-Welsh author,
Giraldus Cambrensis (1146-1243) had this to say about his fellow countrymen:
The English fight for power: the Welsh for liberty; the one to procure, gain,
the other to avoid loss. The English hirelings for money; the Welsh patriots for
their country.
When the English nation forged some kind of national identity under Alfred of
Wessex, the Welsh put aside their constant infighting to create something of a
nation themselves under a succession of strong leaders beginning with Rhodri
Mawr (Rhodri the Great) who ruled the greater part of Wales by the time of his
death in 877. Rhodri's work of unification was then continued by his grandson,
Hywel Dda (Howell the Good 904-50), whose codification of Welsh law has been
described as among the most splendid creations of the culture of the Welsh.
Hywel was a lawgiver, not a military leader. In order to keep the peace
throughout his kingdoms, he had to accept the position of sub-regulus to
Athelstan of Wessex. In 1039, however, Gruffudd ap Llywelyn became king of
Gwynedd and extended his authority throughout Wales, setting a precedent that
was to continue throughout the Norman invasion of Britain. Under Llywelyn ap
Iorwerth, Wales was forged into a single political unit. In 1204, Llywelyn
married King John's daughter Joan and was recognised by Henry III as pre-eminent
in his territories. At his death, however, in 1240, fighting between his sons
Dafydd and Gruffudd just about destroyed all their father had accomplished, and
in 1254, Henry's son Edward was given control of all the Crown lands in Wales
that had been ceded at the Treaty of Woodstock in 1247.
The situation was restored by Llywelyn ap Gruffudd, recognised as Prince of
Wales by Henry in 1267 and ruler of a kingdom set to conduct its own affairs
free from English influence. The tide of affairs then undertook a complete
reversal with the accession of Edward I to the throne of England in 1272.
Edward's armies were defeated when they first crossed Offas's Dyke into Wales.
The English king's determination to crush his opposition, his enormous
expenditure on troops and supplies and resistance to Llywelyn from minor Welsh
princes who were jealous of his rule, soon meant that the small Welsh forces
were forced into their mountain strongholds. At the Treaty of Aberconwy of 1287,
Llywelyn was forced to concede much of his territories east of the River Conwy.
Edward then began his castle-building campaign, beginning with Flint right on
the English border and extending to Builth in mid-Wales.
Llywelyn was not yet finished. When his brother Dafydd rose in rebellion against
the harsh repression of his people's laws and customs, Llywelyn took up the
cause. According to one chronicler, the Welsh "preferred to be slain in war for
their liberty than to suffer themselves to be unrighteously trampled upon by
foreigners." Sadly, however, despite initial successes, Llywelyn was slain at
Cilmeri, near Builth, when he was separated from his loyal troops, and Edward's
troubles with the Welsh were at an end. Their "impetuous rashness" was now
severely punished by the English king, intent on ridding himself of these
stubborn people once and for all.
At the Statute of Rhuddlan, 1284, Wales was divided up into English counties;
the English court pattern set firmly in place, and for all intents and purposes,
Wales ceased to exist as a political unit. The situation seemed permanent when
Edward followed up his castle building program by his completion of Caernarfon,
Conwy and Harlech. In 1300, Edward made his son (born at Caernarfon castle, in
that mighty fortress overlooking the Menai Straits in Gwynedd) "Prince of
Wales." The powerful king could now turn his attention to those other
troublemakers, the Scots.
The Scots' Road to Independence
At roughly the same time that the people of Wales were separated from the
invading Saxons by the artificial boundary of Offa's Dyke, MacAlpin had been
creating a kingdom of Scotland. His successes in part were due to the threat
coming from the raids of the Vikings, many of whom became settlers. The seizure
of control over all Norway in 872 by Harald Fairhair caused many of the
previously independent Jarls to look for new lands to establish themselves. One
result of the coming of the Norsemen and Danes with their command of the sea,
was that Scotland became surrounded and isolated. The old link with Ireland was
broken and the country was now cut off from southern England and the Continent,
thus the kingdom of Alba established by MacAlpin was thrown in upon itself and
united against a common foe.
In 1018, under MacAlpin's descendant Malcolm II, the Angles were finally
defeated in this northerly part of Britain and Lothian came under Scottish rule.
The same year saw the death of the British (Celtic) King of Strathclyde who left
no heir; his throne going to Malcolm's grandson Duncan. In 1034, Duncan became
King of a much-expanded Scotland that included Pict-land, Scotland, Lothian,
Cumbria and Strathclyde. It excluded large tracts in the North, the Shetlands,
Orkneys and the Western Isles, held by the Scandinavians. There was still no
established boundary between Scotland and England.
It was under the rule of David l, the ninth son of Malcom III, that Norman
influence began to percolate through much of southern Scotland. David, King of
Scotland, was also Prince of Cumbria, and through marriage, Earl of Northampton
and Huntingdon. Brother-in-law to the King of England, he was raised and
educated in England by Normans who "polished his manners from the rust of
Scottish barbarity." In Scotland, he distributed large estates to his
Anglo-Norman cronies who also took over important positions in the Church. In
the Scottish Lowlands he introduced a feudal system of land ownership, founded
on a new, French-speaking Anglo-Norman aristocracy that remained aloof from the
majority of the Gaelic-speaking Celtic population.
At David's death in 1153, the kingdom of Scotland had been extended to include
the Modern English counties of Northumberland, Cumberland and Westmoreland,
territories that were in future to be held by the kings of Scotland. Alas, the
accession of Henry II to the English throne in 1154 had changed everything.
David had been succeeded by his grandson, Malcolm IV an eleven-year old boy He
was no match for the powerful new King of England. At the Treaty of Chester,
1157 Henry's strength, "the authority of his might," forced Malcolm to give up
the northern counties solely in return for the confirmation of his rights as
Earl of Huntingdon. The Scottish border was considerably shifted northwards. And
there it remained until the rash adventures of William, Malcolms' brother and
successor, got him captured at Alnwich, imprisoned at Falaise in Normandy, and
forced to acknowledge Henry's feudal superiority over himself and his Scottish
kingdom. In addition, to add insult to injury, the strategic castles of
edinburgh, Stirling, Roxburgh, Jedburgh and Berwick were to be held by England
with English garrisons at Scottish expense.
Henry II's successor was Richard I, whose main concern was the Third Crusade.
Desperately needing money to finance his overseas adventures, Richard freed
William from all "compacts" extorted by Henry and restored the castles of
Berwick and Roxburgh for a sum of 10,00 marks of silver. Thus the humiliation of
the Falaise agreement was cancelled. Richard showed little interest in running
his English kingdom, less interested in Scotland and departed for the crusade in
1189. Once again, Scotland was a free and independent country.
A new struggle for control of Scotland had begun at the death of Alexander III
in 1286, leaving as heir his grandchild Margaret, the infant daughter of the
King of Norway. English King Edward, with his eye on the complete subjugation of
his northern neighbors, suggested that Margaret should marry his son, a desire
consummated at a treaty signed and sealed at Birgham. Under the terms, Scotland
was to remain a separate and independent kingdom, though Edward wished to keep
English garrisons in a number of Scottish castles. On her way to Scotland,
somewhere in the Orkney, the young Norwegian princess died, unable to enjoy the
consignment of sweetmeats and raisins sent by the English King. The succession
was now open to many claimants, the strongest of whom were John Balliol and
Robert Bruce.
John Balliol was supported by King Edward, who believed him to be the weaker and
more compliant of the two Scottish claimants. At a meeting of 104 auditors, with
Edward as judge, the decision went in favor of Balliol, who was duly declared
the rightful king in November, 1292. The English king's plans for a peaceful
relationship with his northern neighbor now took a different turn. In exchange
for his support, he demanded feudal superiority over Scotland, including homage
from Balliol, judicial authority over the Scottish king in any disputes brought
against him by his own subjects and defrayment of costs for the defence of
England as well as active support in the war against France.
Even Balliol rebelled at these outrageous demands. Showing a hitherto unshown
courage, in front of the English king he declared that he was the King of
Scotland and should answer only to his own people and refused to supply military
service to Edward. Overestimating his strength, he then concluded a treaty with
France prior to planning an invasion of England.
Edward was ready. He went north to receive homage from a great number of
Scottish nobles as their feudal lord, among them none other than Robert Bruce,
who owned estates in England. Balliol immediately punished this treachery by
seizing Bruce's lands in Scotland and giving them to his own brother-in-law,
John Comyn. Yet within a few months, the Scottish king was to disappear from the
scene. His army was defeated by Edward at Dunbar in April 1296. Soon after at
Brechin, on 10 July, he surrendered his Scottish throne to the English king, who
took into his possession the stone of Scone, "the coronation stone" of the
Scottish kings. At a parliament which he summoned at Berwick, the English king
received homage and the oath of fealty from over two thousand Scots. He seemed
secure in Scotland.
Flushed with this success, Edward had gone too far. The rising tide of
nationalist fervor in the face of the arrival of the English armies north of the
border created the need for new Scottish leaders. With the killing of an English
sheriff following a brawl with English soldiers in the marketplace at Lanark, a
young Scottish knight, William Wallace found himself at the head of a
fast-spreading movement of national resistance. At Stirling Bridge, a Scottish
force led by Wallace, won an astonishing victory when it completely annihilated
a large, lavishly-equipped English army under the command of Surrey, Edward l
viceroy.
We can imagine the shock to the over-confident Edward and the extent to which he
sought his revenge. At Falkirk, his re-organized army crushed the over-confident
Scottish followers of Wallace, who was now finished as an effective leader and
forced into hiding. Following the battle, a campaign began to ruthlessly
suppress all attempts at reasserting Scottish independence. It was time for
Robert Bruce to free himself from his fealty to Edward and lead the fight for
Scotland.
At a meeting between the two surviving claimants for the Scottish throne in
Greyfriar's Kirk at Dumfries, Robert Bruce murdered John Comyn, thus earning the
enmity of the many powerful supporters of the Comyn family, but also
excommunication from the Church. His answer was to strike out boldly, raising
the Royal Standard at Scone and, on March 27, 1306, declaring himself King of
Scots. Edward's reply was predictable; he sent a large army north, defeated
Bruce at the battle of Methven, executed many of his supporters and forced the
Scottish king to become a hunted outlaw.
The indefatigable Scottish leader bided his time. After a year of demoralization
and widespread English terror let loose in Scotland, during which two of his
brothers were killed, Bruce came out of hiding. Aided mightily by his Chief
Lieutenant, Sir James Douglas, "the Black Douglas," he won his first victory on
Palm Sunday, 1307. From all over Scotland, the clans answered the call and
Bruce's forces gathered in strength to fight the English invaders, winning many
encounters against cavalry with his spearmen.
The aging Edward, the so-called "hammer of the Scots," marched north at the head
of a large army to punish the Scots' impudence; but the now weak and sick king
was ineffectual as a military leader. He could only wish that after his death
his bones would be carried at the head of his army until Scotland had been
crushed. It was left to his son Edward to try to carry out his father's dying
wish. He was no man for the task.
Edward ll was crowned King of England in 1307. Faced by too many problems at
home and completely lacking the ruthfulness and resourcefulness of his father,
the young king had no wish to get embroiled in the affairs of Scotland. Bruce
was left alone to consolidate his gains and to punish those who opposed him. In
1311 he drove out the English garrisons in all their Scottish strongholds except
Stirling and invaded northern England. King Edward finally, begrudgingly,
bestirred himself from his dalliances at Court to respond and took a large army
north.
On Mid-Summer's Day, the 24th of June, 1314 occurred one of the most momentous
battles in British history. The armies of Robert Bruce, heavily outnumbered by
their English rivals, but employing tactics that prevented the English army from
effectively employing its strength, won a decisive victory at Bannockburn.
Scotland was wrenched from English control, its armies free to invade and harass
northern England. Such was Bruce's military successes that he was able to invade
Ireland, where his brother Edward had been crowned King by the exuberant Irish.
A second expedition carried out by Edward II north of the border was driven back
and the English king was forced to seek for peace.
The Declaration of Arboath of 1320 stated that since ancient times the Scots had
been free to choose their own kings, a freedom that was a gift from God. If
Robert Bruce were to prove weak enough to acknowledge Edward as overlord, then
he would be dismissed in favor of someone else. Though English kings still
continued to call themselves rulers of Scotland, just as they called themselves
rulers of France for centuries after being booted out of the continent, Scotland
remained fully independent until 1603 (when James Stuart succeeded Elizabeth I).
Misrule in England under Edward II (1307-27)
Edward II's miserable failure in Scotland was matched by equal ignominy at home.
Quite simply, as one chronicler put it: "He did not realize his father's
ambition." One problem was the resurgence of baronial opposition. It didn't help
much that the king was overly fond of his male companions, especially enjoying a
passionate relationship with the French Piers Gaveston, whom he made Earl of
Cornwall. The disaster at Bannockburn added to the king's ever-plummeting
reputation for incompetence and opposition gathered under the Earl of Lancaster.
Meanwhile, Edward's wife Isabella and their young son had gone to the French
court to start their own revolt against the profligate, homosexual king. She
took as her lover the powerful Mortimer, and in 1326 their combined forces
landed in England to begin active resistance to Edward. The unfortunate king,
without any support, was forced to surrender his crown in favor of his young
son. His gruesome death in prison need not be recounted here, but it received
dramatic attention at the hands of the gifted Marlowe (1564-1593).
England Revives Under Edward III (1327-77)
The murdered king's successor, Edward III began his reign at the age of
fourteen. He ruled for fifty years, years marked by the king's restoration of
royal prestige, the beginnings of what is known as "The Hundred Years War" with
France, the growth of parliamentary privilege in England and the devastating
results of the plague known as the Black Death.
The Hundred Years War began when Edward took up arms against his overlord,
Philip IV. It began over the duchy of Gascony, the only fragment left to the
Angevin kings of England (apart from the Channel Islands) of their French
possessions. Gascony was held by the king, however, as a vassal of his powerful
overlord, the King of France. It was an extremely valuable asset, for its chief
port Bordeaux shipped huge quantities of wine that provided a much needed source
of income for the English Crown in customs revenues. It was to avoid
confiscation of the duchy by the French king that Edward decided to invade.
Edward also re-enforced his claim to the French crown by assuming the title of
King of France, a move that would also help to provide sanction for his French
supporters (the title was only given up by the British monarchy in 1802).
Briefly, Edward's policy of launching lightning raids deep into France was
initially successful, and his tactic of using men-at-arms and longbowmen
produced the outstanding victories at Crecy in 1346 and at Poitiers in 1356. At
Crecy, Edward's son, the Prince of Wales, known as The Black Prince," for the
color of his armor, gained his motto "Ich Dien" (I serve), used as part of the
insignia of the present Prince of Wales.
Edward was also successful in capturing Calais in 1347 which was to remain in
English hands for over two hundred years. In 1360, the English king made a peace
settlement by which he received southwest France in full sovereignty. Charles V
of France had other ideas, however, and brought his full military might to
repudiate the settlement. By 1375, following a costly war of attrition, Edward
had lost most of his gains.
Edward had no control over the outbreak of the Black Death that devastated most
of Europe by bringing bubonic plague, carried by the black rat and transmitted
to humans by fleas and the pneumonia that inevitably followed. It arrived in
England in 1348, quickly spreading inland from its port of entry and within one
year had affected all of Britain. Perhaps as many as one half of the country's
population died before the scourge suddenly came to an end in 1350. It left
behind a greatly depleted population, made laborers scarce and thus drove up
wages, creating a situation in which many workers could offer their services to
the highest bidder. A floating population of traveling workers came into being.
The third major phenomenon, the growth of Parliament, came about as a result of
Edward's constant need for finances to support his continental adventures. The
assembly of nobles and administrators who offered advice to the king had begun
to insist that they had a right to be summoned. A crisis occurred in 1341-43
over Edward's finances. Parliament took action to curtail many royal
perquisites; many statutes were passed to increase the powers of the nobles, but
the Commons, also depended upon for revenue, also increased its influence at the
expense of the king. The earlier conflict of 1321 between Edward II and his
barons had led to the Statute of York one year later that clearly limited the
king's powers. It had been the combined assembly of prelates, knights and
burgesses, in fact, that had shown their own increasing power by demanding the
abdication of Edward in 1326.
The Magna Carta had been primarily a concern of the barons to protect their
interests against the king. Since then, however, the so-called gentry, the
middle class landholders in the various counties were also taking part in the
political debate. From 1299 on, they had been summoned by the king and
parliament to authorize taxes to pay for the military. When Edward I also
imposed heavy taxes on the clergy and offered special favors to the merchants,
both these classes then expected some recognition in return. It was apparent
that a new political society had been brewing ever so gradually but ever so
strongly in England; its kings had to come to terms with it, as Edward II
learned of his peril and ultimate death. The beginning of rule by consensus was
firmly established by the time of Edward III's death.
Another important phenomenon taking place in England in the 14th century must
not be overlooked. In 1362, Parliament passed an act to make English the
official language of pleadings in the law courts, rather than French. Resistance
from the lawyers prevented its full implementation, but the English language
continued to be used in parliamentary rolls and statutes and ultimately replaced
French to become the official language of the country. Because Latin was a
spoken language among clerics and men of learning, an enormous number of
borrowings came into English at this time from Latin. This, too, was the age of
Geoffrey Chaucer, John Gower, John Barbour, Sir John Mandevill, and John
Wycliffe, all of whom wrote in the English language. By the end of the 14th
century, the vast variety of Middle English dialects notwithstanding, a standard
form of written English had come into being.
The last ten years of the glorious reign of Edward lll, highly praised by his
contemporaries as a period without parallel in the history of England for its
"beneficent, merciful and august rule," was marred by constitutional crises.
That the king himself was in his dotage hardly helped matters. Edward the heir
to the throne was painfully ill and dying. The gradual disintegration of royal
authority brought about by diplomatic and military failures produced the serious
confrontation of the so-called Good Parliament of 1376.
There were many grievances to be dealt with by the Good Parliament and a
committee was set up of leading prelates and nobles to deal with them. A speaker
was appointed to act as the Commons' chairman and representative, and the first
use of the judicial procedure known as impeachment took place. The principal
grievance was that Edward's councillors and servants "were not loyal or
profitable to him or the kingdom." The resulting dismissal of some of the king's
advisors and financiers meant that it was the commons, not the barons, who had
now taken the initiative in ousting royal favorites.
The Good Parliament had also seen one of the most serious attacks on the Crown
during the whole later Middle Ages. Though King Edward, through his powerful
Councillor John of Gaunt, sought some measure of revenge by nullifying almost
everything the parliament had sought to put in place, in summing up his long
reign, we can praise his remarkable ability to accommodate the interests of so
many of his subjects. No wonder a cult of Edward lll as a wise and benevolent
king quickly grew in England. It was a cult that made it very difficult for his
successors.
A King is Deposed: Richard II (1377-99)
One sorrowful day in August, 1399, King Richard stood on the ramparts of Flint
Castle, in its lonely position on the Dee estuary in Northeast Wales, watching
the soldiers of Henry, Duke of Lancaster, advance from the direction of Chester.
Flint townspeople still relate that the king's ever-present companion, his
greyhound Math, betrayed his master that day by running to greet the triumphant
Henry. Richard had already been betrayed by the Earls of Northumberland and
Arundel who had persuaded him to leave the safety of Conwy Castle to journey to
Flint. Math's ghost is now said to howl nightly in the ruins of the ancient
castle.
Poor Richard! He certainly had delusions of grandeur, but many of his attempts
to establish a realm of royal absolutism were to come to fruition only in the
reign of his successor. His own reign saw the unleashing of forces completely
beyond his control. Great economic and political developments were changing the
face of Europe forever. The king's own lack of judgement only precipitated his
eventual abdication, enforced after a rule of 22 years of great social unrest
and baronial discontent. His reign also coincided with the period of the French
Wars, that ate away at his treasury and caused constitutional crises at home.
Richard had become king at the age of ten. England, still held shackled by great
war debts, was governed by a powerful council of nobles, supervised by the
Richard's uncle, John of Gaunt Duke of Lancaster by virtue of his first
marriage, to Blanche of Lancaster. The Duke's second marriage was to Constanza
of Castile, a union that forced a great deal of his attention to acquiring the
throne of that Spanish kingdom.
Four years after Richard acceded to the throne, he was faced with the mass
popular uprising known as the Peasants' Revolt. To raise funds for the French
war, a poll tax was adopted by the government the unfair distribution of which
caused massive resistance (much like the one initiated by the government of
Margaret Thatcher many hundreds of years later). An outbreak of rioting followed
attempts to collect the tax from the poorer classes.
The rebels marched on and occupied London. Richard and his advisors hastily
promised charters of emancipation and redress of grievances to the rebel
leaders, promises, it turned out, that they had no intention of keeping. The
young king pacified the angry mob when their leader Wat Tylor was killed; he
then showed he meant business by having their leaders executed. Perhaps scared
for the safety of his Crown, he then squandered the support of his lords in
Parliament by going too far. His despotic measures, in an attempt to reassert
royal prerogative, alienated the barons, who sided with Duke Henry of Lancaster.
Richard's major problem was that he had high ideas of his own dignity and of the
power of the divine right of kings. This not only brought him into conflict with
his barons, leading to his ultimate deposition, but also with the powerful
English Church, whose leaders could always appeal to Rome against any royal
encroachment on their privileges. Richard devoted all his energies to the
establishing of a despotism that was out of place in the England of his time.
Neither the time nor the place was right for the establishment of an absolute
monarchy.
The nobles had grown too powerful and Richard's insistence that he was the sole
source of English law, not bound by custom, did not sit too highly with those
who thought otherwise. The kings' tampering with the will of Parliament,
nullifying measures passed by both Lords and Commons, coupled with his attempts
to create a written constitution that would serve the rights of the crown for
ever, and his assertion that it was high treason to try to repeal his statutes,
his appeals to the Pope to obtain confirmation of his measures all combined to
force the barons to acquiesce in his deposition. The last straw was Richard's
attempt to make Parliament the instrument of destruction of its own liberties (a
political move carried out with much greater success by Henry VIII many
generations later).
It did not help Richard, who introduced the handkerchief to England, that his
nobles had regarded with loathing his patronage of the arts, his extravagant
tastes, his choice of favorites and his effeminate ways. In 1386, the king had
given the title of Marquis of Dublin to Robert de Vere, a greedy, arrogant man.
A group of nobles known as the Lords Appellant, including the Dukes of Lancaster
and Norfolk demanded trial for Richard's friends, including de Vere. When de
Vere raised an army, he was defeated, and the "Merciless Parliament of 1388
tried an executed many of Richard's followers. Richard was outraged, but in
1389, coming of age, began his majority by dispensing with a council altogether.
Richard regarded his coronation as giving him the right to keep royalty from
being dishonored by any concessions to anyone, from the Pope himself, through
the leading barons, down to the poorest of is subjects. His will directed that
he be given a royal funeral. It seems that his ideas, originally formed into a
system of defence against the papacy (growing increasingly powerful in the
affairs of Europe) were formulated into a doctrine of absolute monarchy. He was
repudiated by his nation.
When he found a pretence to banish both Bolingbroke and Mowbray (Dukes of
Lancaster and Norfolk), Richard believed he had a free hand to begin his aim of
ruling by absolute fiat. He raised a private army, imposed additional taxes,
lavished gifts upon his favorites and spent huge sums of money on extravagant
court feasts. He also incurred the enmity of the citizens of London, without
whose support no king of England could now successfully govern.
The great revolution of 1399 was an assertion of the rights of Englishmen to
constitutional government, thus it bears an uncanny resemblance to the great
revolt of the American Colonies some centuries later. The principal grievances
were the same. The articles of deposition setting forth the charges against the
king were just as uncompromising as his own absolute doctrine. Richard had
greatly overreached his powers by appropriating the lands of the Duchy of
Lancaster after the death of John of Gaunt in 1399. This was the ultimate
blunder that led directly to its downfall. If the great house of Lancaster could
lose its property to the king, then no man's land was safe in England. The
future Henry IV was thus acting as the champion of property rights when he met
Richard at Flint Castle.
By elevating Bolingbroke, Duke of Lancaster, son of John of Gaunt and grandson
of Edward lll to the throne, the nobles passed over Richard's nearest heir. They
thus asserted the right of Parliament to elect the fittest person from within
the royal family. For a short time at least, constitutionalism triumphed in
England. Unfortunately for the future of the kingdom, the passing over of the
elder branch of the royal house in favor of the House of Lancaster meant the
eventual reasserting of the claims of the House of York and the consequent Wars
of the Roses with their attendant anarchy.
England Triumphant: Henry IV (1399-1413)
Henry of Bolingbroke was renowned as a fighting man. He had travelled
extensively in Europe and the Mediterranean before overthrowing the unpopular
Richard (who died a mysterious death, probably due to starvation while in
prison). One problem with Henry's usurpation of the throne was the setting of a
dangerous precedent: a rightful king, properly anointed and recognized by the
Church, had been deposed (a theme that provided Shakespeare with so much
material in his "Richard II"). It was thus up to Henry to consolidate the powers
of the monarchy, and it was to his advantage to utilize Parliament to bolster
his position and counter the ever-present threats to his throne and challenges
to his position as chief lawgiver. Through this alliance, as troubled as it was
by constant wrangling over the king's expenses, he was able to overcome most of
the troubles that were a legacy from Richard.
Of the serious threats he had to deal with, Henry was most troubled by the
revolt of the Welsh under Owain Glyndwr. Social unrest and racial tension
underlay much of the resentment of the Welsh people, ever mindful that they were
the true Britons, descendants of Brutus and rightful heirs to the kingdom.
Uncertainty as to the future of Wales and the repressive measures of successive
English kings following Edward IÕs conquest of their nation found expression in
the general uprising under Owain, at first successful in reclaiming much Welsh
territory and capturing English strongholds on and within the borders.
A tripartite alliance among Owain, the Earl of Northumberland and Henry Mortimer
looked as if it would succeed in dismembering England, ridding its people of its
usurper monarch. Military aid was promised from the king of France. Glyndwr
(Owen Glendower) had himself crowned Prince of Wales and called a parliament at
Machynlleth. Then it all unraveled for the conspirators. Henry Percy of
Northumberland (Hotspur) was killed at the Battle of Shrewsbury, Louis of
Orleans was assassinated and the promise of French aid was not fulfilled.
Owain's other ally, the King of Scotland was taken prisoner by the armies of
England, commanded by the ever resourceful, ever able military strength of young
Prince Henry, later Henry V.
Owain's fight for Welsh independence was betrayed by fellow Welshman David Gam,
fighting for the English, and his cause was lost. Wales had to wait almost 600
years for its next people's assembly. King Henry then quickly dealt with other
rebellions, including one led by Archbishop of York, Richard Scrope, who was
executed for his audacity. Thus Henry succeeded in keeping his shaky throne
intact. He died after a long illness in 1413, leaving the throne to the
charismatic warrior, King Henry
Henry V (1413-22)
The reign of Lancastrian hero Henry V was not a long one. It could have been a
glorious one, certainly if we think of him solely as a warrior-king, fearless in
leading his troops into battle and winning his military victories against
seemingly-impossible odds. His conquest of Normandy and his acquisition of the
throne of France made him a legend in his own time. Who can find fault with his
dream of ultimately uniting all of Christian Europe against the infidel?
Henry's brief reign, however, did not get off to a good start at home. Two
rebellions had to be dealt with: one led by Sir John Oldcastle, of a prominent
Welsh border family, who was disgruntled by his excommunication and imprisonment
for heresy; the other led by Richard, Earl of Cambridge, husband of Anne
Mortimer, sister of Edmund Mortimer the nearest legitimate claimant to the
throne by descent from Edward lll, and younger brother of the Duke of York. The
first one owed a great deal to the earlier attempts of English monarchs to make
their country more independent of Rome; the second to the continuing claims of
the heirs of Richard ll to the Crown of England.
The Catholic Church had been steadily increasing its demands upon the English
treasury, but it had been meeting with increasing resistance. During the reign
of Edward lll, reformer John Wycliffe, had declared that the Bible, and not the
Church, was the true guide to faith. The English king could welcome this novel
idea as long as it didn't lead to attacks on his own prerogative. After all, it
needed a representative of Rome at Canterbury to sanction the accession to power
of the English monarch.
There was also the matter of the Papal Schism, with rival popes in Rome and
Avignon. This was hardly a situation that created confidence in the Holy
Catholic Church. Wycliffe went so far as having the Bible translated into
English, making it accessible to all who could read, and not just the
classically educated clergy. His ideas were then preached with great zeal by the
Lollards, all of who condemned many practices of the established Church. Their
demands were premature, for religious dissent also constituted a grave threat to
the stability of the realm, and King Henry IV, with the able assistance of
ultra-conservative Archbishop Arundel had undertaken stern measures to combat
their ideas, including burning Lollards at the stake.
Oldcastle, a boyhood friend of Henry V, after escaping from the Tower of London,
was accused of organizing a Lollard rebellion. After years in hiding, he was
eventually betrayed, captured and executed and his followers dispersed. The
rebellion of Richard, Earl of Cambridge, against the Royal House of Lancaster,
also suffered the same fate. Both plots were foiled by the decisive action of
the king's supporters and Henry, supported by an effective, disciplined royal
council, was thus free to embark on his French adventures.
Contemporary events in France greatly favored the implementation of Henry's
claims in that country, especially the incompetence of Charles V's son and heir
Charles VI, who also suffered from bouts of insanity. Bitter rivalries tore
asunder the French Court, one headed by the king's younger brother, Louis of
Orleans and the other by the king's uncle, Philip of Burgundy. The latter had
designs on complete control of the government of France, a cause aided by the
assassination of Orleans in 1407. The resulting outbreak of civil war paralyzed
France for a generation. In the meantime, the King of England took immediate
advantage and took his army across the Channel.
Forgetting anything or everything they had learned at Crecy in the previous
century, the French army attacked the motley crew that made up the English
forces at Agincourt using the same tactics that failed them in the earlier
slaughter. The result was an even bigger disaster for the over-confident French
with appalling losses among their heavily armed, mounted knights completely
unable to maneuver in the marshy lands and cut down by the skill of Henry's
mercenary archers, many recruited in Wales.
Following Agincourt, the way was open for Henry to take possession of Normandy.
The Dauphin fled Paris, leaving Queen Isabella (during one of her husband fits
of insanity) to come to term with the victorious English king. The powerful Duke
of Burgundy, whose support had been crucial for Henry, was fatally stabbed by a
former supporter of the murdered Orleans while arranging the negotiations, but
the English king had no serious rivals in France to thwart his ambition.
By the Treaty of Troyes of 1420, it was declared that on the death of Charles VI
his throne should be given to "his only true son," Henry V of England, now
married to the Princess Catherine. We can only surmise what the political future
of both France and England might have been had Henry not died during one of his
French campaigns in 1422, leaving the Duke of Gloucester as regent in England
and the Duke of Bedford as regent in France. The heir to the English throne was
less than one year old. Queen Catherine, remaining in England, took as her next
husband Owen Tudor of Wales, with consequences we shall deal with later.
Henry VI (1422-71)
In a reign lasting almost fifty years, Henry VI lost two kingdoms, his only son
and on many occasions, his reason. Perhaps we can blame bad luck for the king's
misfortunes, certainly his bad judgement, but Henry was never a ruler in his own
person. He had come to the throne as an infant, the country being governed by a
regency dominated first by his uncles of the House of Lancaster and later by the
Beauforts. In addition to being dominated by the Duke of Suffolk, he was also
controlled by his wife Margaret of Anjou. During bouts of mental illness,
England was ruled by Richard, Duke of York as protector. In marked contrast to
the good order of his father, the complete fiasco of the reign of Henry Vl
ultimately led to that sad period in English history known as "The Wars of the
Roses."
In France, despite a few desultory successes after the death of Henry V, things
went from bad to worse for the English occupiers. Under the inspired leadership
of a peasant girl from Domremy, known as Joan of Arc, French resistance was
revitalized, Orleans relieved and the Dauphin crowned at Reims as Charles VII.
Joan was eventually captured by the ever-treacherous Burgundians and sentenced
to death for heresy by a Church court, becoming a national martyr after she had
nobly perished in the bonfire at Rouen in 1431.
The fires that burned Joan also ignited the latent forces of French nationalism.
After 1435 and the death of the Duke of Bedford, the English armies found
themselves virtually leaderless in the face of increasing French strength.
During the long years of attrition that followed, they were gradually forced to
give up all they had gained under Henry V except the single port of Calais.
Agincourt might as well not have happened.
In England, at the same time, despite the avowed saintliness of the king, the
monarchy was rapidly losing its prestige. Though he was interested in education,
and both Eton College and Kings College, Cambridge were founded during his
reign, Henry's employment of ambitious, self-serving courtiers and advisors only
hastened the onset of civil war. In particular, the constant feuds of the kings'
relatives, descended from Edward lll, created a situation bordering on anarchy.
Richard of York, heir to the son of Richard II, the boy whose rights had been
passed over by parliament in 1399, led the anti-Lancastrian party. The Wars of
the Roses began in 1453, when the birth of a son to King Henry precluded the
possibility of a peaceful succession.
Richard of York, whose family had adopted its emblem a white rose as a Yorkist
badge, raised the standard of revolt to begin the thirty-year period of civil
war that wracked the whole nation. Never really involving more than armed
clashes between small bands of noblemen with their private retainers, the bloody
conflict nevertheless managed to exterminate most of the English aristocracy as
its fortunes swung back and forth between the two sides.
King Henry and Margaret had adopted the red rose as the symbol of the House of
Lancaster. They managed to force Richard of York into exile, but when Henry was
later captured at the Battle of Northampton, Richard returned to claim the
throne for himself. A compromise was then effected that would allow him to reign
after Henry's death, but York was killed at Wakefield when Margaret led an army
against him in 1460. His son Edward was then supported in his claims by the
formidable Earl of Warwick (Warwick the kingmaker). Henry had been recaptured by
his "manly queen, used to rule..." but he was driven into exile one year later
when Warwick had the Yorkist prince crowned as Edward lV.
There were now two kings ruling England, and thus a battle was necessary to try
to settle the matter. It duly took place in 1461 at Towton, the bloodiest
engagement of the whole war and a disaster for the House of Lancaster. Henry and
Margaret had to flee to Scotland. When his wife left to drum up support in
France, Henry stayed behind as fugitive, only to be imprisoned once more.
Warwick then switched his allegiance to Margaret and their joint invasion forced
King Edward to flee to the Continent. They released the poor, bewildered Henry
from the Tower of London to be recognized as king again.
No wonder Henry had fits of insanity. His joy at being restored to the throne
was short-lived, for Edward was not finished. He returned to England in 1471,
with aid from Charles the Bold of Burgundy and at Barnet in 1471, he defeated
and killed Warwick. At the battle of Tewkesbury, he then defeated Queen Margaret
and killed her husband's son Edward. Henry found himself back in prison at the
Tower where he was executed. Later chroniclers praised his good qualities and
Henry VII even sought his canonization, but the former Henry had completely
failed as a ruler. His reign had not only seen civil war, but also had to deal
with the serious revolt of the middle classes led by Jack Cade, seeking to
redress government abuses and the lack of input into the arbitrary decisions of
the king and council. Though the rebellion failed, it showed only too clearly
that arbitrary decisions by those in power could be strongly protested by those
without.
Edward lV (1461-83)
Edward began his reign in 1461 and ruled for eight years before Henry's brief
return. His reign is marked by two distinct periods, the first in which he was
chiefly engaged in suppressing the opposition to his throne, and the second in
which he enjoyed a period of relative peace and security. Both periods were
marked also by his extreme licentiousness; it is said that his sexual excesses
were the cause of his death (it may have been typhoid), but he was praised
highly for his military skills and his charming personality. When Edward married
Elizabeth Woodville, a commoner of great beauty, but regarded as an unfit bride
for a king, even Warwick turned against him. We can understand Warwick's switch
to Margaret and to Edward's young brother, the Duke of Clarence, when we learn
that he had hoped the king would marry one of his own daughters.
Clarence continued his activities against his brother during the second phase of
Edward's reign; his involvement in a plot to depose the king got him banished to
the Tower where he mysteriously died (drowned in his bath). Edward had meanwhile
set up a council with extensive judicial and military powers to deal with Wales
and to govern the Marches. His brother, the Duke of Gloucester headed a council
in the north. He levied few subsidies, invested his own considerable fortune in
improving trade; freed himself from involvement in France by accepting a pension
from the French King; and all in all, remained a popular monarch. He left two
sons, Edward and Richard, in the protection of Richard of Gloucester, with the
results that have forever blackened their guardian's name in English history.
Richard III (1483-85)
Richard of Gloucester had grown rich and powerful during the reign of his
brother Edward IV, who had rewarded his loyalty with many northern estates
bordering the city of York. Edward had allowed Richard to govern that part of
the country, where he was known as "Lord of the North." The new king was a minor
and England was divided over whether Richard should govern as Protector or
merely as chief member of a Council. There were also fears that he may use his
influence to avenge the death of his brother Clarence at the hands of the
Queen's supporters. And Richard was supported by the powerful Duke of
Buckingham, who had married into the Woodville family against his will.
Richard's competence and military ability was a threat to the throne and the
legitimate heir Edward V. After a series of skirmishes with the forces of the
widowed queen, anxious to restore her influence in the north, Richard had the
young prince of Wales placed in the Tower. He was never seen again though his
uncle kept up the pretence that Edward would be safely guarded until his
upcoming coronation. The queen herself took sanctuary in Westminster Abbey, but
Richard had her brother and father killed.
Edward's coronation was set for June, 1483. Richard planned his coup. First he
divided the ruling Council, convincing his own followers of the need to have
Lord Hastings executed for treason. (It had been Hastings who had informed him
of the late King's death and the ambitions of the Queen's party). He then had
his other young nephew Richard join Edward in the Tower. One day after that set
for Edward's coronation, Richard was able to pressure the assembled Lords and
Commons in Parliament to petition him to assume the kingship. After his
immediate acceptance, he then rode to Westminster and was duly crowned as
Richard III. His rivals had been defeated and the prospects for a long, stable
reign looked promising. Then it all unraveled for the treacherous King.
It is one thing to kill a rival in battle but it is another matter to have your
brother's children put to death. By being suspected of this evil deed, Richard
condemned himself. Though the new king busied himself granting amnesty and
largesse to all and sundry, he could never cleanse himself of the suspicion
surrounding the murder of the young princes. He had his own son Edward invested
as Prince of Wales, and thus heir to his throne, but revulsion soon set in to
destroy what, for all intents and purposes, could have been a well-managed,
competent royal administration.
It didn't help Richard much that even before he took the throne he had denounced
the Queen "and her blood adherents," impugned the legitimacy of his own brother
and his young nephews and stigmatized Henry Tudor's royal blood as bastard. The
rebellion against him started with the defection of the Duke of Buckingham whose
open support of the Lancastrian claimant overseas, Henry Tudor, transformed a
situation which had previously favored Richard.
The king was defeated and killed at Bosworth Field in 1485, a battle that was as
momentous for the future of England as had been Hastings in 1066. The battle
ended the Wars of the Roses, and for all intents and purposes, the victory of
Henry Tudor and his accession to the throne conveniently marks the end of the
medieval and the beginning of England's modern period.
Henry VII (1485-1509)
The victor at Bosworth Field was Henry Tudor, Earl of Richmond. Though his claim
to the throne was tenuous and few in England could even hope that stability had
at last come to that troubled land, he was to begin a dynasty that lasted 118
years. At the beginning of Henry VII's reign the Wars of the Roses were still
pitting the Houses of York and Lancaster against each other for the throne. By
the end of t Elizabeth IÕs reign, the last of the Tudors, the kingdom of Britain
had become a great sea-power, enjoyed an unparalleled growth in literature and
drama, experienced vast economic and social change and suffered (and more or
less settled) the tumultuous problems of the great European Reformation. Little
England had become unrecognizable in its unswerving path toward world domination
in so many different areas.
Henry had a lot to think about when he defeated Richard. His victory was due as
much to the king's allies deserting him on the field of battle as much as it was
to Henry's own determination and courage, and in the face of his weak claim to
be the legitimate ruler, a desperate gamble. After all, on his mother's side, he
was descended from the offspring of John of Gaunt and his mistress, specifically
barred from the succession. His grandfather, Welshman Owen Tudor, had been a
household clerk of Catherine of Valois, whom he married after the death of her
husband Henry V. Their son Edmund was granted the title of Earl of Richmond, and
Henry himself, brought up in France, had the good sense to marry Elizabeth of
York, eldest daughter of Edward lV, thus bringing together the white rose of
York and the red of Lancaster.
It was not easy going for the new king. He effectively dealt with the early
Yorkist threat to the throne when he defeated a conglomeration of rebels under
Lambert Simnel, pushed forward to claim the throne as the supposed Earl of
Warwick, nephew of Edward lV and Richard III. Henry's victory at Stoke, in 1487
marked the last battle of the Wars of the Roses. Then he dealt with Perkin
Warbeck, who posed as the younger of the princes who had been murdered in the
Tower. Along with the support of the King of Scotland, James VI, Warbeck
foolishly led an army composed mostly of Cornishmen against Henry but was
defeated and beheaded. The problem of Wales was more easily settled.
Henry had landed in West Wales to begin his march that culminated at Bosworth,
in the English Midlands. The people of Wales showed little interest one way or
the other, after all, the problem of the succession was an English one, but when
Henry assumed the throne, it was generally felt in the principality that a Welsh
ruler had now come to the land. Much of Wales, especially the gentry, now
rejoiced in Henry's victory. They identified with the new ruler, a quarter Welsh
(a quarter French and half English), who seemed proud of his Welsh lineage and
showed that he recognized it. Consequently, Wales and the Marches were quite
content to be ruled by the King's Council. It certainly helped that Henry named
his son and heir Arthur, a name of great historical significance to the people
of Wales, ever conscious of their long history as true Britons and heirs of the
illustrious King Arthur.
The king could now concentrate on his governmental reforms, cementing in place
not only the combined power of monarch and Parliament, centred in Westminster,
but also reinvigorating the administration of law on both the national and local
level. At Westminster, he revived the Court of the Star Chamber to deal with
problems that mostly involved the nobility, and he reinvigorated the system of
Justices of the Peace to keep tight control of the towns and parishes and ensure
respect for the Crown. Henry also took control of the government's finances; his
use of statutes to raise money raised some hackles, but he always had the excuse
of needing extra cash to fight the French (who, in any case, paid him handsomely
to stay away).
Henry secured his position as king by firm and effective government, soundly
supported by adequate finances and backed by a strong legal system. The country
was at peace and able to enjoy a great increase in trade with the Continent.
John Cabot's voyages put the English flag on the shores of North America, the
great mariner-explorer was supported by the king's grants of money and ships.
Henry was also interested in books and learning. It was Henry who introduced the
Yeomen of the Guard, the colorful "beefeaters" still to be seen at the Tower.
His prudence, caution and wisdom were praised by historian Polydor Vergil as
best suited to his age; they were qualities highly sought in a king.
All seemed well, but it was not. The premature death of Prince Arthur, who had
married Catherine of Aragon when both were in their teens, had unforeseen
consequences. The marriage may not have been consummated, but the subsequent
remarriage of the Spanish Princess to Arthur's younger brother (who later became
Henry VIII) created a major problem with the Catholic Church, which was having
problems of its own trying to remain independent from the growing power of
European monarchies. In one way, the repercussions of Arthur's premature death
can be said to have led to the later success of the Reformation in England. It
also meant the eventual unification of the Scottish and English Crowns, for
Henry's daughter Margaret married King James IV of Scotland. But all this was
later.
Henry VIII (1509-1547)
After the reign of the avaricious, duplicitous Henry Tudor, it was a welcome
relief when he was succeeded by the amiable, athletic Henry VIII. He was a man
who loved music, the military arts, and was interested in building England's
navy. Considered by his contemporaries as a true renaissance prince, Henry
proved just as ruthless as his father, a man who brooked no opposition, real or
imagined. Right away he began his policy of "dynastic extermination," showing
his bent by getting rid of the Duke of Buckingham, the Countess of Salisbury
(sister to the Earl of Warwick) and in 1546, the poet Henry Howard, Earl of
Surrey, the grandson of Buckingham.
In understanding the spate of executions and the ridding of even those with the
slightest of claims to the throne, we have to remember the infertility of the
Tudors, a curse that was to haunt them. All male children born to Catherine and
Henry had died. Henry had no heir of his own other than Princess Mary; it was
unthinkable at the time that a woman should rule England. As Henry had married
his brother's widow, the solution seemed simple enough: he would have to get his
marriage annulled and marry the young, attractive, willing and it was to be
hoped, fertile Anne Boleyn. But the king had not reckoned on the obstinacy of
Charles V, the most powerful monarch in Europe, the nephew of Catherine and,
more importantly, the virtual keeper of the Pope. Henry was just as obstinate,
and those who failed to support his efforts to have the marriage annulled were
quickly to feel his wrath.
Cardinal Pole, son of the Countess of Salisbury led the opposition to the king;
thus his family was chosen for elimination. Pole had earlier gone to Paris in
1529 to seek a favorable opinion of Henry's claims in the matter of the divorce.
He later sided with Charles V against the king, becoming elected cardinal for
his spirited attack on the English monarch. He then appeared as a legate at the
Council of Trent and played no significant part in English affairs until the
accession of Mary. In the meanwhile, the son of an Ipswich butcher began his
rapid rise to some of the highest offices in the land.
Thomas Wolsey joined the king's council in 1509, the first year of Henry's long
reign. As the king enjoyed other pursuits, he left much of the administration in
Wolsey's able hands, appointing him Lord Chancellor in 1515. The ambitious
Wolsey then acquired other offices in rapid succession, including those of
Archbishop of York, Cardinal and Papal Legate, in the words of a Venetian
ambassador, "ruling the kingdom." It was in Henry's own interest to give free
reign to his chief minister, but only so far.
Wolsey, like so many others in the kingdom, was completely undone by his failure
to get Henry his divorce from Catherine of Aragon. Again, it was the Emperor
Charles V that presented the biggest obstacle, for he had just defeated his
major European rival Francis l and taken Pope Clement VII prisoner. To be fair
to Charles, he was more interested in Italy than what happened to his aunt, but
Henry had been given the title "Defender of the Faith" by Pope Clement for his
efforts to keep the forces of Protestantism at bay in England. Charles was not
the only one who obviously felt that monarchs should live up to their titles,
however earned.
In his passion for the beautiful Anne and his desire for a male heir, Henry made
it quite plain that he wished for a quick divorce. Because of Wolsey's failure
in the matter he was banished from court and eventually summoned to trial on a
charge of treason. He died on his way to face the king. All his acquisitions of
wealth and power had come to nought to the king's benefit, however, Wolsey had
greatly increased the work of the Court of Chancery and the Star Chamber, a
court by which the nobility was kept in check. On two occasions, he tried to get
himself elected Pope, but the dilemma of the royal divorce ultimately proved too
much for him. He was thus discarded when he was no longer useful to the king.
His dismissal and the charges against him also point out only too well the
declining influence of the universal Church in politics. The growth of
nation-states independent from Rome would be a recurring theme of Europe for the
next few hundred years.
Perhaps the break away of England was inevitable. The medieval church was
moribund, in a fossilized state, out of touch with the vast changes that had
been taking place in economics, politics and social conditions. We have already
had an inkling of what was to come when John Wycliffe, during the reign of
Edward III, had preached his revolutionary idea that grace could come from a
reading of the Bible and not from the benefit of Church and clergy. Dissenters
known as the Lollards were also increasing their attacks on the malpractices of
the Catholic bishops, and William Tyndale was busy translating the New Testament
into English. Now, with Henry at variance with the imprisoned and demoralized
Pope, and the Catholic Church in disarray, with the teachings of Martin Luther
reaching into all corners of Europe, the floodgates of the Reformation were let
loose.
Henry obtained his divorce regardless of Charles V and the Pope. He simply used
the authority of the state and the so-named Reformation Parliament that was
first called in 1529 and that, for the next seven years, effectively destroyed
the medieval church in England. In 1533, Henry married the pregnant Anne Boleyn
and upon the death of the Archbishop of Canterbury, appointed Thomas Cranmer to
do his bidding in that office. The official break with Rome came in April 1533
with the passing of the Act of Restraint of Appeals that decreed "this realm of
England is an empire." One month later Archbishop Cranmer declared that the
Kings' marriage to Catherine of Aragon was null and void. Ann Boleyn was duly
crowned Queen, giving birth to Elizabeth but three months later. The Pope duly
excommunicated both Cranmer and Henry.
After 1534, events moved even more rapidly. The Act of Supremacy of that year
declared that the king was the Supreme Head of the Church of England and the
Pope officially designated merely as the Bishop of Rome. There was no Catholic
uprising in Britain; Henry still considered himself a staunch Catholic,
retaining his title of "Defender of the Faith" and obviously proud of such an
appellation. There was no break with Rome on matters of dogma, the king himself
had no great desire for a complete separation, but matters came to a head with
the rise to power of Thomas Cromwell, considered by many to be the architect of
the English Reformation.
Cromwell was ruthless in carrying out the policies of Henry, but it is safe to
say he probably sneaked in many of his own. Though Sir Thomas Moore, a man
initially beloved of the king and Bishop Fisher were executed for refusing to
acknowledge Henry's claim as Head of the Church in England, twenty-two other
Englishmen were also burned at the stake for refusing to accept Catholicism.
Then, when fears arose of an expected invasion from France, the dissolution of
the monasteries in Britain proceeded at a rapid pace, for they were an easy
target to satisfy Henry's need for vast amounts of money for coastal defenses
and for the strengthening the navy. Wolsey himself had begun the matter, mainly
for ready cash to found chanceries and schools, but the work was willingly
carried to a rapid fruition by Cromwell.
The picturesque ecclesiastic ruins found all over the English landscape can give
but little hint of the former grandeur and wealth of the great monasteries.
Perhaps they had owned as much as one quarter of the arable land of the nation,
and the amount of jewels, church plate, relics and gold artifacts they also
possessed must have been enormous, to say nothing of their vast herds and flocks
and huge swathes of the best arable land in the country. Henry was determined to
have it all, thus the monasteries were destroyed and their lands taken over by
the Crown. In three years, two acts of dissolution brought to an end hundreds of
years of monastic influence in the island of Britain. A feeble protest from
Catholics in the North, known as the Pilgrimage of Grace was easily suppressed.
An orgy of iconoclasm now took place in the land. In 1538, the same year that
the last monasteries were dissolved, Henry's chief minister and architect of the
Reformation in England issued injunctions stating that every parish church
should have an English bible and shrines were to be destroyed. Thomas Cromwell
relished his new duties in seeing that the crown replaced the pope as the
arbiter of religious affairs throughout England. The destruction of so much that
was a priceless heritage of an ancient nation is to be lamented. The value of so
much art, books and architecture meant nothing to those who carried out
Cromwell's work and the smashing of holy places even included the shrine of
Thomas Becket, perhaps the holiest place of pilgrimage in all of Britain.
Many beside the king and his nobles were happy to see the monasteries disappear
and the power of the Church diminished. Abbots lived like princes; their
dwellings were more like baronial palaces than religious houses. Piety seemed
notably absent from their magnificent edifices and vast land holdings. The
bishop's house at St. David's rivaled the cathedral itself in grandeur. It
wasn't only the great scholar Erasmus who decried the obscene wealth of the
great religious houses in England, writing of them, in his well-read
"Enchiridion" (1504), that "the monastic life should not be equated with the
virtuous life "and that the monasteries themselves were "a backward-looking
anachronism, out of date, out of sympathy, and ripe to fall." And fall they did.
Their vast land-holdings were now sold off to those who could afford them and a
new, rich landed aristocracy was set in place to dominate England's rural scene
for centuries.
As the long period of monasticism ended in England, the nation of Wales also
lost any hopes of regaining its independence. An expression that describes a
Welshman who pretends to have forgotten his Welsh or who affects the loss of his
national identity in order to succeed in English society or who wishes to be
thought well of among his friends is "Dic-Sion-Dafydd." The term was unknown in
16th century Wales but, owing to the harsh penal legislation imposed upon its
inhabitants, after the revolt of Owain Glyndwr in the previous century, it had
become necessary for many Welshmen to petition Parliament to be "made English"
so that they could enjoy privileges restricted to Englishmen, including the
right to buy and hold land according to English law.
Such petitions may have been distasteful to the patriotic Welsh, but for the
ambitious and socially mobile gentry rapidly emerging in Wales and on the
Marches, they were a necessary step for any chance of advancement. In the
military, of course, Welsh mercenaries, no longer fighting under Glyndwr for an
independent Wales, had been highly sought after by Henry V for his campaigns in
France, and the skills of the Welsh archers in such battles as Agincourt are
legendary. Such examples of allegiance to their commander, the English
sovereign, went a long way in dispelling any latent thoughts of independence and
helped paved the way for the overwhelming Welsh allegiance to the Tudors.
When Henry Tudor ascended the throne as Henry VII, the foundations of the great
Welsh landed-estates had been laid and much of the day-to-day affairs of the
nation were controlled by its landed squires, many of whom had descended from
English families and intermarried with their Welsh counterparts. Their loyalties
were with the Crown or Parliament or both, but not with their native country;
they came to associate the latter with loyalty to the Tudor sovereigns. Either
the Welsh realized the hopelessness of their position; or their leaders, in true
"Dic-Sion-Dafydd" style, were too busy enjoying the fruits of cooperation with
London. The year 1536 produced no great trauma for the Welsh; all the
ingredients for its acceptance had been put in place long before.
The so-called "Act of Union" of that year, and its corrected version of 1543
seemed inevitable. More than one historian has pointed out that union with
England had really been achieved by the "Statute of Rhuddlan" in 1284. The new
legislation was welcomed by many in Wales, by the gentry, commercial interests
and religious reformers alike, and why not? Didn't it state that "Persons born
or to be born in the said Principality ... of Wales shall have and enjoy and
inherit all and singular Freedoms, Liberties, Rights, Privileges and Laws ... as
other the King's subjects have, enjoy or inherit."
By the Act, "finally and for all time" the principality of Wales was
incorporated into the kingdom of England. A major part of this decision was to
abolish any legal distinction between the people on either side of the new
border. From henceforth, English law would be the only law recognised by the
courts of Wales. In addition, for the placing of the administration of Wales in
the hands of the Welsh gentry, it was necessary to create a Welsh ruling class
not only fluent in English, but who would use it in all legal and civil matters.
Thus inevitably, the Welsh ruling class would be divorced from the language of
their country. But, as pointed out earlier, their eyes were focused on what
London or other large cities of England had to offer, not upon what remained as
crumbs to be scavenged in Wales itself. The Welsh people were without a
government of their own, a capital city, or even a town large enough to attract
an opportunistic urban middle class, and saddled with a language "nothing like
nor consonant to the natural mother tongue used within this realm." A language
that persistently refused to die.
The rise of the Welsh middle classes was mirrored in England, where the
political privileges of the old nobility were being drastically curtailed and a
new class was rising rapidly. Through his chief ministers, Henry continued to
increase the powers of the Star Chamber at the national level, and saw to it
that the Justices of the Peace, recruited from the gentry, carried out the
king's commands at the local level. The king's foreign intrigues meant that he
was forced to sell off most of his newly acquired monastic possessions. The
landed gentry were the beneficiaries in more ways than one; for the king's
repeated demands upon them for cash, and their repeated insistence on the
granting of privileges in return, led only to an increase in the powers of
parliament at the expense of the Crown. In 1544, the name "The House of Lords"
first appeared, an indication of the rapid rise of the other, lower house "The
House of Commons," which from now on was always ready to challenge the Lords'
power (as well as the King's).
Much of Henry's need for money came from his wars in Scotland during the years
1542 and 1546 and with Scotland's ally, France. In 1488 in Scotland, James IV
had come to the throne at the age of fifteen, with Earl Douglas acting as
Regent. The EarlÕs cronies and conspirators received rich rewards for their
services. One of these was the minor Laird Hepburn of Hailes, who became Earl of
Bothwell and Lord High Admiral. We shall read more about the Bothwell later.
James IV had grand ambitions. His country enjoyed enormous prestige holding the
balance of power between constantly warring England and France. He believed that
Scotland could lead the way in the glorious cause of freeing Constantinople from
the Turks. Accordingly, as a start, he had a large fleet built, including the
mighty warship the Great Michael. He thus began a Scottish ship building
industry that would become the envy of the world in a later era. In order to
carry out his grandiose schemes in Eastern Europe, James first had to establish
peaceable relations with England, his powerful neighbor to the south.
In 1501, James was twenty-eight years old. It was time to marry. He chose
Margaret Tudor, the fourteen year-old daughter of Henry VII, following an
agreement signed between the two monarchs that promised to be a treaty of
perpetual peace. The Pope undertook to excommunicate whoever broke his pledged
word. The ceremony took place at Holyrood Palace, Edinburgh, attended by many
dignitaries from England. All seemed well.
James continued to use his kingdom as peacemaker between England and France. His
efforts gave him the title "Rex Pacificator." When the Pope, the King of Spain
and the Doge of Venice formed a Holy League against France, it was joined by
Henry VII of England, the father-in-law of the King of Scotland. James did not
join the league, however; he was convinced that the survival of France was
essential to the stability of Europe. Thus he renewed the Auld Alliance that had
begun in 1422 under the Regency of Albany. When France appealed to Scotland for
help, as it had done when Buchan responded so magnificently in an earlier time,
James unwisely sent an ultimatum to the English king.
Henry's response, though typical of the English monarch, must have startled
James and the whole of Scotland. He declared himself to be "the verie owner of
Scotland," a kingdom held by the Scottish king only "by homage." This was too
much for a proud Scot to bear, and it was answered by James's march on England
at the head of a large army in September 1513. So much for the peace treaty that
was "to endure forever." The result was Flodden, one of the most disastrous
battles in Scottish history.
James' own natural son, Alexander, thousands of the best and brightest young
men, many of its bravest and strongest Highland chiefs, great Church leaders,
and many Earls and Lords lost their lives in the calamitous battle at Flodden.
Though no one knows what happened to James's body, a legend quickly developed in
Scotland to match those in Wales concerning Arthur and Glyndwr, he was not dead,
but one day James would return to lead his country again. Thus a typical Celtic
myth grew out of what people saw as the refusal of a Welsh King (Henry VIII) to
secure a proper burial for the body of a Scottish king (James IV).
Scotland now had no king and no army. As James V was still a baby, Queen
Margaret assumed the Regency. However, in 1514, in a move that brought a
surprising change of fortune for the country for which she showed little
affection, she married the Earl of Angus and was succeeded as Regent by the
French-educated Duke of Albany, the nephew of James III. Albany (who headed the
National or French Party), continued the alliance with France, a country that
had somehow extricated itself from its previous grave danger by the failure of
its enemies to formulate a united front. After a series of plots against Albany
by Margaret and her husband were foiled, the miserable, unfortunate Queen was
forced to flee to England (the couple had planned to kidnap the young James V).
This gave Margaret's brother Henry one more excuse to continue his policies of
interfering in Scottish affairs. In 1524, Albany returned to France.
Chaos returned to Scotland. A series of battles between the Douglases and the
Hamiltons, including one fought in the streets of Edinburgh, had left the mighty
Douglas clan in control of the young king and thus of Scotland. James, however,
who had declared himself ready to rule at the age of fourteen, escaped his
captors and arrived at Stirling. He vowed vengeance against Angus Douglas whom
he drove out of Scotland to seek refuge with the English king. James V could now
begin to restore order to his suffering nation. He started by wisely agreeing to
a truce with England.
In the meantime the effects of the Reformation were beginning to have their
serious and long-lasting effects upon Scotland. In the struggle of Protestantism
versus Catholicism, there was a mad scramble for a marriage alliance with the
Scottish king. Keeping the idea of the Auld Alliance in mind, he elected for
Madeleine, the daughter of the French King Francois I and when she died six
months later, he took as his bride another French princess, Marie de
Guise-Lorraine. Sadly for future Scottish history, she bore him no sons.
Henry VIII of England had the same seeming misfortune in lacking a male heir. He
became more and more aggressive in his policies toward Scotland. By 1534 he had
broken with Rome, was getting ready to totally absorb Wales into the English
realm and had plans to turn Scotland against France by making it into a
Protestant nation. When James was offered the crown of Ireland in 1542, Henry
took an army north and proclaimed himself Lord Superior of Scotland. He met with
and defeated the small, dispirited army of James at Solway Moss.
From his retreat at Falkland, the sad King James heard the news that his longed
for heir was not to be; his wife had given him a daughter. Upon his consequent
death, the young girl was proclaimed Queen of Scotland. So in 1542, Mary, Queen
of Scots entered the world in much the same sad circumstances as she was to
leave it forty-five years later. After James' death, Mary's mother, Marie de
Guise, was determined to rule with a strong hand, but by her attempts to stamp
out Protestantism in Scotland, she only invited further English activities in
her country. Marie failed, for though an invading English army arrived too late
to rescue a Protestant garrison holed up at St. Andrew's, it crushed the Royal
Scottish army at Pinkie, near Edinburgh. Further hostilities were ended in 1549
by the Treaty of Boulogne between England and France that also effected the
withdrawal of English troops from Scotland.
By that time, Henry VIII had been dead for two years. Jane Seymour had died soon
after giving birth to Edward and Henry had remarried three times. Thomas
Cromwell then chose Anne of Cleves as a bride for Henry, a bad choice for the
Lord Chancellor and for the king, who despised his plain "Flanders Mare." The
marriage was never consummated and quickly annulled by Parliament. Cromwell lost
his head over the affair, but he had done his work for his master the king. The
Reformation had been firmly established in England and the power of the Catholic
Church irrevocably broken. The aging, gout-ridden, obese Henry had then married
Catherine Howard, soon to be beheaded for adultery and Catherine Parr, his last
wife, who outlived him.
Edward VI (1547-1553)
Another great "if" for English history was presented by the early death of
Edward. At the time, no one could possibly see that the greatest Tudor monarch
of them all would turn out to be Princess Elizabeth, daughter of the ill-fated
Ann Boleyn. English hopes for a strong monarchy centered on Edward's survival.
During his minority, despite Henry's wish that a council of ministers should
govern, the Duke of Somerset (Edward's uncle) made himself Lord Protector. He
continued the late king's policy of religious changes, furthering the Protestant
reforms. Cranmer's "Book of Common Prayer" was made compulsory in all churches
and the Latin mass abolished. These acts that were strenuously resisted in many
Catholic areas of the country, not to mention Ireland, forever faithful to Rome,
and because of this, Ireland was forever suspect in English eyes as a center of
rebellion.
In England, attempts to impose the new Prayer book led to a serious revolt in
Cornwall and Devon. This was joined by another uprising in Norfolk against
rising prices and social injustices. To add to Somerset's woes, he embroiled
England in a war with Scotland, as ever allied to France, and got himself
defeated in battle and deposed and executed at home. Of the state of affairs,
Sir Thomas Moore regarded the fight for influence and spoils between the great
families of England as nothing more than "a conspiracy of rich men procuring
their own commodities under the name and title of a commonwealth."
After Somerset's death, however, the country was then run by a much more able
administrator, John Dudley, Earl of Warwick and Duke of Northumberland. He
extricated his country from the disastrous war with Scotland, returned Boulogne
to France and re-established social order in England. Protestantism now became
official with the new Prayer book of 1552 and a new Act of Uniformity passed.
But sickly Edward was dying.
To Northumberland's great chagrin, the rightful heir to the throne was Mary,
Henry's only surviving child by Catherine of Aragon and a committed Catholic. He
thus persuaded Edward to declare Mary illegitimate and to name Lady Jane Grey as
heir (the granddaughter of Henry VIII's sister and married to his son Dudley).
Poor Lady Jane, shy and unsuited for her role, was not supported by the country,
who rallied to Mary, a Tudor and thus rightful sovereign. Mary arrived in London
to great acclaim to take her throne.
Mary Tudor (1553-1558)
Mary took her throne with high hopes of restoring England to Catholicism. It has
been said that she took her religion too seriously. In any case, she was too
late, the Reformation had taken firm root throughout Northern Europe and in much
of England, where her sacred duty to return the country to the Catholic fold was
sure to be violently opposed. There were not too many in England who wished to
return to a church that, as late as 1514, had condemned a dead man for heresy.
To further her aims, Mary, already middle-aged, married Philip of Spain, the son
of Charles V, who had defended her mother Catherine's marital rights. To most
Englishmen, this act presaged an inevitable submission of their country to
foreign rule. It was not a popular marriage.
Pious Mary then set about having Parliament repeal the Act of Supremacy,
reinstate heresy laws and petition for reunion with Rome; the Latin Mass was
restored and Catholic bishops reinstated. Rebellion was inevitable, and though
easily crushed, the peasant uprising of Thomas Wyatt convinced the Queen that
obedience to the throne had to be established by fire and sword. The orgy of
burnings of heretics began.
The fires that Mary ordered to be lit at Smithfield put to death such Protestant
leaders and men of influence as Cranmer, Ridley, Latimer and Hooper, but also
hundreds of lesser men who refused to adopt the Catholic faith. The entire
country became enraged and fearful. Mary's failure as Queen was ensured. Her
marriage to Philip only made matters worse for it intensified the English hatred
of foreigners, and by this time, of Catholicism in general. Parliament was
rushed to declare that should Mary die without an heir, Philip would have no
claim to the English throne. The Hapsburg Philip himself spent as little time in
"obstinate" England as possible, got himself all involved in war with France in
which Calais, England's last continental outpost, was lost forever. Calais
hadn't been much of a possession but its loss was a grievous insult to the
English nation. When "Bloody Mary" died in November, 1558, it seemed as if the
whole country rejoiced.
The Virgin Queen, Elizabeth l (1558-1603)
Elizabeth became Queen of England at the age of twenty-five determined to show
that it was neither unholy nor unnatural for "a woman to reign and have empire
above men." She had many problems to settle, for the whole nation had gone
through a period of social discord, political shenanigans and international
failures, and was still in a state of revulsion over the Smithfield martyrs.
Fortunately, the determined, charismatic and reasoned woman was adequately
equipped for the enormous tasks ahead of her. Furthermore, though insistent on
restoring royal supremacy and severing the ties with Rome, she was also willing
to compromise on certain religious issues, putting her in another league from
the late unmourned Mary.
The new queen was astute enough to realize that she needed the support of the
common people, the majority of whom were overwhelmingly Protestant and
anti-Rome. Her own feelings had to be put aside, though she did allow some of
the ceremonies associated with Catholicism to remain. The communion service
could be a Mass for those who wished. The religious settlement may have not
satisfied everyone, but it satisfied most; above all, there was to be no return
to the great distress and acrimony of Queen Mary's unfortunate reign. Even the
rebellion of the Catholic nobility in the North created no great trauma for the
Queen, for her nobles were better Englishmen than Catholics. Loyalty to England,
expressed through her Queen, was stronger than loyalty to Rome. Those who bucked
the trend, such as the Earls of Northumberland and Westmoreland paid for their
insolence with their heads.
Elizabeth was served well by loyal citizens. One of her greatest assets was her
ability to choose the right people to carry out her policies. In this, she had
the luck of her father Henry, but unlike him, she was also able to have such men
serve her loyally and efficiently for life, rather than carry out their own
self-serving policies. She was particularly fortunate in finding William Cecil,
who served first as her principal secretary and later as her lord treasurer. He
was a man of amazing talents and industry; quite simply, he made governing into
an honored profession. It has been astutely pointed out that, unlike Lords
Leicester and Essex and the others who flattered the Queen, Cecil was no court
ornament. His ability to compromise in matters of religion also stood him in
good stead, and put him, like Elizabeth herself, slightly ahead of his time.
It was obvious to Elizabeth that in order to govern effectively, she needed to
find a middle way between the extremes of Geneva and Rome. As Queen, she
insisted on the retention of royal privilege. Her anti-Catholicism was heavily
influenced by her desire to keep her country free from domination by Spain,
rather than by any personal dictates of conscience. She thus chose the middle
way of the Anglican Church, rather than accept the harsh doctrines of such men
as Calvin and Knox, who would destroy much that was precious and holy in men's
minds.
John Knox had arrived back in Scotland in 1544 carrying his huge two-handed
sword along with his Bible. From the teachings and intractability of such men,
the Reformation in Scotland had taken a much different path than it was to take
in England after Mary, for Elizabeth was no Calvinist. Remaining the head of the
Church, she promised not to "make windows into men's souls," and her Supremacy
Bill and the Uniformity Bills of 1559, that made the Church of England law,
substituted fines and penalties for disobedience, not the usual burnings and
banishment.
One irritating and persistent problem that Elizabeth had to face was that of
Mary, Queen of Scots. We have noted the success of John Knox in Scotland, and
when the Protestant Nobles attacked the French-backed government forces of Mary,
Elizabeth was naturally delighted when the French were driven out of Scotland.
Queen Mary was not so happy. In 1548, the Auld Alliance had been immeasurably
strengthened when as little Princess Mary, she had ended her period of moving
from place to place for safety by going to France as future bride of the
Dauphin. "France and Scotland," stated the French King, (reportedly leaping 'for
blitheness') are now one country."
Catholic Mary returned to Scotland as Queen in August 1561. Widowed at age
eighteen, she was no longer Queen of France, but thoroughly French in outlook
and education. Scotland had undergone a major transformation in her absence.
Knox had done his work well. The Queen's sprightly, impulsive (and apparently
highly-sexed) nature quickly put her at odds with the austere, Puritan divines
who wished to keep a tight hold on the hearts and minds of the newly-converted
majority of Scottish people.
Edward VI protestant reforms book of common prayer catholic sir thomas moore
john dudley lady jane grey mary tudor act of supremacy bloody mary virgin queen
Elizabeth I smithfield martyrs william cecil john knox church of england auld
alliance mary queen of scots In 1565, Mary's complete lack of foresight caused
her to marry her younger cousin, Henry Stewart, Lord Darnley, who had
practically nothing to commend him either as husband or king. It wasn't only
Protestants who were furious. When Darnley, immature and seemingly completely
lacking in wisdom and intelligence, stabbed to death Mary's Italian secretary
Riccio in a fit of teenage jealousy, the fires were lit for a never-ending saga
of intrigue and misfortune. In 1567, Darnley's body was found in the wreckage of
his house at Kirk o Field which had been destroyed in a mysterious explosion. He
had been strangled to death.
Heavily implicated in the murder was a "bold, reckless Protestant of
considerable charm" James Hepburn, fourth Earl of Bothwell, Lord High Admiral of
Scotland. Mary then made her second grievous error: she married Bothwell. Now it
was the turn of Mary's Catholic subjects to be furious. The young Queen, upon
whom so many hopes had depended, had managed to alienate everybody. A Protestant
army was raised to force Mary to abdicate and at age twenty-four, after she had
been led in humiliation through the streets of Edinburgh, Mary Queen of Scots
gave up her throne in favor of her baby son, who was immediately crowned as
James VI. Bothwell's life was saved only by his escape to Norway. The Earl of
Moray, Mary's half-brother James Stewart, now became Regent.
Mary, who had been held prisoner by the Scottish lords, made her escape from
Lochleven Castle, but the small army she managed to raise was defeated by Moray.
She then made another grievous error when she fled to England to seek refuge
with the proud and easily jealous Queen Elizabeth who promptly imprisoned her
unfortunate cousin. Mary should have gone to France, for as long as she lived,
her own claim to the English throne made her a potentially deadly rival to
Elizabeth l. Her endless schemes to recover the Scottish throne and to depose
Elizabeth, including the Ridolfi Plot that got the unwise Duke of Norfolk
executed for complicity, and the Throgmorton Plot, in which Pope Gregory XIII
may have been involved, finally ensured her execution in 1587.
Elizabeth had far less trouble with Wales, peaceably incorporated into the realm
of England by the Acts of Union under Henry VIII. Welsh men were found in
strategic positions in court, specially favored by the Queen. Welshman William
Cecil and others were included in the partnership that was forming a new and
imperial British identity. In the expansion of England overseas, Welshman John
Dee played an important part, for his accounts of Prince Madoc's supposed
voyages to the New World were eagerly seized by Elizabeth's Court officials as
justification for their war against Spain and proof of their legitimacy of their
involvement in the Americas. Dee claimed that Elizabeth was rightful sovereign
of the Atlantic Empire.
Welsh people were proud of their contributions to the nation. They were also
people of "the Book," having received the Holy Bible in their own language and
any attempts to make the Counter-Reformation productive in Wales failed
miserably. William Salesbury had published his translation of the main texts of
the Prayer Book into Welsh in 1551. When John Penry pleaded with the Queen and
her Parliament to have the whole Bible translated, he found a sympathetic
audience, for by this method, Protestantism could be firmly established in
Wales, a country that formed a natural bulwark between England and the
ever-rebellious Ireland.
Wales got her Bible in 1588, the brilliant achievement of Bishop William Morgan
eleven years after Jesus College had been founded at Oxford to channel the flood
of Welsh scholars flocking to the universities. With its own Bible and its
language secure, there was little need for the Welsh to join in the fight to try
to restore England to Catholicism. Besides, in the Tudors, they had members of
their own national clan in firm charge of the whole nation.
The difficulties with Wales and Scotland were smoothed out. Ireland remained a
problem. It was a far different country, almost a different world, one in which
time had stood still for centuries. Fiercely tribal, loyal to the Catholic
Church, it was a country that resisted all attempts to impose Protestantism. It
was a country that England did not know how to govern, for it was a country that
did not know how to govern itself. Yet, England's war with Spain meant that
Ireland had to be controlled somehow, and it was somehow that Elizabeth extended
her authority over a wide area of her Western neighbor. Sorrowfully, the
Elizabethan dream of creating a loyal, modernized state of Ireland, perhaps in
the Welsh model, completely failed despite the well-intended efforts of some of
her most able men.
The great Irish chieftains were courted by Elizabeth in the hope that they could
be used to bridge the gap between the native Irish and those that were sent from
England on their "civilizing" mission. One of them, Hugh O'Neill, the second
Earl of Tyrone (who was a personal friend of Sir Philip Sydney), in return for
his loyalty to the Crown, demanded that chieftain rule be preserved and that the
Irish people should be allowed freedom of worship as Roman Catholics.
Elizabeth's refusal forced Tyrone to appeal to Philip of Spain for help.
Though the armada sent by Philip was turned back by storms, it encouraged the
Irish to rebellion, driving out the English from all their lands except the
Pale, a small strip along the east coast. The Queen's response to this threat of
an independent Ireland under Spanish patronage was to send the Earl of Essex at
the head of a large army. He failed miserably and returned to England in
disgrace. It was left to Charles Blount, Lord Mountjoy, to restore the
situation, and his successful attempts at pacification and the surrender of
Tyrone in 1603 completed the Elizabethan subjugation of Ireland. The best we can
say about the whole sorry adventure is that those who were busy trying to bring
civil order to Ireland used the experience in their planting and colonizing of
the New World, where they found a population far less able to withstand these
ventures.
Alongside that of the ever-troublesome, unsolvable Irish question, how to deal
with Mary, Queen of Scots, and the problem of the religious settlement,
Elizabeth also had the task of defending the realm. This meant a twenty-year war
against Spain, the most powerful nation in Europe. Again, the Queen of England
was lucky, for Philip II of Spain had proved his incompetence as a ruler time
and time again. He had practically ruined Spain in material resources, despite
the bounty of wealth streaming in from South and Central America.
The theocracy that was Spain, decadent and moribund, despite its large armies
and uncountable wealth, would prove no match for the vibrant, economically
self-sufficient, fiercely proud and loyal island nation that was England under
Elizabeth. Her navy, grown modern and efficient under Henry VIII was able to run
rings around the cumbersome, ill-led, poorly trained forces put out by Philip in
his attempt to conquer England. In 1588, the defeat of the seemingly-invincible
Armada, though aided by the intolerable English weather, was inevitable. Its
defeat also sealed the fate of any Catholic revival in England; from now on, a
return to Rome would be out of the question. (A lesson that the later Catholic
Stuarts were slow to learn).
It was thus that England was saved from domination by foreign powers, be they
that of Rome or that of Spain (or a combination of both) or even Scotland.
Elizabeth's long reign also saw her country undergo a remarkable economic
growth, and a complete sea-change from the financial and political chaos (in
addition to the religious quagmire) that had been the norm when she first took
the Crown. Industry and trade prospered under the guidance of men such as
Secretary Cecil (later Lord Burghley), one of the most efficient administrators
that England was ever privileged to enjoy. His son Robert was one of the chief
ministers responsible for carrying out the policies of James l. And in an
interesting note, one of the same family, Lord Cranborne, a senior hereditary
peer in the House of Lords, was dismissed from the shadow cabinet of that august
body by Tory leader William Hague in December, 1998 for agreeing to a compromise
deal with Labour leader Tony Blair over the reform of the House.
Remarkably free from corruption, Cecil became rich and prosperous in the service
of the Crown and his loyalty was assured. It didn't do his economic policies any
harm either, when the Duke of Alva began his reign of terror in the Netherlands,
for the bankers and capitalists of Antwerp flocked to London to find a new and
more secure international money and credit market. Only a year after the
Northern Rising, Thomas Gresham had opened his new institution in London, the
Royal Exchange, later to make the city the financial capital of the world. Cecil
also encouraged the fishing industry, the source of England's navy and backbone
of its sea power. Compulsory weekly fish days were increased from two to three
"so the sea coast should be strong with men and habitations and the fleet
flourish."
With such encouragement, English sailors began their mastery of the world's
oceans. If William Cecil can be regarded as the great conservator of the Queen's
strength, her seamen can be seen as its great expanders. It can be safely said
that whatever Cecil did as pilot of the ship of state was made possible through
English sailors. Though little more than pirates, these seamen laid the
foundations of their nation's naval superiority which was to last, with few
exceptions, for centuries and which later led to the acquisition of Britain's
vast overseas empire. One of them, Sir John Hawkins, from the Plymouth family of
sailor adventurers, was the first to show that English mariners could outmatch
those of Spain, and it was not too long before the so-called Spanish monopoly in
the New World was successfully challenged. The papal grant of 1493 that had
divided newly-discovered lands and oceans between Spain and Portugal was
conveniently ignored by Englishmen, and not just for religious reasons.
Hawkins was no John Cabot, who had discovered Newfoundland in 1497 in search of
a Northwest Passage; he was no more than a slave trader, in search of riches.
But so was Martin Frobisher, who made a series of voyages to Canada in the
1570's. So were those intrepid sailors and merchants who braved the Baltic to
establish the Muscovy Company in 1555 to trade with Russia. On one of his
voyages of plunder, some of Hawkins' ships had been captured in the Gulf of
Mexico by the Spanish viceroy. Only two ships escaped, but one of them had young
Francis Drake aboard.
A Spanish embargo then had the effect of the English rag-tag navy playing havoc
with Spanish merchandise and shipping in the English Channel. Drake, now an
experienced mariner grown bold, and others of his ilk then turned their
attentions to disrupt the Spanish treasure fleets returning from South America.
There followed a veritable explosion of English maritime achievements. For
example, Drake's search for treasures led to his circumnavigating the globe
(1577-78), Sir Humphrey Gilbert took settlers to Newfoundland in 1583; Sir
Walter Raleigh organized his expedition to Virginia four years later, John Davis
travelled into the northern regions of the world, John Cavendish emulated
Drake's epic voyage by sailing around the world, the East India Company was
founded and English culture and ideas spread east and west.
In the midst of all these successes, in which England thought of herself as
divinely favored, perhaps we should also point out, that the passage of the
Elizabethan Poor Law of 1601 showed only too well that in the midst of
prosperity and the rise of a wealthy middle class, poverty was everywhere
rearing its ugly head in the land. The transition of the English landscape by
the enclosures of land (mainly to aid the wool industry) had thrown the
traditional life of the yeoman farmer into turmoil.
The large market for English cloth on the Continent, brought in through Antwerp,
increased the speed of land enclosures. The acquisition of vast land holding
became a commercial venture and unemployment became rife. Thousands of landless
peasants were now thronging into the cities and towns looking for handouts. It
is astonishing that the Queen and her Council were able to ride out the climate
in which a major revolt seemed inevitable. Fear of foreign intervention played
its part in keeping England internally peaceful. It had also experienced a
remarkable artistic renaissance, perhaps made possible by the growth of a large,
new lawyer and gentry class.
Young Henry VIII had been considered a "Renaissance Prince," skilled in the
military arts, deeply interested in music, theology and learning. Under
Elizabeth, herself skilled in music and master of more than a few languages,
courtiers became patrons of the arts, inviting great European artists such as
Holbein and Hillard to paint their portraits. Traditional medieval music gave
way to new forms of composition and performance under the skilled guidance of
William Byrd and Orlando Gibbons. Great houses such as Longleat, Hatfield,
Hardwick Hall followed Wolsey's magnificent palace at Hampton Court, in which to
show off the new paintings, decorative arts and advances in architectural
technique. There were great achievements in literature and drama.
Poetry was led by Edmund Spenser (1552-99) whose masterpiece The Faerie Queen
was inspired by Elizabeth herself, and in which she is portrayed as a symbol
of the English nation. In addition to producing Spenser, her reign was the age
of Shakespeare, Marlowe, Raleigh, Sir Philip Sydney, Francis Bacon and John
Donnne, to mention a few of those who would have been great in any age. In the
midst of this outpouring of talent, the Virgin Queen found herself replacing the
Virgin Mary as an object of devotion among many of her English subjects.
A Golden Age indeed, yet at the time of Elizabeth's death in 1603, it was
possible to see the end of the Tudor system of government. The high costs of
wars, years of depression brought on by high taxes, bad harvests, soaring
prices, peasant unrest and the resulting growth of parliamentary influence and
prestige in becoming the instrument by which the will of the landed classes
could not only be heard but carried out against the royal prerogative meant that
great political changes were afoot in the land. The Stuarts were to suffer from
the increase in Parliamentary power and the diminution of the royal prerogative.
James VI (1603-1625)
Elizabeth's reign finally came to an end. The mighty Queen was laid to rest in
March 1603 with James of Scotland declared as rightful heir. James journeyed to
London to claim what he had longed for all his life, the throne of England. He
greatly favored a union of the two kingdoms and the new national flag, the Union
Jack, bore the crosses of St. Andrew and St. George. But though the Estates
passed an Act of Union in 1607, it was a hundred years before a treaty was
signed. After the glorious successes enjoyed under Elizabeth, marred by the
failure to bring Ireland into her fold, there were many in England who had no
wish to merge their identity with what they considered to be yet another
inferior nation, let alone one that had been allied with Spain and France for
such long periods in its history.
Whatever the English thought of their northern neighbors, the Scottish king had
taken the throne of England without rancor. James VI was perfectly happy in the
seat of power at Whitehall. His troubles with the Scottish Presbyterians,
however, were nowhere near at an end. James' attempt to impose the Five Articles
on the Scots, dealing with matters of worship and religious observances was met
with strong opposition. He went ahead anyway, and pushed through his reforms at
a in 1618. Typically, they were systematically ignored throughout Scotland.
It is important to remember that during the reign of James as King of both
Scotland and England, the two nations retained their separate parliaments and
privy councils. They passed their own laws and enjoyed their own law courts, had
their own national church, their own ways of levying taxes and regulating trade
and to a certain extent, they could pursue their own foreign policies. Scotland
itself was practically two distinct nations. There was a huge division between
Highland and Lowland. JamesÕ attempts to persuade the clan chiefs to adopt the
Protestant faith was a failure. They clung to the military habits of their
ancestors and continued the Gaelic tongue when most of Scotland had abandoned it
in favor of English.
Despite such setbacks, James' twenty-year experience as the King of Scotland
should have put him in good stead as monarch in London. But England was not
Scotland; its government had progressed along different lines. In particular,
the concept of the divine right of kings was not a major belief of those who
held power at Westminster. There, it was king and Parliament that was the source
of all laws, not the king alone. There was also the continuing religious
problem, with both Catholic and Protestant factions vying for his support. James
called an early conference at Hampton Court to listen to their arguments.
In Scotland, James had insisted that his powers were divinely bestowed as one
way of counteracting the demands of both Presbyterians and Catholics. He carried
this idea with him when he came south. He did not wish to have the English state
made subordinate to any Church, whatever its religious preference. The example
of Scottish Presbytery still rankled and the English Puritans' demand for a
"reduced episcopacy" made him suspicious of their desires. James stated
emphatically, "No bishop, no king."
Accordingly, the convocation of the clergy insisted on excommunicating anyone
who impugned the royal authority, the Anglican prayer books, or the Thirty-Nine
Articles that had been confirmed by statute in 1571 during Elizabeth's reign.
For the age, these were moderate demands indeed. What was more important was the
decision to issue a new translation of the Bible, and in 1611 the world received
that most magnificent of all its holy books, the so-called King James Bible, the
Authorized Version.
Moderate as James considered himself in matters of religion, he still promised
to harry the Puritans out of the land. The consequent flight of many so-called
Pilgrims to the Netherlands, and in 1630 their voyage from there to the New
World, along with many of their compatriots from England, led to the
establishment of the New England colonies. But more of this later. In the
meanwhile, the Catholics in England were not as accommodating. When James
reintroduced the recusancy laws that meted out penalties for not attending
Church of England services, a group of Catholics took action. Their failure, in
the notorious Gunpowder Plot of 1605, when they tried to blow up king and
Parliament did more than merely ensure the commemoration by burning Guy Fawkes
in effigy every November 5th, but also led to the demands for an oath of
allegiance from Catholic recusants. This was a severe setback to their cause and
an increase in the hatred of the Catholic religion in England and those who
continued to practice it.
It is to James that we can attribute much of the sorry mess in Ireland that also
continues to divide Catholics and Protestants, Nationalists and Loyalists.
Anxious to expand Scotland's influence overseas, as well as to try to establish
some sense of order in a country not willing to join Wales and Scotland as part
of the British nation, the king unwisely encouraged the plantation of Ulster,
beginning in 1610. Thousands of Scots settled on lands that rightly belonged to
the native Catholic population. Their influence gave Ulster that staunchly
Presbyterian character that so strongly resists attempts at Irish reunification
today. James also encouraged Scottish emigration to Arcadia, one of the maritime
provinces of Canada, part of which became Nova Scotia (New Scotland).
It wasn't only the matter of a religion, nor the vexing problem of what to do
with Ireland which James had to deal. It was during his reign that the House of
Commons first began to question the rights of the monarchy on matters of
privilege. Elizabeth had replied most forcibly to the Common's interference on
matters touching her prerogative and yet by the end of James' reign, the
situation had changed altogether. The House of Commons now not merely being a
legislative body performing this task for the monarch, or giving advice, or
granting such taxes as he needed, but possessing remarkable administrative and
legislative powers of its own. The change had come about gradually but the
writing on the wall was set firmly in place even at the very beginning of James'
reign in the matter of "Goodwin v. Fortescue."
Goodwin had been denied his place in the Commons by the Court of Chancery. When
the Commons vigorously protested, James had to back down from his position that
the whole institution of Parliament was dependent upon the royal powers.
Following the Goodwin case and one concerning another Member of the Commons, Sir
Thomas Shirley, the Commons were led to state what they considered to be their
privileges in "The Form of Apology and Satisfaction." In it, they stated that
James, as a foreign king, did not understand their rights which they enjoyed by
precedent and not by royal favor. It was a sign of things to come in the long
struggle between king and parliament that came to a head in the reign of Charles
l.
Most of the troubles that beset James in his fight with Parliament, apart from
his sexual preferences for men such as George Villiers, whom he appointed to
many high offices, concerned the raising of money. The king's extravagance
became legendary and the costs of running the Court and the war with Spain,
which James at least had the foresight to end in 1604, led to the levying of
additional customs duties. The matter of John Bate, a merchant who had refused
to pay an imposition caused a deep split between those who believed that
impositions were part or the king's absolute power and those who considered them
to be a parliamentary privilege.
In the dispute, Chief Justice Edward Coke thought that the judges should mediate
between king and parliament. His insistence on "a higher law background," that
is the preference of common law (common right and reason) over an act of
Parliament, had an enormous effect on the future direction of law both in
England and in the American Colonies, where a supreme court could annul
legislation or executive acts as contrary to a constitution. The king could
dissolve parliament, or call it "addled," but it had to be recalled when the
need arose once more to finance England's entry into the snares of the great
European conflict.
James tried hard to keep the peace in Europe. His daughter Princess Elizabeth
married Frederick the Elector Palatine of the Rhine. He also wished to marry his
surviving son Charles, to the Spanish princess Donna Maria, but the German
Catholic League, supported by Spain, drove the Protestant Frederick out of his
lands. The Commons wanted a war with Spain, and a new dispute arose as to the
exercise of free speech in Parliament when James resisted their efforts to
discuss foreign policy.
To avoid war, Prince Charles visited Madrid to court the Infanta but returned
humiliated along with Villiers, now Duke of Buckingham, who urged immediate war.
James then turned to France to arrange a marriage between Charles and the French
Catholic Princess Henrietta Maria (James' oldest son, Prince Henry, had died in
1612). The Thirty Years' War began with England's disastrous attempt to recover
the Palatinate for Frederick and Elizabeth. The scholarly and intelligent James,
the most learned of all who sat on the throne of England, so full of promise
when he came to the throne, and so disappointed by so many failures at the end
of his reign, died in 1625. The failures on the Continent, and in the struggle
with Parliament continued in the reign of Charles l. The success of The
Authorized Version , however, remained a magnificent legacy of the James l,
the unfortunate monarch.
Charles I (1625-1649)
At the death of James, the throne passed to Charles l, who had only himself to
blame for the troubles that would later befall him. His support of Buckingham,
who continued his disastrous attempts at making war against France and Spain, as
well as his own marriage to a Catholic princess, did not stand him in good stead
with Parliament, who refused to grant him money until he got rid of Buckingham.
The king dismissed his Parliament to save his friend, using the Crown's
emergency powers to raise his revenues until expenses grew too great and
Parliament had to be recalled. Its members promptly drew up a Petition of Right
to emphasize the ancient rights of the English people, to assert that no man
could be imprisoned without trial and other clauses that later became the
foundation of the United States Bill of Rights, the first ten amendments to the
Constitution.
Charles despaired of enforcing his rule on Parliament and from 1629 until 1630,
he tried to rule without it. He ended the wars with France and Spain. But as so
often in history, politics were dominated by economics, and poor harvests in
England, coupled with a serious decline in the cloth trade with the Netherlands,
led to Charles's attempts to enforce the collection of Ship Money over the whole
country. He won his case against Charles Hampton, who had refused to pay, but
alienated many of the country gentry without the support of whom his later fight
with Parliament was doomed. Charles also increased the power of the clergy, and
when, under Archbishop Laud, they began to renew persecution of the ever-growing
Puritan sect, including the torture of William Prynne and other divines, a
further exodus to New England took place in the 1630's that became known as the
Great Migration.
Attempts to bring the Scottish Presbyterians into line spelled the beginning of
the end for Charles, ironically at the height of his powers in 1637 with an
efficient administration, more-or-less financially secure and doing quite nicely
without Parliament. Although born a Scot, the Stuart Charles had very little
understanding of Scottish affairs and even less of prevailing Scottish opinion.
Of the Highlands, he knew nothing at all: of the Lowlands, not enough. A devout
Episcopalian, he distrusted the Kirk and Presbyterians and greatly mistrusted
democratic assemblies, religious or not. He completely failed to try to
understand his Scottish subjects; nor did he wish to. As one who ruled by Divine
right, he believed he had the sacred duty to bring the Scottish Kirk in line
with the Church of England. It was an obligation that eventually was to cost him
dearly.
The Act of Revocation, decreed by Charles in 1625, restored the lands and titles
to the Church which had been distributed among the Scottish nobles during the
upheavals of the Reformation. It did nothing to endure the king to those who
could have given him support in Scotland. Neither did his outright, and to the
Scots, outrageous demand of 1629 that religious practice in Scotland conform to
the English model. It was as if Charles were deliberately setting out to
antagonize everyone north of the border. His elaborate coronation as King of
Scotland at St. Giles' Cathedral in Edinburgh in 1633 was sufficiently "high
church" to smack of popery to the assembled congregation. It was the wrong time
to raise the question of the liturgy. Charles and Archbishop Laud went ahead
anyway.
In July, 1637, the first reading of the Revised Prayer Book for Scotland was met
with nothing more than a riot. Even the Privy Council had to seek refuge from
the angry mob in Holyroodhouse. The Bishop of Brechin was able to conduct only
with the aid of a pair of loaded pistols aimed at the congregation. Charles'
answer was simply to demand punishment for those who refused to obey his orders
concerning the use of the new Prayer Book. All petitioners against the Book were
to be dispersed, and all the nobles who had resisted its use were to submit to
the King's Will. The unwise and ill-advised King of England and Scotland had not
reckoned with the strength of his opposition.
In Edinburgh, the National Covenant was drawn up by a committee made up of
representatives from the clergy, the nobles, the gentry and the Scottish burghs.
It was known as the Tables. Briefly, the document, signed on what was called
"the great marriage day of this nation with God," pledged to maintain the True
religion." Copies of the Covenant were carried throughout the country; its
theological implications often lost. Though it had been signed "with His
Majesty's Authority," it served almost as a declaration of independence from
English rule, and let it be known that it was not Charles' representative in
Scotland who made decisions, but the Lords of the Tables.
In November 1638, Charles met with the General Assembly in Glasgow. He didn't
know what he was in for. The Assembly deposed or excommunicated all bishops,
abolished the Prayer Book as "heathenish, Popish, Jewish and Armenian."
Completely unwilling to compromise his position on the Church, Charles once
again showed his naivete by brusquely informing the Assembly that all their
decisions were invalid. To enforce his commands, he decided on war. By this
further example of rashness, he sealed his fate.
In contrast to the poorly prepared, poorly led and poorly motivated armies of
the English king in the early summer of 1639, the Scots had great numbers of
experienced soldiers returning from overseas campaigns. And they had a worthy
general, Alexander Leslie, who had commanded the army of the Swedes after the
death of Gustavus Adolphus. The First Bishop's War, as it was called, was
settled, most unwillingly by Charles (who had no other choice), by the
Pacification of Berwick, by which the King agreed to refer all disputed
questions to the General Assembly or Parliament.
The Scottish Parliament wasted no time in abolishing episcopacy and freeing
itself from the King's control. When it took measures to weaken the Committee of
Articles by which Charles had tried to control it, the king again foolishly took
up arms, and the Second Bishops' War began. Without an effective army, Charles
was forced to summon the English Parliament to beg for funds. When it met, it
did nothing to please the King: the famous Long Parliament impeached and
executed two of his chief supporters, Strafford and Laud. It also guaranteed its
own existence against periods of personal rule by the monarch, for it stated
that no more than three years could pass between Parliaments. More important,
however, it stated that the present Parliament could not be adjourned without
its own consent. With this further whittling away of royal prerogative, civil
war threatened in England.
Off to Scotland again went Charles to try to gain support against his own
Parliament. In the land that he had hitherto so blatantly antagonized, he
distributed titles freely and reluctantly agreed to accept the decisions of the
General Assembly and the Scottish Parliament. He had no choice. In England,
where he had more support from the landed gentry, his obstinacy in resisting the
Long Parliament and his stubborn insistence on Divine Right created the
conditions for the actual outbreak of war in 1642. The Grand Remonstrance
presented by Parliament had contained a long list of political and religious
grievances. Charles had the audacity to try to arrest five members of Parliament
but his attempts to locate them, and the speaker of the Houses' refusal to
disclose their hiding place marked the beginning of the Speaker's independence
from the crown, another landmark in the growth of Parliament.
At first, Scotland had no wish to get involved. The desires of the Covenanters
were theological, not political. There was also a split developing between the
extremists, who viewed practically anything at all of piety as "popery," and the
moderates, led by Montrose, who reaffirmed both his belief in the Covenant, but
also his loyalty to the King. Meanwhile, Charles had gathered enough supporters
to gain many early victories against the forces of Parliament, mainly untrained
levies from the shires. Scotland was again seen as a source of aid, but this
time, it was the English Parliament, and not the king, who made the request.
Because the Covenanters wanted to establish presbytery in Ireland and England,
as well as in Scotland, the offer from the English Parliament was too good to
refuse. The agreement known as the Solemn League and Covenant, was signed in the
autumn of 1643, the Scottish army was to attack the forces of Charles in
England. In return, they would receive not only 30,000 pounds a month, but also
the agreement that there would be "a reformation of religion in the Kingdoms of
England and Ireland in doctrine, worship, and government." (Wales was considered
as part of England). One term of the agreement was that popery and prelacy were
to be completely extirpated from the whole realm.
The conditions of the agreement now had to be imposed upon the English Church.
Accordingly, the Westminster Assembly was summoned to establish uniformity of
worship in Scotland, England (and Wales) and Ireland. The task was much easier
in Scotland, where even to this day, the Westminster Confession of Faith
continues to serve as the basis for Presbyterian worship. It was not as easy to
implement in England and almost impossible in Ireland. A good beginning,
however, was the heavy defeat of the Royalist forces at Marston Moor by the
Parliamentary army under an up-and-coming cavalry officer named Oliver Cromwell,
that had been greatly augmented by a large force of disciplined and well-armed
Scotsmen.
Then an about face took place. Montrose had been greatly disturbed by the forces
of extremism. The ancient theory of Divine Right of Kings was being severely
tested. And in the Highlands of Scotland, Presbytery did not run deep. The
powerful Lord accordingly, aided by many in Ireland and a few loyalists from the
Lowlands, raised an army of Highlanders to win Scotland for the King. The
nationalist spirit was still beating in some Scottish hearts after all, and
Montrose's army, without cavalry and with no artillery, managed to completely
rout an army of Covenanters led by Lord Elcho at Tippermuir. He then occupied
Glasgow.
The Royalists in England were not faring as well. Cromwell's rag-tag armies had
now become the well-trained, well-armed New Model Army (nicknamed "the
Roundheads). Following their success at Marston Moor, they won a second smashing
victory over Charles at Naseby. They then turned towards Scotland and stopped
the string of successes of Montrose and his Highlanders at Philiphaugh. Then, in
May 1646, news came of the King's surrender to the Scottish forces at Newark.
There was little left for Montrose but to take ship for Norway and his followers
went back to their homes. The victorious Scots army, after having turned Charles
over to the English Parliamentary Commissioners, also returned north of the
border. Everything seemed settled.
Despite their military successes, the Covenanters were not happy with the
situation. There was little likelihood that Cromwell would establish Presbytery
in England. Perhaps Charles would have been their best chance after all. So at
the end of 1647, an agreement was made between the Scottish Parliament and the
king, whereby he would give Presbyterianism a three-year trial in England in
return for an army to help him against the Parliamentarians. Charles' joy at
this unexpected help soon turned to grief. The Scots army, led by the Duke of
Hamilton duly came south. It was utterly defeated by Cromwell at Preston, its
leader executed and its followers dispersed. Cromwell and his officers, even
before the battle, had decided that it was their duty to call Charles Stuart to
account for the blood he had shed and the mischief he had done against the
Lord's cause. There was to be no room for the king in the post-war settlement.
After Preston, the Commons passed the final ordinance establishing
Presbyterianism. A purge of the moderates in Parliament, however, left the
radical elements in the so-called "Rump Parliament" that created a High Court of
Justice to bring Charles to trial for high treason. His execution, held in
public before a saddened crowd at Charles' own banqueting hall in Westminster,
whose only reaction was a loud and mournful groan, was a foregone conclusion.
The Rump then proclaimed a republican form of government. First called the
"Commonwealth and Free-State," and later the "Protectorate," it lasted only
eleven years.
Republican Government in England (1649-1660)
Charles I sincerely believed that he died in the cause of law and the Church.
His death may have been thought of by Cromwell as a political necessity, but it
created an atmosphere that was to haunt his own efforts to build a new godly
society. When his Parliament, the Rump, abolished the monarchy, on the grounds
that it was unnecessary, burdensome and dangerous, and then meted out the same
fate to the House of Lords, for being useless as well as dangerous, it was
destroying more than a thousand years of English history. Yet for many, even
these measures had not gone far enough; the so-called Levellers wanted more,
wishing for biennial parliaments with strictly limited powers, a vast increase
in the electorate and no established church or doctrine.
The demands of the Levellers put them way ahead of their time. Cromwell was
determined to crush them in a show of force. Determined to bring in an era of
firm government, he quickly and forcibly suppressed any revolts and attempts at
challenging his authority. He also had to deal with the Scots, seething with
anger at the execution of their King whom he had promised to preserve and defend
by the Solemn League and Covenant of 1644.
Cromwell had come to Edinburgh to receive a hero's welcome, but the news of the
unprecedented execution of Charles, a few days later, sent a tidal wave of
dismay over much of Scotland. After all, the unfortunate man had been king of
their country, too. And regicide was still an act against God. Taking immediate
action, Argyll continued the strange alliance of King and Convenanter and had
the 18 year-old Prince Charles proclaimed King at Edinburgh.
In 1650, Charles II duly arrived in Scotland to claim his Kingdom. Eventhough,
in an opportune "conversion," he had allowed himself to be crowned by the more
powerful Presbyterian faction, this was totally unacceptable to Oliver Cromwell,
who had assumed the title of Lord Protector. Cromwell invaded Scotland, defeated
the Scots under General Leslie at Dunbar and marched on Edinburgh. The
Covenanters, no doubt trusting that God would preserve their cause, would not
admit defeat and on New Year's Day, 1651 they crowned Charles II at Scone and
raised a sizeable army to defend him. Mainly composed of Highlanders, it was
utterly defeated by the more disciplined, better trained Roundheads at
Inverkeithing.
Cromwell now occupied all of Scotland south of the Firth of Forth. He then
departed to deal with the Scottish army that had been looking for support in
England, leaving General Monck in charge. Cromwell caught up with the Scottish
army at Worcester on September 3, 1651. He destroyed it. A few days earlier,
Monck had captured the Committee of the Estates (the remnant of the Scottish
Parliament and had occupied Dundee). The continent now became a refuge for yet
another Scottish monarch, as Charles II fled to France in the time-honored
fashion of so many Scots rulers. He was to return after nine years in exile. It
is interesting to note that General George Monck is on record as being "the
first professional soldier of the unique school which believes that the military
arm should be subordinate to the civil" a doctrine followed by non other than
General Dwight D. Eisenhower during his presidency of the United States some
three hundred years later.
While the king in exile "went on his travels," as he put it, Cromwell was busy
setting up an efficient system of government in both kingdoms. He saw that a
Treaty of Union in 1652 united Scotland with England and made it part of the
Commonwealth. At the beginning of his "reign," sanctioned by the Rump
Parliament, he had dealt severely with insurrection in Ireland, where his
cruelty and butchery in reducing the towns of Drogheda and Wexford made his name
so hated that it is spoken in a dreaded whisper even today.
Cromwell was determined to prevent any of the Stuarts from gaining a foothold in
Ireland. Through his ruthless campaigning, he forced it to accept the authority
of the rulers of England. Following the precedent set by James l's land grants
at the expense of the native Irish, many more English landowners were able to
take advantage of the confiscation and sale of sizable Irish properties, a
situation that was later to lead to the blight known as "Absentee Landlordism."
One result, however was that his military successes made it possible to
integrate Scottish, Welsh, English and Irish MP's into a truly British
Parliament, a remarkable achievement that lasted until the first quarter of the
20th century.
Under Cromwell, England was also able to strengthen its position abroad. As the
signs of civil strife became apparent, Charles l had married his daughter Mary,
to William, Prince of Orange, perhaps to show his commitment to Protestantism.
Like the Scots, the Dutch people were horrified at the news of the king's
execution. To propose a union between the two republics, the Rump Parliament
sent envoys to Holland who were deliberately insulted and thus the opportunity
and the excuse was presented for English commercial interests to engage in a
trade war.
Consequently, the Rump passed a Navigation Act in 1654 designed to cripple Dutch
trade. The resulting war brought forth one of England's great military leaders,
Admiral Blake, who blockaded the Dutch ports and defeated and killed Admiral van
Tromp in a sea battle before peace came in 1654. War with Spain a year later
resulted in the British capture of Jamaica and the destruction of a large
Spanish fleet at Tenerife.
In retrospect, Cromwell has been seen as an evil genius, at odds with the other
impression that saw him as a godly man, interested in the establishment of a
lasting democracy that practiced tolerance. He was certainly a man caught
between opposing forces. He had gained his power through the army, yet he wished
to rule through a much less radical parliament. He truly found himself "sitting
on bayonets," as one historian has remarked. In 1653, unable to satisfy the
demands of both factions, in true monarchical fashion, he even dissolved
Parliament, but after the lack of progress of the interim "Barebones"
Parliament, he resumed his power as head of the government of a nation that
consisted of England and Scotland, Ireland and Wales.
On 12 December, 1653, after he had refused an offer of the Crown, "Old Noll"
Cromwell, virtual dictator of England, received the title of Lord Protector. He
instigated a period of government remarkable for its religious tolerance to all
except Roman Catholics, still regarded as enemies of the realm. Under his
protectorate, Jews were allowed back into England for the first time since their
expulsion under Edward I. Many Jewish families were to do much to support later
English governments financially. The Society of Friends or Quakers, began to
flourish under the inspired leadership of George Fox. Perhaps more remarkable
was the permission granted to congregations to choose their own form of worship,
the Anglican Book of Common Prayer was replaced by the Directory of Worship.
Even these measures were not enough to satisfy everyone. In 1655, a Royalist
uprising forced Cromwell to divide England into eleven military districts to
keep down insurrection and to rigidly enforce the laws of the Commonwealth. Many
of these leaders were responsible for the so-called "blue laws" creating a land
of joyless conformity, where not only drinking, swearing and gambling became
punishable offences, but in some districts, even going for a walk on Sundays.
The unpopularity of these puritanical justices, mostly army colonels, led to
their dismissal in 1657.
The same year saw Parliament nominate Cromwell's son Richard as his successor,
an unfortunate choice, for the young man, nicknamed "Tumbledown Dick," didnÕt
have the experience nor the desire to govern the nation. When he retired to his
farm in the country, a period of great confusion between the various political
factions and indecisive government resulted in the decision of General Monck to
intervene. Always a Cavalier at heart "Old George" Monck brought his army from
Scotland to London, where he quickly assembled a parliament and invited Charles
ll to take over the reigns of the kingdom. The Republic of Great Britain and
Ireland came to an abrupt end.
Charles ll (1660-1685)
Though a London mob had thrown down a statue of Charles l outside the Royal
Exchange and placed the words "Exit Tyrannus" over the empty space, the same mob
was to lustily cheer "God Bless King Charles ll" at the arrival of General
Monck's army. The people had never been happy at the interregnum. The great
diarist Samuel Pepys has adequately described the rejoicing when the monarchy,
"laid aside at the expense of so much blood, returned without the shedding of
one drop." Charles must have thought that the tumultuous welcome accorded him
gave him carte blanche to govern as he thought fit; it did not. There was still
Parliament.
The king got off to a good start. England was tired of being without a king,
such an integral part of their history and a source of great national pride when
things went well. Charles was crowned in April 1660 and within the same year
married Catherine, the daughter of the King of Portugal, an act, nevertheless,
which did nothing to diminish his reputation as a philanderer. Sadly enough,
though he sired at least fourteen illegitimate children, but he was not able to
produce a legitimate heir. A cynic in morals and a pragmatist in politics, he
was shrewd enough to change his beliefs when he saw an advantage. In his earlier
attempts at winning the throne, he had courted the Scots Presbyterians, but in
later life, he reverted to his Catholic preferences.
Charles could not, of course, claim to rule by divine right. That era in English
history had gone forever. The Crown could not enforce taxes without the consent
of Parliament, nor could it arbitrarily arrest M.P.'s as Charles l had
attempted. The two houses of Parliament, Lords and Commons were restored, as was
the Church of England and the bishoprics. Many of those who had plotted against
Charles l, known as "regicides" were executed, but there was no orgy of revenge
and many prominent anti-Royalists, such as the poet John Milton, were allowed to
escape punishment. The restoration of the supremacy of the Anglican Church,
however, meant the upswelling of resistance from those outside its embrace.
Protestants were grouped together under many names. There were Baptists,
Congregationalists and Quakers, all of who resisted strenuous efforts to get
them to toe the line by conforming to the Act of Uniformity of 1662. Action
against them came in the form of the Clarendon Code, a collection of different
restrictive measures completed during 1664-5, that cut off the dissenters from
professional advancement in all the professions, except business. Perhaps this
may have led to the close alliance of Dissent and the world of Business that so
characterized later England and has been seen as the foundation for its
commercial success. In any case, it only strengthened the desire of the new and
various Protestant sects to worship in the way they pleased.
Unlicensed preachers became a thorn in the side of government who regarded them
as something akin to traitors. In 1660, John Bunyan, who preached, as he stated
so emphatically, by invitation of God, and not of any bishop, went to prison for
twelve years. The result was first, "Grace Abounding" and then "Pilgrim's
Progress" completed in 1675. The pious, humble Quakers were particularly singled
out for ridicule and harsh treatment. But the worst fears, and most severe
recriminations were reserved for the Catholics.
During the period known as Carolingian England, after Charles had made his
triumphant return from the Continent, it seems that there was no end to the
anti-papal processions in London, the burning of the pope and cardinals in
effigy, the hunting down of Catholic priests, the closing of their schools and
search for their secret meeting places. Great Catholic families had been
particularly loyal to Charles l; they had become anathema during the
inter-regnum, and there was little that Charles II could do to restore their
former dignity and favor. Catholic priests went into hiding, in constant peril
of death or were forced to fall to the Continent.
After 1668, Charles began to turn more and more toward the Catholic religion. He
concluded treaties with Louis XIV of France and agreed to reconcile himself with
the "Church of Rome." In 1672, he issued a Declaration of Indulgence allowing
freedom of religion for Catholics as well as non-conformists (Dissenters). He
then joined the French king in a war against the Dutch, who flooded their lands
successfully and resisted invasion. The failure caused a return of English
resentment of Catholics and the passing of the Test Act of 1673 compelling
public office holders to take the sacrament of the Church of England.
In 1678, when Protestant Clergyman Titus Oates, known as an habitual liar, heard
rumors of the possible conversion of England to Catholicism by an invasion of
French troops, he whipped up public feeling to frenzied heights by graphically
embellishing the false tale. (Note: in World War II, the author as a small boy
remembers the rumors being put about of an invasion of German paratroopers who
had, it was said, already landed in Scotland: it was probably started when Nazi
leader Hess parachuted into Scotland to give himself up to British authorities).
Panic swept the land.
In the orgy created by rumors of plots to kill Charles and burn down Parliament,
Catholics were hunted down and killed, and the legitimate heir, James Duke of
York, was excluded from the throne by Parliament because he was a Catholic.
Those who supported him were called "Tories" after Catholic outlaws in Ireland.
Those who opposed James were the "Whigs" after Whiggamores, fiercely Protestant
Scottish drovers. The Whigs supported the claim of The Protestant Duke of
Monmouth, one of Charles' illegitimate sons. Another civil war seemed imminent
before anti-Catholic feelings managed to die down in the absence of the
"threatened" invasion. Yet even then, Charles continued his secret intrigues
with the King of France.
Fortunately for the profligate, but Machiavellian English King, when a Whig plot
to murder him and James, he had a reason to execute his opponents. Popular
opinion then allowed him to bring back James to England where he regained his
earlier position as Lord High Admiral. Charles was then able to live out the
rest of his reign in peace mainly free from the political and religious
struggles that had occupied so much of his reign.
These struggles, mostly involving the degree to which Protestantism had taken
hold in Britain, had been particularly manifest in England's relations with
Scotland. Alas, like his father, the new king had little interest in Scotland,
preferring to govern it through a Privy Council situated in Edinburgh and a
Secretary at London. Despite his early support by the Scots Presbyterians, he
considered Presbytery as "not a religion for gentlemen." It is a constant source
of astonishment to the modern reader how little Charles knew about how deep the
roots of Presbyterianism had been planted in Scotland and how strongly the
Covenanters would fight all attempts to return Scotland to episcopacy. His years
in exile had taught him very little.
As King of Scotland, Charles had signed two Covenants in 1649 merely to secure
his own coronation. When he restored James VI's method of choosing the Committee
of Articles, he had the intention, not only of strengthening his position in
relation to Parliament, but also of bringing back the bishops and restoring the
system of patronage that chose ministers. All ministers chosen since 1649 were
required to resign and to reapply for their posts from the bishops and lairds.
One third of all Scottish ministers refused and held services in defiance of the
law. Troops were sent to enforce the regulations but made the Calvinist
Covenanters even more eager to serve God in their own way. In 1679, claiming to
be obeying a command from on high, they murdered Archbishop Sharp.
The government decided to intervene to bring the rebels to heel. An army was
sent to deal with them under the command of James, Duke of Monmouth. He defeated
the Covenanters at Bothwell Brig and the survivors were dealt with severely. The
reaction and counter-reactions that followed gave the period of the 1680's the
title of "The Killing Time." The troubles continued when Charles died in 1685 to
be succeeded by his brother James VIl (James ll of England) an openly-avowed
Catholic who was welcomed in the Highlands, ever true to the legitimate monarch.
And thus the seeds were sown for the Jacobite opposition that blossomed under
the next king, the Dutchman, William of Orange.
Before the accession of James II, however, we have to mention the three great
disasters that befell the England of Charles: plague, fire and war, all of which
took place in three consecutive years, and all of which were recorded in graphic
detail by diarist Pepys. The great outbreak of plague began in 1665, bringing
London to a standstill and causing panic at the numbers of dead and the lack of
any knowledge as to how to deal with the terrible scourge. Those who could
afford to, simply packed up and went to live in the country.
The Great Fire of London, catastrophic as it was to the city, may have helped
destroy the dwelling places of the brown rat, the carrier of the deadly fleas
and thus brought the plague to an end. Though it destroyed the massive St.
Paul's cathedral, it gave a chance for architects such as Christopher Wren to
rebuild, transforming the old, unhealthy medieval, infested warrens into a city
worthy of being a nation's capital, with fine, wide streets, memorable public
buildings and above all, its magnificent new churches, including the present St.
Paul's.
The third catastrophe was the continuation of the war against Holland. This
time, with the Royal Navy mutinous over poor pay and atrocious conditions aboard
its ships, the Dutch navy was able to sail with impunity into the Medway at the
mouth of the Thames and burn many of the English ships moored at idle anchor.
After the triumphs of Admiral Blake in the First Dutch War (1652-4), the Second
Dutch War (1665-7) was a national disgrace.
Charles II died in February 1685 of a heart attack no doubt brought on by a life
style that today' medical men (and religious leaders) would style nothing less
than debauched. Of his reign, and that of his successor, more than one historian
has seen all the political struggles, culminating in the Revolution of 1688 and
the triumph of Parliament over the Crown, as springing partly from their
attempts to grant to Catholics a greater degree of tolerance than would be
countenanced by their other English subjects. They came to a head during the
reign of James II.
James ll (1685-1688)
James was yet another of those who have only themselves to blame for their
downfall. His reign lasted only three years. He too, had learned nothing from
his predecessors, for his attempts to re-introduce Catholicism into a country
that had become a bastion of Protestantism meant with disaster far worse than
any plague or fire or minor skirmishes on the Continent. Unlike Charles II, who
could modify his beliefs to suit the occasion and ride the swells of political
change, James could not; his morality, some say his high-handedness, prevented
him. In his own words, he admitted that had he kept his religion private, he
could have been one of the most powerful kings ever to reign in England, but he
would think of nothing "but the propagation of the Catholic religion."
Things went well at first. He was able to get Parliament to grant him adequate
finances. He recognized the Church of England as the established church and
defeated a rebellion led by James, the Duke of Monmouth who had foolishly landed
on the southern coast of England and declared himself king. Though many of the
people of the southwest came to his support, Monmouth's rag-tag army was
defeated at Sedgemoor and soon came to suffer the reprisals handed out by the
infamous "Bloody " Judge Jeffries who had hundreds executed and hundreds more
transported overseas as convicts, mainly to the New World.
King James was misled by his early success. He began to implement policies that
not only gave religious toleration to nonconformists, but also, and especially
to, Catholics. Enlightened as this policy seems to us, James had chosen the
wrong time and the wrong country. By replacing Protestants as heads of
universities, military leaders and in important offices of state, the king dug
his own grave. He ignored all Protestant pleas for concessions. One of the last
straws was his 1687 Declaration of Indulgence which aimed at complete religious
toleration. This too, was an act far ahead of its time; it only furthered the
resentment of, and increased the fears of, the nation's Protestant majority. Non
conformists and Anglicans reformed their alliance against the religious policies
of the king. He had learned nothing from Charles II, who had done his best to
keep this alliance alive; thus ensuring that his last years were peaceful ones.
James, on the other hand, was too anxious to foment change; he did not take into
account the anti-Catholic sentiments of much of the British nation; constant
wars with continental powers, i.e. Catholic, had built a strong, nationalistic
British (and Protestant) state. James' plans for equal civil and religious
rights for Catholics were out of the question; his efforts to win widespread
support for his policies were totally unsuccessful.
On the continent, the Protestant ruler, the Dutch King William III of Orange was
engaged in a duel with the French King Louis XIV for military success and
diplomatic influence in Western Europe. Charles II of England had fought against
the Dutch in a series of skirmishes for commercial hegemony, but a rapprochement
followed the marriage of William and his first cousin Mary, James's eldest
daughter in 1677. William made his decision to intervene in England in early
1688, hoping to be seen as a liberator, not as a conqueror; but his first
invasion attempt in mid-October was easily defeated, mainly by the English
weather which destroyed most of his ships and supplies.
Yet it was precisely this weather, and the strong northeasterly wind, that later
prevented the British fleet from intercepting the Dutch armies of William
landing at Brixham on 5 November, 1688. King James, despite having numerical
strength in soldiers was forced on the defensive. His weak resolve, poor
judgment, ill health and probably poor advice, caused him to retreat to London
instead of attacking William's vulnerable army.
In the meantime, a series of provincial uprisings did nothing to bolster the
morale of James' forces; Derby, Nottingham, York, Hull and Durham declared for
William whose army marched towards London. Showing a complete failure of nerve,
James fled to France in mid-December; his forces, twice the size of those of
William, rapidly disintegrated. It was widely believed that William allowed
James to escape, not wishing to make the King another English martyr. In what
historians have called the "Glorious Revolution" William and Mary, in a joint
monarchy, became rulers of Britain. James II and his baby son were debarred from
the succession, as were all Catholics.
Preparation for Empire Building: The Growth of the
Commons
In 1690 John Locke published his highly influential "Two Treatises of Civil
Government;" its theory of limited monarchy had vast appeal to the majority of
Englishmen, but especially to Parliament, always anxious to increase its own
powers and give special favors to its members. According to Locke, "The liberty
of man in society is to be under no other legislative power but that established
by consent in the commonwealth, nor under the domination of any will, or
restraint of any law, but what that legislative shall enact according to the
trust put in it."
Prior to the great electoral reforms of the later 19th century, the legislative
in England was restricted to a very limited class. But it was a powerful class
indeed that came to dominate the House of Commons, and it was the House of
Commons that made the Empire, for it was an empire based on trade. While
England's great rival, the kingdom of Spain may have had mixed motives in its
overseas conquests, the lure of gold perhaps as equally important as the saving
of souls, those who governed Britain did not disguise their motives.
The power of the Commons, and its control by the business and trade oriented
middle-class, aided and abetted by a rapidly growing stratum of lawyers, had
been building steadily; it looked for opportunities in whatever part of the
world they could be found (and exploited). They were aided by the constitutional
crisis that occurred when James II fled to France in 1688.
A Convention Parliament offered the throne to William and Mary (elder daughter
of James II) as joint sovereigns; hereditary succession was replaced by
parliamentary succession. A Bill of Rights was drawn up that guaranteed free
speech, free elections and frequent meetings of Parliament, the consent of which
was made necessary to raise taxes, keep a standing army and proscribe
ecclesiastical commissions or courts, and royally suspend and dispense power. In
short, the Bill re-affirmed the will of the English people (or at least of those
who represented them in Parliament) against the arbitrary powers of the
monarchy.
One of the most important milestones in English law had already taken place. The
"Habeas Corpus Act" of 1679 had obliged judges to issue upon request a writ of
habeas corpus directing a gaoler (jailer) to produce the body of any prisoner
and to show cause for his imprisonment. The Act went on to state that a prisoner
should be indicted in the first term of his commitment, be tried no later than
the second term and once set free by order of the court, should not be
imprisoned again for the same offense. Thus at a single stroke, hundreds of
years of abuse of the prisoner by the authorities, often capricious and
vengeful, came to an end. The Act remains an integral part of the Commonwealth's
legal system today and has been widely copied in many other countries including
the United States.
Also of considerable interest and lasting importance was the creation of a fixed
Civil List for both the Crown's household and administrative expenditures, a
novelty which the monarchs may have chafed at ever since, but which was made
necessary to keep their expenditures under parliamentary control. Parliament had
come a long way since the days of Henry VII. It is worth while to take a brief
look at what had been taking place in the winning of the initiative by the House
of Commons.
In the reign of Henry VIII Parliament had become increasingly important in the
scheme of government for it gave confirmation and authority to the royal wishes
when needed. If the King wished to go slow on his promises of treaties, it gave
him a convenient way of retreat; in the struggle with foreign and domestic
interests, it strengthened his hands. Much more than a formality of government
and a mere income-generating body, Parliament began to be recognized as the
voice of public opinion, a voice that the Tudors may not always have liked, but
one which they wisely never wholly failed to heed.
The Tudors had encountered some opposition from the Commons, but during most
Parliamentary sessions it had not been enough to cause any great anxiety to the
Crown or the Council. There were simply too many members in the Lower House who
regarded opposition to the Crown as disloyal. In any case, Henry VIII was
ruthless in dealing with those who opposed him. Yet the Members in Commons could
become vociferous, especially when the Crown asked for money. Privileges began
to be exchanged for promises of ready cash: once granted, it was hard for future
monarchs to refuse them.
The Upper House, as expected, was a firm ally of the Council. The leaders of the
House of Lords were usually landed magnates who had often helped the Council in
formulating Crown policy. The Lords seldom resisted the wishes of the Council,
and much legislation was put first through the Upper House; then brought to the
Commons, who dutifully followed along, for their seats often depended upon the
support of local magnates. It was during the troublesome reign of Mary Tudor
that the Commons became more contentious. Her determination to reverse the trend
of events in religion brought her into conflict with her Parliaments, where
something like a Protestant Party began to form to voice its opposition. Members
began to speak out, and Mary had to go out of her way to dragoon them into
acquiescence with her unpopular policies.
In Elizabeth's long reign, the House of Commons grew in leadership, though the
whip hand remained firmly in the hands of the Queen and Council. It was in
matters where the Queen expressed no opinion that the House was subtly, but
surely, able to gain in power. The Puritan element in Parliament began to exert
more and more influence; it was especially alarmed at Elizabeth's middle-of-the
road religious policies. For the time being, however, under the strong hand of
the Privy Council, and especially during the time of the Cecils, the Commons
remained quiet, duly supportive of Royal legislation, kept firmly in control by
the carefully groomed Speaker. Yet even his power had declined by the end of
Elizabeth's reign with the dramatic increase in the use of the committee system.
By the time of the early Stuarts, essential changes had taken place in the
growth of the English Constitution, changes in the day to day business and in
the way of doing things. Between the time of Elizabeth I and the Long Parliament
of Charles I, a great change had taken place in the relation of the Royal
Council to the Commons. Almost unnoticed, Privy Councillors had ceased to guide
the Lower House, in which there came into power a group of leaders who had no
official connection with the government. It was this leadership that established
the real initiative in legislation. The Commons had become a dominant force in
government; its dynamic, forceful leaders had made the institution almost
unrecognizable from the old, acquiescent body that had been afraid to cross the
Tudors.
Parliament had further grown in strength when James I failed to keep a
sufficient number of his own men in the Commons, which became increasingly
vociferous in expressing its grievances. James himself was seen as a meddler;
unlike Elizabeth, he was not content with staying in the background, and his
constant interference meant that his words lost their weight, and royal
prerogative began to be sneered at openly. Resentment led to opposition. The
King's penchant for elevating his supporters to the House of Lords also left him
with inexperienced, untried members to speak for him in the Commons.
The leadership exercised by Elizabeth's able Councillors was wholly absent
during James' reign. The Commons could only benefit from the hiatus; its members
were no longer subservient to the Royal Will; many were lawyers who brought new
initiatives along with their legal skills into the committee system. Their
presence ensured that the Commons no longer served as a recruiting ground for
the service of the Crown, but was seen as a dignified profession for wealthy and
powerful country gentlemen. Their allegiance was primarily to common law, not to
the whims of their monarch.
A new interest in precedent also searched for ways to establish the privileges,
rights and powers of the Commons on a firm basis, rapidly changing it from a
mere ratifying body to one that formulated and passed laws. The Commons
eventually showed that it not only could decide who could sit on the throne of
England, it could even dispense with the monarchy altogether. It also had to
deal with Scotland.
The Jacobites in Scotland and Ireland
It was all-too-soon apparent that William's success in England did nothing to
ensure the compliance of Scotland and Ireland. The cause of the exiled Stuarts
became known as Jacobitism, from the Latin for James, Jacobus. Though
King James and his supporters controlled parts of Britain including most of
Ireland, they failed miserably in their cause. In a series of
strategically-sound campaigns, William succeeded in driving them from their
bases in both Ireland and Scotland, thus forcing them to become reliant on
foreign support. The campaigns against William's rule in overwhelmingly-Catholic
Ireland began the period of close cooperation of that country with France, both
military and political. It continued right up the '45 rebellion.
The first battle against the new King William of England was fought in Scotland.
In July, 1689, at Killiecrankie, the most active of James' supporters, Viscount
Dundee, defeated a much larger royal army led by General Mackay. "Bonnie Dundee"
was killed in the battle, but the Highlanders' success led the hitherto hesitant
clans to flock to James' standard. It was a success that gave them false hopes;
without Dundee in command, they were unable to exploit their initial victory.
The decisive battles involving the Jacobite cause were not fought in Scotland,
but in Ireland, more accessible to French naval power, and thus to troops and
supplies. In a desperate attempt to regain his throne, James II left France for
Ireland in March 1689. His armies soon won most of the country, but a prolonged
resistance was put up by the people of Derry, where the Protestant apprentice
boys had slammed the city gates shut against the Catholic army. Starving Derry
(Londonderry) was eventually relieved by an English fleet in July 1689, a day
still celebrated with much pomp and pageantry in Northern Ireland. In August,
mainly as a consequence of the resistance of Derry and Enniskillen, William's
army, mostly Danish and Dutch mercenaries, occupied Belfast.
In June 1690 William marched on Dublin. His way was blocked by the Jacobite
forces on the banks of the River Boyne, which became the site of the battle so
vividly remembered and celebrated by Ulster's Protestant majority. James'
outnumbered forces were cast aside. Once more showing a failure of nerve, in
time-honored fashion for a Scottish ruler, he fled to France, and William easily
took Dublin. Other successes were enjoyed by John Churchill, Earl of
Marlborough, aided by the Dutch General Ginkel with Hugh Mackay as his
second-in-command. At Limerick, what was left of the Jacobite cause suffered
another catastrophic defeat; all their forces in Ireland consequently
surrendered, with about 11,000 Irishmen, the so-called Wild Geese, going
to France to continue the fight for James.
James had not given up hope of regaining his kingdom. He still enjoyed the
strong support of Louis XIV, and in June 1690, his hopes were raised when a
large French naval force managed to defeat an Anglo-Dutch fleet. As so often in
the past, however, the Jacobite victory was not followed up. French control of
the Channel was not exploited and the initiative was soon lost. When Louis
finally decided to invade England in May 1692, it was too late; his fleet was
sent packing. One result of the hostilities was entirely unexpected but had an
enormous result on subsequent world history.
In 1694, the costs of the war led to the formation of the Bank of England, a
Whig joint-stock company that raised funds from the public and loaned it to the
government in exchange for the right to issue bank notes and to discount bills.
The loan did not have to be repaid as long as the interest was raised by imports
duties. Thus a funded national debt came into being. The method of borrowing
money at interest, instead of taking it by taxation for nothing was established
as a normal practice. It took a while to catch on in other countries, but catch
on it did, as soon as respective governments saw the advantages. The foundation
of a society to write marine insurance formed by merchants and sea captains at
Lloyd's Coffee House in 1688 was also of enormous importance; the practice of
underwriting enormous expenditures in overseas ventures and shipping, dates
from this time.
Another revolutionary idea was the granting of monopolies in trade by
Parliament, and not by the time-honored system of royal dispensation to favorite
courtiers. The 1698 Parliament showed its strength by announcing that such
grants could no longer be granted as a general rule by royal charter but only
though an act of Parliament. The new East India Company came about as one of the
first results of these acts, seen by many as the greatest event in the
organization of British foreign trade. This company, together with the
newly-formed Bank of England, showed only too well the growing power of the
British traders and financiers over the state government.
For many, the resolution of May 26, 1698 was as important as the "Magna Carta"
of 1215, for it gave the granting of powers and privileges for carrying on the
East India trade to Parliament. And if the trading classes could control
Parliament, they could make their own terms, which is precisely what happened
over and over again in subsequent British history. It became one of the
ever-increasing problems for the country's government: the interference of trade
with legislation and administration was to become an inevitable part of the
future. Yet it was the desire for trade and overseas markets that led to the
expansion of the Empire.
On the Continent, French King Louis, having enough of the war against the
stubborn Dutch and their allies, made peace at Rijswijk in 1697, recognizing
William as King of England and his sister-in-law Anne as heiress presumptive. A
period of peace between France and England, however, came to an end with Louis's
recognition of the prince born in 1688 as the future King James III, an act
regarded by historian Arthur Bryant as one of "megalomaniac folly." Prospects
for the Jacobites, however, were not helped by the War of the Spanish Succession
which tied up Catholic forces in the Netherlands and forced France to withdraw
to its own borders.
As important as William's victories were in Scotland and Ireland, he was more
concerned with the fate of the Spanish Netherlands that looked likely to fall to
France upon the death of the childless Charles II of Spain. After Louis agreed
that his grandson Phillip V would rule the Spanish Empire, William formed his
Grand Alliance against France in 1701. We have to remember that William's main
purpose in taking on the throne of England was to utilize its resources and
military forces to defend his beloved Netherlands against the French King. When
William died in 1702 after falling from his horse (young Queen Mary had died of
small pox in 1694), Princess Anne succeeded him; the war in France continued.
Queen Anne (1702-14) The Foundations of Empire
It was evident during the reign of dull, gouty Anne that Britain was also fast
becoming a nation thoroughly Protestant, though the inevitable differences in
worship continued. Anne was an Anglican, a member of the Established Church of
England. King James had been forced to make a number of concessions to the
Nonconformists (or Dissenters) in order to win political support. Though the
times were not yet ripe for complete religious toleration, the Toleration Act of
1689 had broken the monopoly of English Protestantism hitherto enjoyed by the
Established Church.
The rise of the Dissenters and the spread of Unitarianism accompanied the
so-called Scientific Revolution in England associated with the upsetting (to
Churchmen) discoveries of such men as Isaac Newton and Robert Boyle. The
Established Church no longer played a major role in national politics. The
accession of William, a Dutch Calvinist, had been instrumental in helping sever
that special relationship long enjoyed between Church and Crown.
Though the quarrels within and without the Church continued, in an age noted for
the prolific rise in pamphleteering and electioneering chicanery, the time of
Daniel Defoe and Dean Swift and the intense and bitter political between Whigs
and Tories, it was the war with France that dominated Queen Anne's reign.
William's accession had meant that the island nation of England had become
inextricably part of the Continent. The war brought forth one of England's great
military leaders, John Churchill, the husband of Queen Anne's close friend
Sarah.
Churchill succeeded King William as leader of the English and Dutch forces in
the Grand Alliance. Under his leadership as the Duke of Marlborough, England
became the leading military power in Europe for the first time since the Hundred
Years' War. Though the Dutch feared an invasion by France, Marlborough went
ahead and attacked the French army at Blenheim, a name that is remembered in
England as one of the greatest victories in its long history.
The annihilation of the French army at Blenheim was followed by the English
capture of Gibralter in 1704; another smashing victory at Ramillies was then
followed by additional successes at Oudenarde and Malplaquet. A grateful nation
built Blenheim Palace for the Duke (a sumptuous residence in which Winston
Churchill, a direct descendant of John Churchill, was born in 1874). The
victorious Wellington was satirized by Scot John Arbuthnot in his "The History
of John Bull" (1712) that introduced the name John Bull as a symbol of England.
England and the New World: An Expanding Empire
In 1713 the Treaty of Utrecht firmly established England's commercial and
colonial supremacy, for it gave her new possessions in Nova Scotia, Newfoundland
and Minorca as well as Gibralter and the sole right to supply slaves to Spanish
colonies. Britain's interests in the New World had begun early. An indication of
its eventual triumph in Virginia had been the founding of the College of William
and Mary in 1693.
Success in colonizing North America had not come without its terrible costs, yet
in retrospect it seemed extremely rapid. It is a sobering fact that the first
voyage of Christopher Columbus took place only 20 years after Scotland had
finally acquired the Orkneys and Shetlands from Norway. Columbus had visited
England in 1477 to try to obtain backing for a voyage to discover a new route to
the Indies but had been turned down (his brother Bartholomew was also rejected
by the English Court in 1485). Yet only five years after Columbus had landed in
the Bahamas, John Cabot reached Labrador aboard the Matthew. His 35 day voyage
marks the beginning of British domination of North America.
In 1496, John and Sebastian Cabot, sailing from Bristol, took their little fleet
along the coasts of what were later called Newfoundland and Nova Scotia. Some
English scholars maintain that the name America comes from Richard Amerik, a
Bristol merchant and Customs officer, who helped finance the Cabot voyages. The
elder Cabot recorded the vast fishing grounds later known as the Grand Banks.
Interest in finding new lands may have been initiated by the publication of
"Utopia" by Thomas More in 1515, that described the benefits of a new land. It
must certainly have been influenced by the Spanish discoveries of maize, tobacco
and the potato, all of which they introduced in Europe, along with oranges from
the Orient. Another deciding factor was the planting of the French flag in the
Gaspe Peninsular, Canada and on lands along the St. Lawrence River, by Jacques
Cartier in 1534. Much of Britain's investment in North America may have been
simply to prevent French influence.
Further interest in the New World was surely sparked by the explorations of
Franciscan missionary de Niza who returned to Spain in 1539 with glowing
accounts of the "seven cities of Cibola." One year later, Dutchman Jo
Greenlander discovered that early settlers had been in what was later named
Greenland. Hernando de Soto landed at Tampa Bay and Coronado explored the
American southwest. In 1541 Pizarro completed his conquest of Peru and de Soto
discovered the Mississippi. Perhaps the most consequential discovery of the
century was that of the silver mine at Potosi by the Spanish in 1545 that fueled
the commercial activity of Europe during the following century.
The efforts of Spain and Portugal in the same area also spurred further English
interest in the Americas. It was especially so since the writings of Welshman
John Dee had claimed the New World for Elizabeth I as Queen of an Atlantic
Empire, and successor to Madoc, a Welsh prince purported to have landed in what
later became known as Mobile Bay in the 12th century and whose followers, it was
claimed, intermingled with the Mandans in the upper Mississippi Valley.
England's own era of exploration, initiated by the Cabots, was expanded by the
journeys of Hugh Willoughby to seek a Northeast Passage to China and the spice
trade. He reached Moscow by way of the White Sea and Archangel in 1553. As a
result, the Muscovy Company was founded by Richard Chancellor to trade with
Russia in 1555. One year later, in what many non-smokers now consider "a year of
infamy," tobacco seeds reached Europe, brought from Brazil by a Franciscan monk.
In 1561, Jean Nicot (who gave his name to nicotine) sent seeds and powdered
leaves of the tobacco plant to France. Such imports to Europe seized the
imagination of John Hawkins who began his career of high-jacking Portuguese and
Spanish ships in 1562. Hawkins' exploits, along with similar exploits of his
fellow mariners, led to England's entering the Slave Trade despite Queen
Elizabeth's dramatic speech against it (she later took shares in his company and
even lent him a ship).
Tobacco found its way to England when John Hawkins brought some home from
Florida in 1565. Three years later, David Ingram explored from the Gulf of
Mexico to Canada and reported finding vines with grapes as large as a man's
thumbs. A great boost to exploration then came from the publication, in 1569, of
the Flemish geographer Mercator's projection map of the world which represented
the meridians of longitude by equally spaced parallel lines and which greatly
increased the accuracy of navigational maps. English mariner Francis Drake then
undertook his daring voyage of 1572 to capture the Spanish treasure fleet
returning from Peru, a feat surpassed by his even greater haul one year later.
English exploration of North America continued in 1576 when Martin Frobisher
discovered Baffin's Land and Frobisher's Bay on his search for a Northwest
Passage to China. Two years later Queen Elizabeth gave a patent to Sir Humphrey
Gilbert to "inhabit and possess at his choice all remote and heathen lands not
in the actual possession of any Christian prince." The search for the famed
Northwest Passage continued unabated.
In 1580, Drake arrived back in Plymouth having circumnavigated the globe in the
Pelican, renamed the Golden Hinde after the gallant ship had passed through the
Straits of Magellan. Drake was then knighted by the Queen after capturing the
richest prize ever taken at sea. Gilbert then tried unsuccessfully to create the
first English settlement in the New World at Newfoundland. The Virginia colony
was established in 1584 at Roanoke by Sir Walter Raleigh. One year later,
Chesapeake Bay was discovered by Ralph Lane and Davis Strait by John Davis.
In 1585, the first oriental spice to be grown in the New World, Jamaican ginger,
arrived in Europe. In 1586, Sir Richard Cavendish became the third man to
circumnavigate the globe when his ship the Desire reached England after a voyage
of over two years. During the same year, Raleigh planted potatoes on his estate
near Cork, Ireland; and Virginia Dare was born on Roanoke Island, the first
English child to be born in North America.
In 1594, after deaths from scurvy in the Royal Navy had become epidemic, Sir
Richard Hawkins recommended orange and lemon juice as antiscorbutics. It
eventually became standard practice in the Royal Navy to add citrus juice to the
diet (conquest of scurvy played a big part in England's later domination of the
seas). When the Portuguese closed its spice market in Lisbon to Dutch and
English traders, the Dutch East India Company was created to obtain spices
directly from the Orient.
English exploration of the New World continued, receiving a bonus when Richard
Hakluyt produced a recognizable map in 1599. In 1600, the Honourable East India
Company was chartered to make annual voyages to the Indies and to challenge
Dutch control of the spice trade. The smoking of tobacco became fashionable in
London this year. When the first spice fleet leaving for the Orient arrived at
the Cape of Good Hope, James Lancaster dosed his sailors with lemon juice to
make them the only crew in the entire fleet not decimated by scurvy. Coffee
joined tobacco as a London fad.
In 1602, English sailor Bartholomew Gosnold explored what was later to be called
"New England." He brought sassafras back, but left smallpox behind to decimate
many of the native peoples, mistakenly called "Indians." After James I had made
peace with Spain in 1604, he re-directed England's efforts at colonizing North
America, and the Plymouth and London Companies sent ships and colonists.
Jamestown, Virginia was founded in 1607. During the same year, Henry Hudson
sought a route to China and sailed round the Eastern Shore of Greenland to reach
Spitzbergen. In 1610, Hudson's ship Discovery reached the strait later to be
known as Hudson Bay, Canada.
In 1612, John Smith published his "Map of Virginia" describing the colony, which
eventually managed to produce an extremely profitable export commodity in
tobacco. In 1614, Smith also explored the New England coast and renamed a native
village, calling it Plymouth. Next, when he ventured to a latitude of over 77
degrees north to seek the Northwest Passage, William Baffin sailed farther north
than any other explorer for the next 236 years. In 1616, John Smith published
his "Description of New England", providing a further impetus to would-be
settlers.
In 1618, the first legislative body in the New World convened at Jamestown, the
Virginia House of Burgesses. This was also a year in which small pox ravaged the
native population of the English North American colonies, including Chief
Powhatan. One year later, the first black slaves arrived in Virginia, and the
first American day of Thanksgiving was celebrated on the English ship Margaret
at the mouth of the James River.
In 1620, the Mayflower arrived off Cape Cod with 100 Pilgrims and two children
born at sea. The Plymouth Colony celebrated its first Thanksgiving Day, but the
colonists did not entertain their Indian guests at the dinner until the
following year. In 1628 John Endicott arrived as the first Governor of the
Massachusetts Bay Colony. Thousands more English settlers went to the American
colonies during the reign of Charles l. In 1632, Maryland received its charter
by a grant from King Charles to Cecil Calvert. Four years later, Providence was
founded as a Rhode Island settlement by Roger Williams, and Harvard College came
into existence.
In 1639 the first Smithfield hams arrived in England from Virginia, now starting
to thrive, and the following year, Massachusetts Bay Colony began to export
codfish. In the West Indies, sugar cane was grown for profit, supplying Britain
with a substitute for honey, now rare after the dissolution of the monasteries,
which had produced most of British honey for centuries. The manufacture of Rum
from sugar cane was established in Barbados. Britain began to concentrate on the
West Indies and the Americas, leaving the East Indies to the Dutch, but
competing with France (and to some extent the Dutch) for North America.
In 1649, after the defeat of the armies of King Charles l, many Royalists
emigrated to Virginia. In 1655, Admiral Penn captured Jamaica from the Spanish.
In 1664, Nieuw Amsterdam was renamed New York after its capture from the Dutch.
A year later, the New Jersey Colony was founded by English colonists. The Treaty
of Westminster of 1674 returned New York and Delaware to England, freeing the
English to expand their trade and grow prosperous on it.
In 1681, Pennsylvania had its beginning in the land grant given to Admiral
Penn's son, the Quaker William, who wished to call it New Wales, but settled for
the Welsh word for head (Pen) and the Latin for woods (Sylvania). The Frame of
Government for the new colony contained an explicit clause that permitted
amendments, an innovation that made it a self-adjusting constitution, as the US
Constitution itself later came to be.
In a move that has been ignored by many historians, England readmitted Roman
Catholics to the army in 1686, thus allowing many thousands of Irish peasants
and Scots Highlanders to join the forces that would be needed to expand and
control England's ever-growing empire. In 1696, William Dampier published his
general survey of the Pacific, "Voyage Round the World." One year later,
Parliament opened the slave trade to British merchants who began their
triangular trade from taking rum from New England to Africa, slaves to the
Caribbean and sugar and molasses to New England. In 1698, Dampier sailed on his
Pacific expedition to explore the West Coast of Australia.
Further emigration from England to the American Colonies was encouraged during
Queen Anne's reign by the 1702 publication of Cotton Mather's "Magnalia Christi
Americana," a history of New England designed to show that God was at work in
the colonies. A French-Indian attack on Deerfield, Massachusetts, however, was a
precursor of the later war to come. Queen Anne, of a most "ordinary" character,
and the last monarch of the ill-fortuned House of Stuart, died in 1714. She was
succeeded by Hanover's Prince George Louis, a great-grandson of James I. During
her reign, developments had taken place in England that were to shortly make it
the world's leading industrial power. But first came political union with
Scotland.
The Act of Union with Scotland: May 1, 1707
James II's youngest daughter Anne, whose last surviving child, Princess Anne did
not survive; thus there was no direct successor to the throne. London was afraid
that unless a formal, political union with Scotland was firmly in place, as
distinct from the existing dynastic union (which had been established with the
accession of the Stuart James VI of Scotland as James I of England in 1603), the
country might choose James Edward Stuart, Anne's exiled Catholic half-brother.
The English Parliament passed the Act of Settlement in 1701 to ensure that
Anne's heir was to be the Electress Sophia of Hanover, granddaughter of James l.
Consequently, when William died in 1702, he was succeeded by Queen Anne, a true
daughter of the last legitimate monarch, James II. On William's deathbed he had
recommended union with Scotland. In 1703, the Scottish Parliament passed the Act
of Security that provided for a Protestant Stuart succession upon Anne's death,
unless the Scottish government was freed from "English or any foreign
influence."
The English Parliament responded with an Alien's Act that prohibited all
Scottish imports to England unless the Scots accepted the Hanoverian succession.
When union was strongly urged by Lord Godolphin, the Scots reluctantly
acquiesced in order to gain the advantage of free trade with the new British
common market; the Act of Union merely cemented what had been a growing
interdependence between the two countries. Union with Scotland became official
on May 1, 1707 by act of Parliament. There were advantages for both countries in
the Union, seen in retrospect as an act of policy, not of affection.
Sometimes overlooked while discussing the reasons for Scotland's agreeing to the
union is the terrible beating taken by that unfortunate nation in the Darien
affair. The Scottish Parliament's grandiose scheme to finance a rival to the
East India Company and its attempt to found a colony on the isthmus of Darien,
or Panama, met with hostility from the English Parliament. Disease and Spanish
interference brought a quick and sad end to the scheme, in which practically the
whole Scottish nation had shown interest. Much of the blame was cast upon "Dutch
William" and his English advisors, but Scottish mercantile interests were forced
by the experience to find a workable solution. Perhaps it would be better, they
reasoned, to give up a separate and divergent economic policy in favor of a
merger that would be of equal benefit to both Parliaments. Not all on either
side were happy with the Union that many historians see as a result of
"judicious bribery". The mercantile interests in Edinburgh did not represent the
whole nation. The people of the Highlands certainly were not consulted in the
matter. In particular, the nation had to balance the loss of its ancient
independence against the need to open itself up to a wider world and greater
opportunities than it could provide by itself. For its part, England gained a
much-needed security, for no longer could European powers use Scotland as a base
for an attack on its southern neighbor.
Scotland kept its legal system and the Presbyterian Kirk, but gave up its
Parliament in exchange for 45 seats in the House of Commons and 16 seats in the
House of Lords. The Act proclaimed that there would be "one United Kingdom by
the name of Great Britain" with one Protestant ruler, one legislature and one
system of free trade. The Act of Union settled the boundaries of a state known
as Great Britain whose people, despite their differences in traditions, cultures
and languages, were held together simply because they felt different from people
in other countries.
The people of Britain also felt superior; they were constantly being compared
with those of other countries in Europe as being better fed, better housed and
better governed. Part of the feeling of superiority came from the acquisition of
so much overseas territory; part came from government propaganda and the need to
suppress dissent, part came from technical advances that already heralded the
coming of both the agricultural and industrial revolutions.
Eighteenth Century England
The Electress of Hanover, Sophia, died the same year as Anne. When her son
George left Hanover to come to England, knowing but a few words of the English
language, there were many who wished a restoration of the Stuart monarchy. In
this period of rapid Anglicization of Scotland and the acceptance, through the
Union, of the political and economic situation that prevailed in Protestant
England, the Stuarts were not yet finished. In 1708, their hopes were raised
once again when an invasion of Scotland, launched from France managed to avoid
the British fleet. Unfortunately, and by now predictably, the opportunity was
lost; the troops landed too far north to be effective in taking Edinburgh. Then,
in 1715, James II's son, James Edward Stuart, who was James III to his
supporters was persuaded to undertake an invasion of England, "the fifteen."
It had been highly apparent that attempts at restoring the Stuarts would have
meant the replacement of a Protestant monarchy, however foreign and dull it
appeared, with a Roman Catholic dynasty, for one thing, and it was far too late
for that. For another, the restoration would have to be accomplished by a
foreign (and Catholic) army of occupation. The Stuarts were backed by France,
Britain's most obvious and strongest enemy, a Popish enemy at that. The British
press was full of the horrors of life in the Catholic states of Europe and the
blessings that the island nation enjoyed under its Protestant rulers. Despite
the nostalgia and the romanticism attached to the exiled Stuarts, and their wide
support in Scotland, it was unthinkable for most Britons to contemplate their
return. The majority of people in the nation were not in the mood for what
surely would be a bloody and prolonged civil war. They certainly did not welcome
the idea of a Jacobite army that would be mainly composed of French troops
marauding through their land. In addition, it seemed as if the struggle of Whig
against Tory that had brought the country to the verge of civil war had
exhausted everyone. The attempt of the Pretender to regain the throne for the
Stuarts in 1715 thus fizzled out like a damp squib.
George I (1714-1727)
The first great crisis of the reign of George I, that fool of a king (who was
ridiculed for his eccentric behavior and poor English), was the Jacobite
Rebellion. He was lucky that his nation was in no mood for another civil war.
James Stuart was sent back to France after failing to rally Scotland behind him.
It was left to the Young Pretender, Charles Edward to try again during the reign
of George II. The other crisis that affected the reign of the first Hanoverian
monarch of England was known as the South Sea Bubble.
Briefly, the South Sea Company, founded in 1711, had acquired a monopoly in the
lucrative Spanish slave trade and other trading ventures in South America.
Prices of its shares increased dramatically when the government announced that
the company, and not the Bank of England, should finance the National Debt.
Dozens of irrational schemes came into being as the result of the ridiculously
high prices of company shares. They all crashed in October of 1720 when shares
began to tumble; many investors were ruined.
The fiasco, involving many government ministers, needed someone to straighten
things out, and the right person appeared in Robert Walpole, who defended the
ministers and the Crown, being rewarded with the position of Chancellor of the
Exchequer and leading the House of Commons for 20 years. Walpole straightaway
reduced import and export duties to encourage trade and took care of the
financial crisis by amalgamating the South Sea Company stock with that of the
Bank of England and the East India Company. An astute business man, he kept
England at peace and he increased the powers and privileges of Parliament.
At the Act of Settlement of 1701, Parliament had insisted that there should be a
Privy Council of 80 members. King George reduced it to 30, and from these, a
smaller group formed the cabinet, and an even smaller group, the inner cabinet.
And it was here that the important decisions were made. As "German George" knew
little English, understood practically nothing of the English constitution and
stayed away from cabinet meetings, Walpole rose to a position of chief minister.
He continued his leading role after the death of George I in 1727. Walpole's
day-to-day supervision of the administration of the country, unhampered by royal
interference, gave him such influence that he is remembered as England's first
Prime Minister (The title originated as a term of abuse when his opponents
mockingly used it to describe his extraordinary power).
George II (1727-1760)
Among the many events that took place during the reign of George II, there were
two that were to have a profound influence, not only upon his kingdom of
Britain, but upon much of the world outside its borders. The first of these
events began in 1728 when Yorkshire carpenter John Harrison created a working
model of a practical, spring-driven timekeeper that would win the prize offered
by the London's Board of Longitude to solve a centuries-old puzzle; how to make
the accurate determining of longitude possible. (In 1676, the Greenwich
Observatory had been established to study the position of the moon among the
fixed stars and to set a standard time to help sailors fix their longitude). In
1730, John Hadley invented the reflecting quadrant that made it possible to
determine latitude at noon or by night. Extremely accurate, it was quickly
adopted by the admiralty.
In 1736, Harrison presented his ship's chronometer to London's Board of
Longitude; accurate to with one-tenth of a second per day. Made weatherproof and
placed aboard ships, along with the observations of astronomer Nevil Maskelyne,
published in 1763 that calculated longitude at sea from lunar distances, the
chronometer was to revolutionize the world's shipping. It was to prove of
particular importance to English navigators in their constant, unending search
for new markets for English products, new trading centers and eventually, new
lands to settle her surplus criminals and poor, unemployed citizens. (The
chronometer was proved to be a success aboard HMS Deptford in 1761).
The second major event began at Oxford University, also in 1728, when a group of
students began to call divinity student Charles Wesly a "Methodist," because of
his methodical study habits. Charles was to help found a holy club with his
brother John and others for strict observance of sacrament and the Sabbath,
along with reading the New Testament and undergoing fasting. Brother John was to
begin preaching Methodism at Bristol in 1739.
The first conference of Methodists was held in 1744. From then on, the movement,
aided by his indefatigable preaching and wide spread travels in the British
Isles, spread rapidly. The new religious ideas were to take root in North
America where ideas of political independence from Britain were to merge with
ideas of religious independence from the Church of England.
At home, as strong-willed as George II seemed to be, he could be controlled by
his wife, Caroline of Anspach, whose influence ensured that Walpole keep his
position as prime minister in the new regime. When Caroline died in 1737, it was
increasingly difficult for Walpole to keep England out of war with Spain,
brought about by the continual harassment of British trading ships by the
Spanish. When a certain Captain Jenkins presented the sight of his sun-dried (or
pickled) ear, supposedly cut off by the Spanish in 1731, Parliament was enraged
and demanded action. Walpole was unable to effect a compromise and England went
to war in 1739. At the same time, the War of the Austrian Succession had broken
out on the Continent.
Because George II feared a French invasion of his beloved Duchy of Hanover,
England was forced to involve itself in the war that primarily involved the
coalition of Central European powers, supported by France, to despoil Maria
Theresa, the new Arch Duchess of Austria, of her possessions. To the dismay of
the jingoistic Parliament, George signed a treaty with France to protect
Hanover, Walpole was held responsible and defeated in Parliament after losing
support of the Commons. Walpole had coined the term "balance of power" in a
speech in Parliament in June 1741; it gave expression to the principle that was
to guide British foreign policy for decades to come.
Despite King George's attempts to stay neutral in the European conflict, he had
to fight. At Dettingen, he personally led his forces, and won a great victory
over the French. When France declared war on England in 1744, believing that she
was the cause of most of her troubles, Parliament was forced on the defensive.
As so many times before in the island nation's history, however, the notorious
British weather helped destroy a French invasion fleet in 1744. It was now time
for the Jacobite Cause to resurrect itself.
The Last Gasp of the Jacobites
Incredibly enough, after the farce of the last attempt to regain the throne, the
Stuarts were to try again. Despite having endured so many years of ill-fortune,
the Jacobite cause was still powerful enough to be considered the greatest
threat to Britain in mid-century. In 1718, the Spanish government, in the
conflict with Britain for control of trade, had sponsored an abortive raid on
Scotland. Though the attempt ended in a defeat for the Highlanders at Glenshiel,
an English newspaper argued in 1723 that the people of the Scottish Highlands
"will never fail to join with foreign Popish powers..."
As if to fulfill this prophecy, 22 years later, Charles Edward seized his
opportunity. At a time when George II was away in his beloved Hanover and the
bulk of the British Army fighting in Flanders and Germany, the Stuart prince
landed in the Hebrides in July 1745. He was encouraged by promise of support
from France, and indeed some ships did reach Scotland with supplies and
artillery. By September, Charles had rallied thousands of Highlanders, was aided
by the Provost's who had secretly left a gate open and had taken the city of
Edinburgh (where he assured the Presbyterian clergy of religious toleration),
captured Carlisle, and defeated a small British force at Prestonpans where his
soldiers employed their broadswords in the famous Highland charge.
Flushed with victory over the obviously ill-trained and ill-prepared British
force of General Cope, the Scottish army marched south to England, hoping to
rally support all along the way. Yet, it soon became apparent that Charles
Edward was not going to be successful in raising the men and money necessary to
sustain the invasion. Even in the Scottish Lowlands, support had not been
forthcoming. Interests of commerce overrode those of patriotism. Despite Charles
Edward's bold plans to advance on London, Lord Murray argued for a return to
Scotland. The Prince reluctantly admitted the lack of support from English
Jacobites. In addition, misleading reports about the strength of the English
forces convinced the majority of the Council to return to Scotland.
An English force that caught up with the retreating Scottish army was soundly
defeated at Clifton, the last battle to be fought on English soil. Once again, a
concentrated Highland charge managed to dislodge British dragoons. Scottish
success, however, only strengthened the resolve of the pursuing troops under
Cumberland, who was determined to use his superior fire power and strength of
numbers to his advantage the next time. The battle also led to a feeling among
the Highlanders that they were invincible in a charge involving hand-to-hand
fighting. They were almost correct. On the bumpy, uneven pasture lands of
Culloden in April 1745 with a considerable distance to cover under fire before
they could reach the ranks of the English troops, the bravery of the charging
Highlanders would not be enough.
The enormous casualties suffered by the Highlanders in their futile charges
against the entrenched infantry, and the slaughter of their wounded was followed
by a brutal aftermath. "Bliadna Thearlaich," Charlie's Year to the
Gaelic-speaking Highlanders, was finished. The Jacobites were left without any
hope of reorganizing, though they still hoped for support from the Bourbons in
Spain and France. This was not forthcoming, for struggles in Europe were
shifting to those for control of North America.
After Culloden, Scotland was ready to play a major role in the expansion of the
British Empire. In particular, the fighting qualities and heroic traditions of
the Highlanders were put to good use in British armies sent to fight in Europe
and further afield. The Seven Years War (1756-63) that closely followed the
failure of the Jacobite Rebellion was the most dramatically successful war ever
fought by Britain. Success followed success (mostly at the expense of France) in
Canada, India, West Africa and the West Indies, and the tiny North Atlantic
island of Britain found itself at the head of a vast, world empire in which the
Scots played a leading part.
An New Role for the Island Kingdom
The War of the Austrian Succession was ended by the Treaty of Aix-la-Chapelle in
1748. But Britain was still anxious to fight for possession of new lands and
trade routes. After Walpole's resignation, the country was led by William Pitt
("the elder"), a man who believed that the strength of the nation's economy
depended upon overseas expansion as well as the defence of its trading outposts.
Thus Britain found itself at war with France again, only the theatres of war
were now primarily in North America and India. In the Seven Years War, England's
ally Prussia was relied upon to conduct operations against France and Austria in
Europe. In the sub-continent of India, Robert Clive won important victories to
establish British presence at the expense of the French.
In other areas, at first, the wars went badly. Admiral Byng was disgraced when
he lost Minorca to the French in 1757. In North America, the British colonists
suffered defeats at the hands of the French, who began Fort Duquesne; in Europe,
the French occupied Hanover. Then William Pitt took over, the person described
by Frederick the Great as having been "a man brought forth by England's labor,"
and under his direction of Parliament, his countries' armed forces began a
string of victories that made them seem invincible.
In 1747 James Lind had reported on the success of citrus juice in combating
scurvy, and ten years later The Royal Navy received the new sextant created by
John Campbell. (In 1775, upon his return from the Pacific, Captain James Cook
received a medal from the Royal Society for finally conquering scurvy; he had
brought 118 men "through all climates for three years and 18 days with the loss
of only one man.) He had succeeded with sauerkraut: the Royal Navy ordered all
its ships to give out lime juice as a daily ration in 1795.
In North America, British troops captured Fort Duquesne and renamed it Fort Pitt
(later Pittsburgh); other victories occurred at Senegal, the centre of the
French West African slave trade and at Guadeloupe in the West Indies. In Canada,
General Wolfe captured Louisburg and then Quebec, in 1759, a victory that was
followed up by General Amherst to complete the surrender of Canada to Britain.
At the time of King George II's death in 1760, England was growing rich from
profits made in sugar, tobacco, sea-island cotton and other products produced by
slave labor. A new leisured class was rapidly developing that would eventually
demand its say in government. Britain's prosperity had come about despite the
favoring of Hanover by King George; it reflected the growing influence of the
mercantile classes in Parliament. It also reflected the indomitable energy and
initiative of William Pitt.
Pitt gathered all power into his own hands; he controlled finance,
administration and the military. He understood fully the threat from France for
hegemony in North America, and he took the vital steps to counter it. His war
with France has been seen by many historians as the First World War; it
certainly involved more than a mere redistribution of strategic forts and a
re-shuffling of frontiers. It also took considerable toll on England's resources
and a general war-weariness gave fodder to those enemies of Pitt who worked for
his downfall.
George III (1760-1820)
The new king saw himself as a kind of savior; freeing the country from the
tyranny of a corrupt Parliament and restoring it into the hands of a virtuous,
honorable, "thoroughly English" monarch, one who was perfectly capable of
choosing his own ministers. Lord Bute was more to his liking than William Pitt.
When peace negotiations began with France, Pitt refused to desert Prussia.
France then turned to Spain for an alliance to help her regain her North
American possessions. Pitt's urging of war with Spain met with fierce resistance
in the Commons and he was forced to resign.
Seen by historian Carlyle, as "King of England for four years," William Pitt
undoubtedly was one of England's great leaders, a true statesman with a vision
expanding far beyond the political boundaries of England. His successor in
Parliament, Lord Bute, had nothing of Pitt's political acumen, wide-ranging
vision or experience. Only months after Pitt's resignation, England was forced
to declare war on Spain, but despite a series of overwhelming victories,
including those by Admiral Rodney in the Caribbean, that made her mistress of
the world and master of the seas, Bute did not wish to further antagonize a
severely weakened France and Spain. Besides, the king wished to end what he
called " a bloody and expensive war."
Britain gained handsomely at the Treaty of Paris of 1763, yet France and Spain
came off rather well. It took a considerable amount of political chicanery and
bribery to ensure the ratification of the treaty by Parliament, for it was
denounced by Pitt as giving too much away and for containing the seeds of future
war. Britain did gain Canada, Nova Scotia, Cape Breton; the right to navigate
the Mississippi; the West Indian Islands of Grenada, St. Vincent, Dominica and
Tobago in the West Indies; Florida (from Spain); Senegal in Africa; and the
preservation in India of the East India Company's monopoly; and in Europe,
Minorca.
To Pitt's dismay and fears for the future, France was appeased with the islands
of St. Pierre and Miquelon, islands in the Gulf of St. Lawrence, fishing rights
off Newfoundland (the nursery of the French navy, later to play such a decisive
role in the American War of Independence) and the rich sugar islands of
Guadeloupe and Martinique. Spain, in turn, received Havana, which controlled the
sea-going trade in the Caribbean and Manila, a center of the trade with China.
Thus France's naval power had been left untouched. Britain was later to pay
dearly in the loss of its American colonies.
As George insisted on picking his own ministers, he appointed four different men
to lead the country in the 1760's: the Earl of Bute, George Grenville, the
Marquee of Rockingham, and the Elder Pitt. His last choice, his personal
favorite, was Lord North. Between them, they lost America.
The American War of Independence
The final revolt of Britain's American colonies was a long time coming: it
certainly could have been foreseen and better prepared for by the intransigent
London government. The enormous expense of the Seven Years War, and the
protection of the Colonies from the designs of France, led Parliament to insist
that Americans should pay for their own defence. It therefore could justify the
infamous sugar tax of 1764 and the stamp duty one year later. But these taxes
were only the latest in a long history of repressive measures that were designed
solely to benefit England's mercantile, industrial and agricultural interests.
In 1651, the Navigation Act forbade importation of goods into England or her
colonies except by English vessels or by vessels of the countries producing the
goods. This was passed to help the nation's merchant navy in their struggle
against the Dutch. It was still too early to be a bone of contention with the
Colonies. In 1660, Charles I sought to strengthen the Navigation Acts in that
certain "enumerated articles" from the American colonies may be exported only to
the British Isles. These articles include tobacco, sugar, wool, molasses and
many other essential items of American livelihood; the result was widespread
economic distress and political unrest, especially in Virginia.
In 1663, a Second Navigation Act forbade English colonists to trade with other
European countries. In addition, European goods bound for America had to be
unloaded at English ports and reshipped. Export duties and profits to middlemen
then made prices of the goods prohibitive in the Colonies. In 1672, Parliament
imposed customs duties on goods carried from one American colony to another.
Even though not many colonists were engaged in the woolen industry, it was
mostly restricted to their individual homes, further resentment came with the
Woolens Act of 1699 that prevented any American colony from exporting wool, wool
yarn, or wool cloth to any place whatsoever."
Trading restrictions continued in 1733 when the Molasses Act taxed British
colonists on the molasses, rum and sugar imported from non-British West Indian
islands. The price of rum, a drink heavily favored because of its supposed
therapeutic properties increased dramatically in the Colonies. A hint of later
rebellion was provided in 1741 when Salem sea captain Richard Derby avoided the
British Navigation Acts by sailing his schooner Volante under Dutch colors. Six
years later, London marine insurance companies began to charge exorbitant rates
on ship and cargo from New England to Caribbean ports, but large profits were
made by American merchantmen carrying cod from the Newfoundland banks.
In 1750, the Cumberland Gap through the Appalachians was discovered by English
physician Thomas Walker. Colonists could now break out of their relatively
narrow coastal areas and move westward; ideas of breaking away from the Mother
Country were sure to follow the pioneers as they moved over the mountains in
search of new lands to settle, farther away from English interests. By 1763, the
Mississippi River was recognized as the boundary between the British colonies
and the Louisiana Territory. Meanwhile, the raising of the bounty on whales by
the English government in 1750 did much to encourage the New England fishing
industry, not to be overlooked in the growing aspirations for independence.
In the meantime, the population of the American Colonies was enjoying a rapid
population increase, due to the high birth rate and high rates of immigration,
especially from Germany, Ireland and other countries not disposed to favor
keeping ties with Britain. A rolling iron mill established in New Hampshire also
gave notice that the colonists could engage in an industry that had hitherto
been an English monopoly.
In 1757, after a visit to England, Benjamin Franklin was able to report to the
Colonies just how far American importers could safely go in flouting London's
mercantile acts. In 1763, there was an angry reaction to George III's decree
that Colonists must remain east of the sources of rivers that flow into the
Atlantic. The decree was honored only in the breach and further intensified the
Colonists' growing desires for independence from the dictates of London. The
king had not wished to antagonize Spain and France; the land-hungry Colonists
were indifferent.
In April 1763, Parliament passed the Sugar Act and sent customs officials to
order colonial governors to enforce it. In May, the Currency Act then forbade
the Colonies from printing paper money. Also in May, Boston lawyer James Otis
denounced "taxation without representation," and urged the colonies to unite to
oppose Britain's new tax laws. During the same month, Boston merchants organized
a boycott of British luxury goods and initiated a policy of non-importation. As
the colonists had contributed little tax support to England, the government
decided at this juncture to take a harder line American industry, in the
meanwhile, received a great boost by the invention of Pennsylvania mechanic
James Davenport that could spin and card wool.
Events started moving to a head in 1765. First, Parliament passed the Quartering
Act ordering colonists to provide barracks and supplies to British troops (quite
fair considering the expense of maintaining the defence of the Colonies). The
Stamp Act, passed in March, was particularly resisted: it was the first measure
to impose direct taxes in the Colonies. It required revenue stamps on all
newspapers, pamphlets, playing cards, dice, almanacs and legal documents. In
May, in the Virginia House of Burgesses, Patrick Henry stood up to denounce the
Act, despite cries of "Treason" from other delegates. The Act was also denounced
in Boston, where the Sons of Liberty formed clubs to show their resistance. In
October a Stamp Act Congress convened in New York to protest taxation without
representation and resolved to import no goods that required payment of duty.
Ironically, the greatest protest against the Act came, not in the Colonies, but
in England, where merchants complained that it was contrary to the true
commercial interests of the Empire.
Self-confident American colonials were beginning to flex their muscles. In
Philadelphia the opening of the first American medical school, later to become
the College of Physicians and Surgeons, showed only too well that the fledgling
nation could develop its own institutions. In commerce, shipping interests were
booming. Exports of tobacco, bread and flour, fish, rice, indigo and wheat were
streaming out of the ports of Boston, New York and Providence. Philadelphia,
with over 25,000 inhabitants, had become the second largest city in the British
Empire.
Early in 1766, it seemed that reconciliation was in the offing when Parliament,
partly in response to the persuasive powers of visiting Benjamin Franklin,
repealed the Stamp Act. However in March, the Declaratory Act rekindled the
flames of colonial resentment, for it declared that the King, by and with the
consent of Parliament, had the authority to make laws and to bind the British
colonies in all respects.
Though William Pitt had returned as Prime Minister, his powers were no longer as
effectual, and the arrogant Lord Townsend introduced the infamous Townsend Act,
a Bill that imposed duties on American imports of paper, glass, lead and tea.
Rebellion may not have been immediately on the minds of the Colonists and John
Dickinson's "Letters from a Farmer" advised caution and loyalty to King and
Empire, but the Townsend Act would be on the minds of the merchant classes. They
were now beginning to despair of bringing the British Government to reason
through limited resistance.
In 1767, Daniel Boone took his party through the Cumberland Gap into Kentucky,
thus defying the 1763 decree of King George, completely out of touch with the
aspirations of the American Colonists. Two years later he was emulated by a
party of Virginians moving into what later became Tennessee (10 years later,
Boone led a party to break the Wilderness Road to be used by more than 10,000
pioneers pouring into the new territories of Western Tennessee and Kentucky).
When delegates from 28 towns in Massachusetts met at Faneuil Hall, Boston in
September to draw up a statement of grievances, following anti-British riots,
infantry regiments were brought in from Canada. More riots broke out in Boston
the following June when Customs officials seized a sloop belonging to John
Hancock. In the meantime, Cherokee lands were ceded to the Crown in the Carolina
and Virginia Colonies, as were lands of the Iroquois between the Ohio and
Tennessee Rivers. Another pioneering journey was that of a fleet of American
whalers into the Antarctic Ocean to begin a new and most profitable industry.
In 1769, a huge step towards independence was taken by the Virginia House of
Burgesses that issued its resolutions rejecting Parliament's right to tax
British colonists. When the governor dissolved the assembly, its members met in
private and agreed not to import any duty-liable goods. In January, 1770, at the
Battle of Golden Hill, New York, the first blood was shed between British troops
and the colonists.
In March, the so-called "Boston Massacre" further inflamed passions, already
being incited to rebellion by radicals in many of the Colonial governments
(aided by such Whig newspapers as "The Massachusetts Spy"). The repeal of the
Townsend Acts by newly-appointed Prime Minister Lord North, came too late to
assuage those who had already made up their minds that the future of their
country was as an independent nation, completely freed from its political links
with Britain.
Events moved fitfully towards an inevitable conclusion. The so-called Boston
"Tea-Party" in December 1773 had protested British taxes on American imports and
in September 1774, the first Continental Congress of twelve colonies met in
Philadelphia. It is interesting to note that the protest was organized by Samuel
Adams, supported by John Hancock, whose smuggling of contraband tea had been
made unprofitable by the measures passed in Parliament. "Men of Sense and
property" such as George Washington, however, deplored the actions of those who
staged the "Boston Tea-Party" and it is safe to say, at this juncture, that the
majority of the colonists opposed independence, or at least, were not willing to
fight Britain to gain it.
The first Continental Congress quickly adopted a Declaration of Rights and
Grievances, but no less than George Washington himself wrote that "... no
thinking man in all of North America desires independence." Benjamin Franklin
also cautioned against a break with the mother country, for despite its
unkindness "of late," the link was worth preserving. The radicals were still few
in number and all measures taken by the Colonies were undertaken to pressure the
British Government to listen to their grievances, not to force its hand.
However, when news of the Bostonian's "tea-party" reached Parliament, outrage by
many of its members produced its coercive acts in a failed attempt to bring the
colonists to heel. Boston Harbor was closed until the East India Company was
reimbursed for its lost tea and until trade could be resumed and duties
collected. The acts were a fatal blunder by the Prime Minister, Lord North. As
nothing else, they united the colonies against the government.
Other "tea-parties" followed Boston's example, and many colonies sent supplies
to help the Bostonians survive the closing of its port. 1774 can be called
the year of the pamphlets, with huge amounts of tracts being written and
distributed throughout the American Colonies, arguing the pro's and con's of
independence. In March, 1775, Patrick Henry made his "Give me liberty or give me
death" speech, and the dye had been cast. The war began in April 1775 when a
force of redcoats, sent to seize war material stored at Concord, were met by a
force of patriots. The resulting skirmishes of Lexington and Concord meant that
there would be no turning back for either side.
The War of Independence can be summarized briefly. The strong determination of
the colonists to make themselves completely independent would surely have
succeeded in the long run, but they were aided enormously by incompetent English
generals. One George Washington in charge of English redcoats would have quickly
ended the rebellion. In addition, without the notoriously corrupt Earl of
Sandwich in charge at the Admiralty, the Royal Navy would have surely held the
seas against the French relief forces. Yet even with these crippling burdens,
the war started well for the government.
In June, the Second Continental Congress had followed after the urging of
Richard Henry Lee of Virginia to make foreign alliances and form a
confederation. The resolutions were adopted on July 2, 1776. Efforts to end the
war by negotiation broke off. At first, the colonists were no match for the
better trained, better armed and better disciplined regulars of the British
army, augmented by King George's Hessians, despite the incompetence of its
generals.
The publication of The Declaration of Independence by Thomas Jefferson which was
signed by 56 delegates was no doubt influenced by the publication of Thomas
Paine's Common Sense written in July 1776. It created a major shift in
political emphasis. One of its immediate effects was to create a will and
strength to see the thing through. Before the Declaration, the revolutionaries
had seen their cause as mainly fighting for their rights as British subjects
against a stubborn English Parliament; after the Declaration, they saw their
fight as necessary to protect their natural rights as free men against a
tyrannical and out-of-touch king. This indeed was a cause worth fighting for.
To aid in the fight, General Washington appointed Polish military expert
Kosciusco to help train the volunteers, "the citizen-soldiers" who made up the
bulk of the American armies. Following many early defeats, it was a surprising
victory over the Hessians at Trenton on Christmas Day, 1776 which provided a
stirring impetus to continue. In January, Washington followed up his victory at
Trenton by defeating Cornwallis at Princeton. Later in the year, however, when
he lost the Battle of Brandywine and retreated to Valley Forge, General Howe
failed to consolidate his victory, preferring to sit out the winter in
Philadelphia, and the American army was miraculously able to recover.
In Parliament, Lord North expressed his dismay at the poor leadership shown by
the British commanders in America. When the British forces, surrendered one of
its armies under Burgoyne at Saratoga, who returned to England, it was the
beginning of the end for the valiant redcoat armies. Poorly led, forced to march
and counter-march through untracked wildernesses, dispersed over hundreds of
miles of unknown territory and harassed every step of the way, they had been
betrayed by the incompetence of their officers as much as by the determination
of the Colonists under Washington's inspired leadership. The victory at Saratoga
galvanized into action the French government, who followed up its policy of
aiding the Colonists with money and supplies by recognizing American
independence and forming an alliance with the fledgling nation. The French fleet
was to prove decisive in the struggle and ultimate victory of the Americans. In
1779, Spain and Holland, for reasons of their own, also provided aid in the form
of money, supplies and military hardware. Not only that, but sympathetic (and
profit-hungry) British merchants, including Robert Walpole, were engaged in
smuggling arms and provisions to the Americans through the West Indies.
When Cornwallis surrendered his troops at Yorktown, after foolishly digging in
where he had no natural defences except the sea, which was blocked the French
fleet, no further military operations of any consequence took place. The British
armies in North America were exhausted. The War was over. Signed on September
3rd, 1783, the Treaty of Paris recognized the independence of the American
Colonies. Britain's great age of Empire, paradoxically was just about to begin.
The Growth of Empire
The long struggle between Britain and France for world supremacy continued to be
fought all over the globe. For 23 years, Britain was at war with the greatest
military power on earth, led by its great military genius Napoleon. Its results
were to destroy the ambitions of the French dictator, to impose a New Order on
the whole of Europe by force and to vindicate Britain's equally firm resolve to
not only resist, but to uphold the imposition of order only through
international law.
United in their Protestantism more than anything else, the Welsh and Scots and
English thought of themselves as British; it was their Protestantism (and
perhaps their representatives in Parliament) that held them together; they
thought of themselves as a united, religious and moral people. Thus it was only
right for them to go out as bringers of enlightenment, mainly through the
conflicting aims of trade and religious conversion (the latter always second to
the former) to the far corners of the earth. The anarchy and confusion that
prevailed in France during its Revolution were looked on with revulsion in
England, now having come to terms with the loss of its American colonies and
having become more of a united kingdom in the painful process.
On the Continent, the armies of France crushed those of Austria, repelled those
of Prussia and helped establish a French Republic. (The monarchy was abolished
by the National Convention in September, 1791: King Louis XVI was executed in
January, 1793.) When France invaded the Netherlands, England was asked to help
protect the navigation rights to the Dutch. The French Republic then declared
war on Britain, Holland and Spain who formed an alliance. Napoleon Bonaparte
occupied Rome in 1796, made the Pope a prisoner and the same year assembled an
army to invade England. He went to Egypt instead, where his forces captured
Alexandria and Cairo from the Mamelukes. Two years later, he defeated the Turks,
with their British allies at Abukir. He then left to take command of his armies
in Europe as first consul and dictator of France.
Napoleon continued his victories in Europe, defeating the Austrians at Marengo,
1800, but a temporary peace signed at Amiens in March, during the following year
gave Britain control of Trinidad and Ceylon in exchange for its other maritime
conquests. A renewal of hostilities and the need for France to find adequate
finances led to the doubling of the United States by its "Louisiana Purchase" in
1802.
Napoleon once more contemplated invading England by assembling a fleet at
Boulogne and negotiating with Robert Emmet to lead a rebellion in Ireland. In
India, another British victory was achieved by Arthur Wellesly over native
forces. In France, in May 1804, Napoleon was proclaimed Emperor. Spain then
declared war on Britain. Early in 1805, Viscount Nelson blockaded a French fleet
intent on invading England.
On October 21, 1805 one of the greatest sea victories in England's long history
took place at Trafalgar, when Admiral Nelson defeated a combined French and
Spanish fleet near Gibralter. All French pretensions as a great sea power were
effectively ended by this decisive battle during which Nelson was mortally
wounded. (It is to be noted that the British crews were now free of scurvy which
continued its deadly toll on enemy ships).
On land, however, the French armies continued their string of victories, with
Napoleon defeating the Austrians and Russians at the Battle of Austerlitz in
December. Early in 1806, the Holy Roman Empire came to an end after a thousand
years when the Confederation of the Rhine was set up under French control.
Prussia now joined the fight against Napoleon's grandiose ambitions. Napoleon's
Berlin Declaration inaugurated the Continental system designed to cut off food
and supplies reaching Britain from the Continent. When British ships bombarded
Copenhagen in September for joining the Continental system, Denmark allied with
France and Russia declared war on Britain.
French troops then marched into Spain to prevent occupation by Britain, who
invaded Portugal under Sir Arthur Wellesly, soon to succeed Sir John Moore as
British Commander. It was the beginning of the end for the armies of Napoleon
despite a costly victory over the Austrians at Wagram, leading to the Treaty of
Schonbrunn that ended hostilities between the two countries. In March 1810,
Napoleon married the Austrian Archduchess Maria Luisa. No-one in Paris
witnessing the construction of the Arc de Triomphe could have guessed the fate
soon to overtake their triumphant Emperor.
In 1812, Napoleon invaded Russia, the same year that Britain and the United
States began a 30 month war over issues that included the impressment of US
seamen. Wellesly continued his success in Spain against the French armies, and
when Napoleon reached Moscow, he found the Russian armies had prudently
withdrawn and the city almost empty. The European war then seesawed back and
forth; Austria renewed its enmity with France; Napoleon won at Dresden, was
utterly defeated at Leipzig, and Wellesly continued his successes in Spain to
cross the borders into France.
An alternating series of defeats and victories then followed for the French
armies, now opposed by the formidable Prussian leader Marshall von Blucher as
well as Wellesly, promoted to Duke of Wellington. Napoleon's abdication was
followed by his internment at Elba. His escape from Elba and consequent defeat
at Waterloo in June, 1815 at the hands of Blucher and Wellington finally ended
his European dreams. The war came to an end during the same year when the
Congress of Vienna rewrote the map of Europe. Similarly, the Treaty of Ghent
ended the ''War of 1812' between Britain and the United States. With her armies
victorious in Europe, England was now poised to assume the mantle of world
leadership in many areas.
Leadership implied responsibility and created a dilemma as to which side England
should support in the conflicts of Europe. Was France, the known, or Russia, the
unknown, the more dangerous rival? In 1854, however, common interests brought
Britain and France together in defense of the crumbling Empire of Turkey against
the ever-increasing aggressiveness of Russia. Britain, in particular, wanted to
keep Russia out of the Straits and away from the Mediterranean. The result was
the costly muddle known as the Crimean War that began in 1854 and that solved
nothing.
The horrors of the War have been well documented. The refusal of the Duke of
Wellington to initiate reforms in the army, the general incompetence of the
military leaders such as Lord Cardigan of the Light Brigade fame, the lack of an
efficient central authority to manage supplies, send reinforcements and ensure
adequate training created disaster after disaster in the field. The main enemy
proved to not be the incompetent Russian armies, but the numbing cold aided by
cholera, dysentery, typhus and scurvy as well as the lack of adequate food,
clothing and shelter. Florence Nightingale and her gallant nurses did their best
to remedy the appalling hospital conditions and the army's resentment at their
"interference." The war ended when the allies took Sebastopol after a costly
siege and Russia, to prevent Austria from joining the allies, agreed to the
peace terms.
Other areas in which English soldiers were involved included India, where they
had to deal with the great mutiny; but a war with China over British export of
opium from India in exchange for silks and tea. The Chinese forbade the opium
trade, rashly fired on a British warship and were bombarded by a Royal Navy
squadron. The Opium War ended with the Treaty of Nanking in 1842 that opened up
five "Treaty Ports" for trade and gave Hong Kong to Britain. The second war with
China came in 1857 out of an incident involving the Arrow, a Hong Kong
schooner sailing under a British flag. Palmerston won an election on the issue,
vowing to punish the insolent Chinese for arresting the ship on a piracy charge.
An Anglo-French force captured forts leading to Tientsin and Peking, won
concessions from the Chinese, including more "treaty ports," gained diplomatic
representation and the right for Christian missionaries to practice their trade
in China. Palmerston continued his "gun-boat" policy by later aiding Garibaldi's
invasion of Sicily and the Neapolitan mainland by sending warships. His
government also compensated the United States for the mischief caused by the
Confederate raider Alabama built on Merseyside.
The Agricultural Revolution
King George III had shown such a great interest in the agricultural improvements
taking place in England that he was known as "Farmer George." He had much to be
proud of; his countrymen were at the forefront of creating changes in the way
the land was farmed and livestock raised that would dramatically change the face
of agriculture, an undertaking that had for so long been traditionally
conservative and opposed to change.
In 1600 "Theatre d'agriculture des champs" had been published in France by
Huguento Ollver de Serres recommending revolutionary changes in crop growing
methods. It had been mainly ignored by all, but there were some in England who
took notice. There, land enclosures had been taking place steadily since the
dissolution of the monasteries under Henry VIII, with the great barons amassing
huge swathes of the best agricultural lands when the king sold them off. Massive
numbers of peasants and small landowners were displaced.
A riot against the enclosures in Elizabeth's reign was severely dealt with, and
the enclosures continued apace. Notorious winter weather continued to plague a
system that was reluctant to introduce major changes except to increase the
amount of land available for the raising of sheep and cattle. Potatoes had been
planted in the German states as early as 1621 though much of Europe remained in
fear of the tubers' spreading leprosy but their food value was too great to be
ignored.
By 1631, potato production in Europe was so great that a population explosion
ensued. In England, population growth had been more or less increasing at the
same slow rate for hundreds of years, but began a rapid rise in the 18th
century. It was simply a matter of the nation being better fed. Land enclosures
may have been protested vigorously by the peasantry, but they did result in
better management, allowed for selective breeding of stock and experiments with
fertilization and machinery that produced better crops.
In 1701 Jethro Tull's seed-planting drill had enormously increased crop
production and lessened waste. Tull had studied farming methods on the continent
and was not reluctant to introduce them into England. In 1733 he invented the
two-wheeled plough and the four-coulter plough, both of which, strenuously
resisted at first by his labourers, had a great impact on future methods of
cultivation.
Another great pioneer was "Turnip" Townsend, Secretary of State under George II
and Lord Lieutenant of Ireland. Townsend also studied foreign methods of land
use and introduced the practice of crop rotation into England, using turnips and
clover to revitalize land left fallow and to provide winter feed for livestock,
whose manure in turn fertilized his fields. Townsend was followed by Thomas Coke
who worked on the principle "No fodder, no beasts: no beasts, no manure; no
manure, no crops." At Holkham, Coke continually worked on ways to improve crop
yield, contributing greatly to better breeds of both cattle and sheep.
It is to Robert Bakewell, however, that most of England's outstanding success in
producing better breeds of sheep and cattle is to be attributed. Bakewell
pioneered methods of selection and the secret of breeding, including breeding
the new Leicester sheep. Farm animals became fatter, hardier and healthier.
Britain became a meat-eating nation, but it also enjoyed better and more
reliable supplies of bread and vegetables.
Even as early as 1707, England was enjoying the fruits of its explorations and
settlements in India. The opening of Fortnum and Mason's in London in that year
attests to the increased demand for foreign delicacies, English farmers having
produced sufficient basic necessities. In particular, farmers had realized that
beef and mutton would be more profitable than powers of draught and quantities
of wool. In the latter part of the century, Arthur Young's tenure as Secretary
of the Board of Agriculture ensured that the new farming methods were accepted
throughout the nation (though it took many years for English farmers to utilize
the iron plow, developed in 1784 by James Small).
In 1786, Scotsman Andrew Meilde developed the first successful threshing
machine. In addition, following the publication of Lady Montagu's "Inoculation
Against Smallpox" in 1718, and after the work of Edward Jenner in the 1790's,
the killing disease began to be eliminated in England. Hand in hand with the
vast improvements in agriculture and medicine, an industrial revolution was
taking place that would also change the world forever. Progress in agriculture
was to be dwarfed by what took place in industry.
The Industrial Revolution
The progress of the industrial revolution is a long catalog of mechanical
inventions by which the labor and skill of the human worker was replaced by
machines. It had its beginnings in the depletion of England's forests in
Elizabethan times to provide timber to build its great navies. Coal was a ready
substitute as fuel and it was abundant. The early part of the 17th century
brought a new emphasis on coal mining though effective methods of extracting it
had to wait until developments in the steam engine took place and mines could be
drained of their ever-present water. The enormous increase in the price of
firewood fueled a rush to find and extract more coal. By 1655, even under the
most primitive mining conditions, Newcastle was producing half a million tons a
year.
But coal was expensive and dangerous to mine. In 1627, Edward Somerset had
invented a crude steam engine. This was of little use, but in 1698, English
engineer Thomas Savery improved matters with his crude steam-powered "miner's
friend" to pump water out of coal mines. A further advance came in 1705, when
Cornish blacksmith Thomas Newcomen produced his steam engine to pump water out
of mines. In 1709 a major breakthrough occurred when Abraham Darby, who made
iron boilers for the Newcomen engine, discovered that coke, made from coal,
could substitute for wood in a smelting furnace to make pig and cast iron. The
industrial revolution was on its way, the whole process being geared to
producing for profit and ushering in a totally new economic system.
In 1739, Benjamin Huntsman rediscovered the ancient method of making crucible
steel at Sheffield, soon to become a major British steel producer. In 1754, the
first iron rolling mill was established in Hampshire, the same year that the
Society for the Encouragement of Arts and Manufacture was formed. In the 1760's
the Bridgewater Canal was opened to link Liverpool, England's major port (which
had profited enormously from the slave trade) with Leeds, a centre of
manufacturing. It heralded an era of rapid canal building, joining cities and
towns all over the nation and enabling manufactured goods and raw supplies to be
shipped anywhere they were needed.
In 1765, James Watt produced his steam engine, a far more efficient source of
power than that of Newcomen. During the same year, Brindley's Grand Truck Canal
began construction to link the western and eastern coastal ports of Britain. In
1769, Watt entered into partnership with Mathew Boulton to produce his steam
engines which would revolutionize industry and the world. In 1782, English
ironmaster Henry Cort perfected his process of puddling iron, completely
changing the way wrought iron is produced, totally freeing it from its
dependence upon charcoal for fuel, and giving further impetus to the search for
coal. The mining industry benefited greatly from Humphrey Davy's invention of a
safety lamp for miners in 1815.
At the same time that coal mining and iron manufacturing were making such rapid
progress, the textile industry was also changing English society. Labor costs
had been halved by the invention of Kay's flying shuttle in 1733, the first of
the inventions by which the textile industry was transformed. The same year saw
the invention of a spinning machine by Wyatte and Paul that redressed the gap
between spinning and weaving. In 1765, Hargreave's spinning jenny completed the
balance, for it allowed enough thread to be produced for the weavers. A single
worker could now operate a number of spindles to produce several threads at
once.
The move away from cottage industry to the factory system was further hastened
in 1769 with Arkwright's invention of a frame that could produce cotton thread
hard and firm enough to produce woven fabric. English cotton mills began to
proliferate in Lancashire and Yorkshire. Both English and US economies were to
benefit from Eli Whitney's cotton gin of 1792. In 1805, Scotsman Patrick Clark
developed a cotton thread that was to replace linen thread on Britain's looms.
The woolen industry was also to benefit enormously from the new machinery,
especially in Yorkshire. In 1779, Samuel Crompton devised his spinning mule, a
landmark in the industrial revolution.
With the steam engine replacing animal, wind, or water power, the Golden Age of
domestic industry was now over, and the lines of the factory system laid down.
Sporadic riots against the employment of the new machinery did nothing to halt
their proliferation and with the increase came a shift in the way industry was
financed. (The Luddites began their activities in earnest in 1811 to no avail;
quick execution of their leaders brought the movement to an end with only
sporadic outbreaks). The factory system was responsible for the development of
the joint capitalist enterprise that became such a powerful force in the
nation's economic affairs. The steam engine also affected and completely
transformed transportation and though the canals had their glorious years, they
were soon to be eclipsed by the railroad.
James Watt patented his double-acting rotary steam engine in 1782, a great
improvement on his earlier invention. It was used to drive machinery of all
kinds, beginning two years later at a textile factory in Nottinghamshire. Women
and children now left their homes and their spinning wheels and looms to work in
the mills, at first furnished by the rapidly flowing streams of the North, but
more and more powered by steam.
The 1780's saw the introduction of steam to power riverboats, in which the work
US inventors John Fitch, James Rumsey and Robert Fulton and the Scot William
Syminton led the way. The adaptation of Richard Trevithick's high pressure steam
engine to propel a road vehicle in 1800 is a major milestone in the development
of the railroad. In 1804, in a trial run, Trevithick carried 10 tons of iron and
70 men by steam engine run on rails at Merthyr Tydfil in Wales. The locomotive
had arrived on the world's scene.
Only three years later the first paying passengers were taken on the mineral
railroad world linking Mumbles with Swansea, South Wales, using horses for power
(It lasted until 1960 when its electric trams were discontinued). English
inventor George Stephenson ran his steam locomotive on the Killingworth colliery
railway in 1814, the first to go into regular service. In September 1825, the
world's first steam locomotive passenger service began as the Stockton and
Darlington Railway. (Ironically, this was the same year that the Erie Canal
opened in the US to link the Great Lakes with the Hudson and the Atlantic: only
two years later, the Baltimore and Ohio Railroad, using rolling stock and rails
imported mainly from Wales, began its challenge to the Erie Canal).
The S.S. Aaron Manby, the world's first iron steamship was launched in April,
1822 but it took many years for iron to displace wood in the world's navies.
During the same year, the first iron railroad bridge was completed by George
Stephenson for the pioneering Stockton-Darlington line.
The introduction of the hot blast by Scot James Neilson in 1828 made it possible
not only to use coal without having it coked first, but also to use anthracite
to smelt iron. Huge coal fields were thus made available in Scotland and Wales,
though the biggest gains came in Pennsylvania when Welsh iron master David
Thomas built his first furnace on the Lehigh in 1839. In 1830, the invention of
the flanged T-rail by Robert Stevens in New Jersey laid the foundations of all
future railroad track developments. In the meantime, road transportation began
to benefit enormously through the improvement of highways brought about by the
experiments of Scot MacAdam after 1815.
The snowball effect of all these inventions continued throughout the century. In
1856 Bessemer introduced his revolutionary steel-making process, and a new
industry was given to England and the world. In 1864, Siemens invented the
regenerative furnace, improving the strength and durability of steel, needed for
the vast networks of railroads sprouting up all over England. In 1879, an
important advance came when Gilchrist-Thomas was able to remove phosphorous from
the ores used in smelting (Germany and the US with great deposits of iron ore
were particularly grateful for this invention).
During Britain's rise to world supremacy in so many areas, it is sad to relate
that so many of its leading citizens made their fortunes from the slave trade.
The nefarious business played a crucial role in the development of Britain's
mercantile interests
England's Role in the Slave Trade
Only two years after Columbus discovered the New World, he brought back more
than 500 Caribbean's to Spain to be sold as slaves. In 1501, African slaves were
first introduced into Hispaniola by Spanish settlers; the natives had already
been severely decimated, resulting in a labor shortage in the plantations. In
1511, African slaves were taken to Cuba. The nasty business had begun in
earnest.
By 1518 huge numbers of African slaves were arriving at Santo Domingo to harvest
sugar cane. The 1545 discovery of the Potosi silver mines as well as epidemics
of typhus and smallpox hastened the decline of the natives, used as slave labor
and increased the importation of African slaves to replace them. In 1560,
Portugal also imported slaves into Brazil to replace native labor in the sugar
plantations.
English participation in the lucrative slave trade seems to have begun when John
Hawkins hijacked a Portuguese ship carrying Africans to Brazil in 1562. Hawkins
traded the slaves at Hispaniola for ginger, pearls and sugar, making a huge
profit which could not be ignored by his countrymen. One year later, Hawking
sold a cargo of Black slaves in Hispaniola and the floodgates were opened.
Though Queen Elizabeth spoke out against the dark business, she later took
shares in Hawkins'' ventures, even lending him one of her ships in the
enterprise that pitted her adventurous navigators against those of Spain,
Portugal, and the Netherlands (It was Hawkins who introduced tobacco into
England in 1565).
In 1570 large scale exports of slaves to the Americas began. Ironically it was
maize, introduced into Africa from Brazil that ensured a steady food crop that
fueled the population growth to furnish a steady supply of slaves. In Europe a
growing appetite for sugar as a sweetener for the newly introduced beverage, tea
(begun to be drunk in earnest in England in the mid-1600's), and as a
preservative for fruit, meant a great increase in sugar plantations in the
Caribbean and thus the need for more slaves. The Virginia colony received its
first Black slaves in 1619. From this time on they began to play a role in the
North American economy. In 1627 English settlers colonized Barbados and soon
began to transform into the largest sugar grower in the islands.
In 1672, English privateers in the slave trade gave way to the Royal company,
formed expressly to take slaves from Africa to the Americas. In the North
American Colonies, especially after "King Philip's War" of 1676, the
fast-swindling supply of native slaves was augmented by Africans who were bought
and sold at enormous profits. In 1698, Parliament opened the slave trade to
British merchants who began the triangular trade, taking rum from New England to
Africa, and from there, slaves to the Caribbean, from there West Indian sugar
and molasses was shipped to New England to produce more rum. By 1709, Britain
was taking as many as 20,000 Black slaves a year to the Caribbean. However, the
most active period in its participation in the trade began when the South Sea
Company received a grant to import 4,500 slaves a year into Spain's New World
colonies for the next thirty years.
As the industrial and agricultural revolutions in England began to show enormous
profits for many individuals, more and more investment took place in the slave
trade. A new triangular trade began, mainly centered in Liverpool, in which
cotton was sent to West Africa, where it was sold for slave. The slaves were
then taken to the American South, where they were sold for raw cotton which was
taken back to Liverpool to be processed in the mills of Lancashire. The business
of cotton helped create hundreds of banks in England, including the giants
Barclays and Lloyds, and, after 1773, a booming stock exchange appeared. British
slavers began taking Xhosa (Bantu) slaves to Virginia plantations in 1719. By
the 1750's, a whole new leisured class had been created in England from profits
gained mainly from island cotton, sugar and tobacco grown with slave labor. At
this time, English Quakers did not follow the practices of their Friends in the
American Colonies who excluded slave traders from their Society.
Perhaps the beginnings of public protest against the slave trade in England
began in 1763 when the badly beaten slave that Granville Sharp nursed back to
health was kidnapped and sold (three years later, none other than George
Washington exchanged an unruly slave for rum). A turning point in British
toleration of slavery occurred in 1772 when James Somerset escaped from his
master. Britain's Lord Chief Justice William Murray ruled that "as soon as any
slave sets foot in England he becomes free."
The first motion to outlaw slavery in Britain and her colonies was heard in the
Commons in 1776; it failed, perhaps due to pre-occupation of the House with the
American War of Independence. English Quakers were also very active in their
denunciation of the trade. A speech in the Commons by William Wilberforce in
1789 strongly condemned the practice of shipping Africans to the West Indies,
but insurrections in some of the islands prevented a motion from being passed in
1781 that forbade the practice.
British cotton manufactures were also profiting greatly from slave labor in the
American South that gained enormous benefits from the invention of the cotton
gin by Eli Whitney in 1792. Though the US and Britain had agreed to cooperate in
suppressing the slave trade in the Treaty of Ghent (that ended the War of 1812),
the new, speedy Baltimore clipper ships continued to deliver cargoes of slaves.
In 1823, all the elements of the anti-slavery movement in England coalesced when
William Wilbeforce and Thomas Buxton formed an antislavery society in London.
Prominent Welsh reformer and factory owner Robert Owen also publicly advocated
the abolition of slavery. In 1830, British authorities in the Bahamas declared
that slaves from the wrecked schooner Comet were free, despite American
protests.
Sharp's rebellion in Jamaica took place in 1831, but a drop in sugar prices had
made slavery unprofitable on the island and news of the savage reprisals shocked
British consciences. Parliament finally ordered the abolition of slavery in the
British colonies to take effect by August 1, 1834 (three days after the death of
Wilberforce). England and its empire was at last free from its terrible curse,
During the same year, the Factory Act forbade the employment of children under 9
and proscribed the number of hours children were to work in the textile mills.
Political Reform
Between the death of George III in 1820 and the accession of Victoria to the
throne in 1837, England was ruled first by the Prince Regent, during the dotage
George of then under his own rule as George IV ending in 1830 and by his Uncle,
William IV from 1830 to 1837. There is not much to say about George IV except
that he suffered from a disastrous marriage and that he exercised a fine
artistic taste. During his reign, Windsor Castle and Buckingham Palace were
renovated and extended and under the architect John Nash, St. James' Park and
Regent's Park laid out, and the extravagant Royal Pavilion built at Brighton.
When the Catholic Emancipation Bill became law, George threatened to abdicate,
only reluctantly agreeing to prevent civil war in Ireland. George had no male
children; his daughter had died in 1817, and his second brother was childless.
The throne thus went to his third brother, who became William IV who ruled from
1830-1837.
Progress in the Arts
The first half of the 18th century had given us the "Augustans," following the
ideals of classical Rome. Alexander Pope led the school that included Jonathan
Swift, John Gay, Daniel Defoe, Samuel Richardson, Henry Fielding, Laurence
Sterne and James Boswell; and the "common sense" philosophy of Dr. Samuel
Johnson. England produced the painters Gainsborough and Reynolds and crrated a
climate for musicians such as Handel to receive Royal patronage.
The transition was most apparent in the writings of philosopher David Hume
"Enquiry Concerning Human Understanding," 1748; the historian Edward Gibbon "The
Decline and Fall of the Roman Empire," 1776; and politician Edmund Burke
"Reflections on the Revolution in Francem" 1791. The new class of poets included
William Cowper and Robert Burns. English poets and painters, in their revolt
against "common sense," began to follow the brilliant explorations of poet and
artist William Blake (1757-1827).
The brilliant landscape artist John Constable died the same year that Victoria
became queen. J.M.W. Turner was still alive. As members of the so-called
Romantic Movement, they had been part of an astonishing artistic revolution that
accompanied the topsy-turvy develpments in politics and the gradual displacement
of the aristocracy by the middle class trading interests in the seat of power.
Wordsworth and Coleridge, Keats, Shelley and Byron all followed in rapid
succession bringing a new depth to English literature, changing it from one
concerned primarily with "reason" to one that we now call "romantic." Instinct
and emotion took the place of the old rationalism. The idealization of the
"noble savage," could only have come about however, when England's explorers and
missionaries journeyed to new, and hitherto unknown lands.
Expansion of Empire: Australia
One result of the separation of the American colonies was that the British legal
system lost one of the places to which convicts could be transported (Canada's
climate was too severe for plantations and thus slave or convict labor). After
considering the coasts of Africa, the British government decided that the lands
called Botany Bay would be suitable and in 1788, the first shipload of 750
convicts arrived in that most inhospitable area of Australia.
Dutch sailors had landed on the coast of Australia in 1606, but they were driven
off by natives. It wasn't until 1770 that Captain James Cook explored the
eastern coast of what was then called "New Holland." Cook took possession of the
island continent in the name of George III; he named his landfall Botany Bay on
account of the great variety of plants he found there. The whole of Australia
may have had no more than 250,000 natives at that time. There was lots of room
to accommodate British convicts, further shiploads of which caused the early
settlement to move to an area to be named Sydney, in the colony now named New
South Wales.
It wasn't just land to resettle criminals that Britain needed. Both the
agricultural and industrial revolutions had contributed to an enormous growth in
population. There just were not enough jobs to go around, and as one historian
has pointed out, in Ireland "there were neither enough tenements nor enough
potatoes." Following the peace of 1815 at the end of the Napoleonic Wars, there
was a great increase in the population of the British Isles, so much so that a
feeling of alarm spread through government ranks.
A growing population which had hitherto been regarded as one of the strengths of
the nation now found itself looked on as something of a curse. There simply were
too many people to feed (and control). Increasing pauperism and distress, along
with monstrously bad harvests, massive unemployment and public debt, severely
strained the limited resources available, and drastic remedies were sought by
the folks in Westminster.
Perhaps the easiest solution was emigration. In 1822, an article by James Mill
on "Colonization" in the "Encyclopedia Britannica" offered emigration as a
remedy for over-population. It was eagerly read and avidly discussed by M.P.'s
such as Robert Horton, who spent quite a few years of his time in the House of
Commons trying to convince his colleagues of the merits of his emigration
schemes. In the years 1823- 25, attempts were made to put his plans into
practice, especially because the Government wished to settle British people in
new lands that could be contested by other nationalities. Though most of the
emigrants chosen for government-assisted passages in these early years were
Irish (one way to get rid of those troublesome Catholics) many Scots were
attracted by the offers of free land overseas.
Despite its reputation as a penal colony, in the very early years of the 19th
century, the island continent of Australia had more and more begun to appear as
a practical proposition for settlement. Australia offered an alternative to the
vast wildernesses of loyalist Canada. Attitudes in Parliament began to shift
with the publication of Captain Alexander McConochie who recommended that
Britain look to the Pacific Ocean to expand its commerce. He particularly
advocated a settlement of New South Wales that would open up new markets as well
as absorb what he termed Scotland's "superabundant population." McConochie's "A
Summary View" of 1818 gave the people of power in Scotland, especially the
commercial interests, an awareness of the potential awaiting them in Australia.
By 1815, the Blue Mountains had been crossed and the vast interior revealed, an
interior suited to sheep farming. The introduction of the merino sheep was to
lay the foundation for the great Australian wool industry. The native Aborigines
were ignored, especially in Tasmania, where they were hunted down and killed off
for possession of their lands.
Thousands of convicts continued to arrive each year, and from 1820-60 new
colonies were established. These new colonies included : South Australia, Van
Diemen's Land (later named Tasmania); the Swan River Colony (later part of
Western Australia); Victoria, transformed by the discovery of gold at Ballarat
and Bendigo and Queensland, created in 1859 out of New South Wales. The rapid
increase in the number of free settlers led to demands for some kind of
self-government as had been granted to Canada. A Parliamentary Committee
condemned the convict system and gradually each Australian colony banned their
importation. In 1856 all four colonies were granted constitutions which gave
them responsible self-government; Queensland and Western Australia soon followed
suit.
New Zealand
In 1642 Dutch captain Abel Tasman discovered what he named Van Diemen's Land
after the governor general of the Dutch East Indies. Four months later, Tasman
discovered the islands of New Zealand. In 1769, Captain Cook arrived to charter
the coasts and to discover that the country consisted of two main islands. He
reported that they were fertile and well-suited for colonization. Gradual
penetration by settlers, whalers, convicts and missionaries followed, and in
1813 the islands were proclaimed as dependencies of New South Wales under
British protection. Mainly due to missionary activity anxious to protect the
native Maori population from exploitation, in 1840 Captain William Hobson was
sent out from London to negotiate with the Maori chiefs for the cessation of
sovereignty to the Crown.
There were many land disputes between the Maori and the white settlers, but
under the leadership of Sir George Grey, 1845-53, native lands and possessions
received some kind of protection. The Maori had banded together in the face of
increasing immigration from Britain and elsewhere, and for almost twelve years,
a military police action against them eventually led to their being granted full
citizenship rights, including fair prices for their land and equal treatment
under the law. The Treaty of Waitingo was signed by many Maori chiefs, and
though some resentments linger among the Maori people, who number about 12
percent of the country's population, it remains an important symbol for the
equal partnership between the races that is the foundation of New Zealand's
national identity.
New Zealand particularly owes a great debt to John Mackenzie, who had left
Ardross, Ross-shire in 1860 to become a farmer in his new country. In Scotland
he had developed a deep antagonism towards the power of the landlords to
dispossess small farmers, a phenomenon that was destroying much of the
traditional life of the Highlands. Witnessing the same kind of activity in New
Zealand, Mackenzie entered politics to prevent it from happening in his adopted
land. He was elected to Parliament in 1881 as a Liberal, becoming Minister of
Lands and Immigration in 1891 under Prime Minister John Ballance, equally
committed to protecting the small farmers against encroachment by the large
landowners.
In 1892, Mackenzie won passage of the Lands for Settlement Act, opening up Crown
land for leasing. An amendment in 1894 compelled the owners of large estates to
sell parts of their lands. The same year, the Advances to Settlers Act greatly
expanded the supply of credit available for small farmers. He also sponsored a
plan to use the unemployed to clear and then lease land holdings. In addition to
his sponsorship of legislation to aid the small farmers and break up the large
estates (something that had never been achieved in his native Scotland),
Mackenzie used his political clout to promote scientific methods of agriculture.
Also to his credit was the laying of the foundation of the New Zealand ministry
of agriculture. There were many more Scots of influence in the islands; they did
much to make the country prosperous, as well as keeping it closely tied with and
proud of its association with, Great Britain.
In l880, New Zealand began to export huge quantities of frozen mutton and lamb
to Britain. By l902, this process began to flood the English market. Alas, Scots
settlers stripped millions of acres of lush, sub-tropical forests to create
their sheep pastures, and the ruinous effects of the subsequent soil erosion are
still very much in evidence.
Canada
Captain James Cook had made three exploratory voyages to the West Coast of
Canada between 1768 and 178l. Because the Chinese were very interested receiving
fur in exchange for the tea, silks and porcelain in so much demand in Europe,
the lucrative fur trade beckoned further English interest. In 1788, a group of
English traders settled on Vancouver Island (discovered by Cook 10 years
before). Spain still claimed the whole West Coast of America up to the boundary
of what is now Alaska, but after a confrontation at Vancouver between the two
countries, England presented an ultimatum to the Spanish whose lack of allies,
and an effective navy, forced them to accept its terms. The Spanish recognition
of British trading and fishing rights in the area opened the way for the
establishment of British Columbia and the creation of a British North America
stretching from ocean to ocean. There still remained the thorny question of the
borders with the United States.
Many thousands of Empire loyalists left the United States after its independence
to settle in Canada, mainly in the eastern Maritime Provinces. Many of the
kilted soldiers who conquered Quebec for Britain had been Jacobites and
followers of Prince Charles Edward. It has been suggested that their victory at
Quebec was sweet revenge for France's general indifference to and failure to
help the Jacobite cause.
Perhaps the Canadian province most closely connected with Scotland is Nova
Scotia New Scotland. The land had been discovered by John Cabot in 1497
and claimed for Britain. The vast territory of Acadia was seized by Captain
Argall in the name of James VI of Scotland (James I of England), in 1613. Part
of this lovely land became the first permanent North American settlement north
of Florida when Scotsman Sir William Alexander, friend of the king, was granted
a charter in 1621. In his book describing the colony, Sir William deplored the
ancient proclivity of Scotsmen to expend their energies in foreign wars and
encouraged them instead, to send swarms of emigrants "like bees" to New
Scotland. Over 300 years later, seven eighths of its people acknowledge British
ancestry, mainly Scottish.
The West was still unknown territory. In 1809, Welsh-born fur trader David
Thompson surveyed and mapped more than 1 million square miles of territory
between Lake Superior and the Pacific. The War of 1812 seems to have begun over
the impressment of US seamen, but frontiersmen on both sides were intent on
territorial gains in many disputed areas.
The naval battles on Lake Erie showed only too well US interest north of the
established borders. The Rush-Bagot Treaty of 1817 limited US and British naval
forces on the Great Lakes. One year later, the US-Canadian border was
established by a convention, making the 49th parallel the boundary to the
Rockies while Thompson continued his survey. The two countries agreed to a joint
occupation of the Northwest Territories for a 10-year period. The treaty was
extended in 1828 for an indefinite period.
Back east however, a French Canadian rebellion against British rule, led by
Papineau and Mackenzie took place in 1837. It was crushed after some desultory
skirmishes. In 1839, in his Report on the Affairs of British North America,
the Earl of Durham proposed a union of Upper and Lower Canada and the granting
of self-government. Durham argued for putting the government of Canada into the
hands of the Canadians. The Union Act was passed in July, 1840. Two years later,
the Webster-Ashburton Treaty finalized the Maine-Canadian border.
Still in dispute was the boundary of the Oregon Territory, which received
thousands of American immigrants after John Fremont mapped the Oregon Trail
guided by Kit Carson. Other settlers from the US arrived in the Columbia River
Valley, claimed by Britain. In 1846, the Oregon Treaty granted land south of the
49th parallel to the US, thus extending the frontier to the Pacific and granting
British Columbia and Vancouver to Britain.
In 1847, Lord Elgin was made Governor of the newly united colony of Canada. By
the 1860's, the fear of economic and political subordination to the US
stimulated the movement to combine the eastern Maritime Provinces to the rest of
Canada. In 1867 the British North America Act united Ontario, Quebec, New
Brunswick and Nova Scotia in the Dominion of Canada with its capital at Ottawa,
first settled in 1827.
A Scots-Canadian, John Alexander Macdonald, who had led the federation movement
became the first premier. Within six years, the Dominion was joined by Manitoba,
British Columbia and Prince Edward Island (Newfoundland joined in 1949). The
Canadian Pacific Railway begun in 1880 then became a crucial link in the chain
of confederation, making it possible for the addition of the two prairie
provinces to join in 1905, Alberta and Saskatchewan. In June, 1880, the anthem
"Oh Canada" was sung for the first time in Quebec; it received official English
lyrics in 1908.
Other Maritime Provinces were also heavily influenced by Scottish settlers.
Prince Edward Island was captured from the French by Lord Rollo, a Scottish
Peer, in 1758 and parceled out among a number of landed proprietors, including
many Scots. One was John Macdonald of Glenaladale, who conceived the idea of
sending Highlanders out to Nova Scotia on a grand scale after Culloden.
New Brunswick also became the home for many Scots. In 1761, Fort Frederick was
garrisoned by a Highland regiment. The surrounding lands surveyed by Captain
Bruce in 1762 attracted many Scotch traders when William Davidson of Caithness
arrived to settle two years later. Their numbers were swelled by the arrival of
thousands of loyalists of Scottish origin, both during and after the American
Revolution. A continual influx of immigrants from Scotland and Ulster meant that
by 1843, there were over 30,000 Scots in New Brunswick.
A large group of Scots chiefly from Ross-shire arrived in 1802 on the Nephton to
settle in the Quebec province. Many of their descendents have become prominent
in the business, financial and religious activities of Montreal ever since. The
great centre of the Scottish Loyalists, however, was not in Quebec, but in Upper
Canada, the Glengarry Settlement in what is now Ontario. Here, in what was then
wilderness, many of the early settlers had come from Tryon County in New York
State. They were joined by many Highlanders during the Revolution, and after the
War had ended, by a whole regiment of the "King's Royals."
Unemployment and suffering that followed the end of the Napoleonic Wars caused
the British government to reverse its former policies and to actively encourage
emigration. In 1815, three loaded transports thus set sail from Greenock for
Upper Canada: the Atlas, the Baptiste Merchant and the Borothy. After the end of
the War of 1812, they were joined by many soldiers from the disbanded regiments.
In 1816, further arrivals from Ulster helped swell the Scottish element in what
was at first a military settlement. Many Perth families became prominent in both
state and national governments.
The list of Scots who influenced Canada's history is indeed a long one. We can
only mention a few more who contributed in so many different areas. Explorer
Alexander Mackenzie completed the first known transcontinental crossing of
America north of Mexico. John Sandfield Macdonald (1812-72) became Prime
Minister of the province of Canada in 1862 and the first Prime Minister of
Canada in 1867. Sir John Macdonald (1815-91), who emigrated in 1820, became the
first Prime Minister of the Dominion of Canada, leading the country through its
period of early growth. Under his leadership, the dominion expanded to include
Manitoba, British Columbia and Prince Edward Island. Sir Richard McBride
(1870-1917) was Premier of British Columbia from 1903 to 1915, where he
introduced the two-party system of government and worked tirelessly on behalf of
the extension of the railroad.
The list seems endless. Immigrant Alexander Mackenzie was the first Liberal
Prime Minister of Canada (1873-78). Another Scot, William Lyon Mackenzie, who
led the revolt in Upper Canada against the Canadian government in 1858, became a
symbol of Canadian radicalism. His rebellion dramatized the need for a reform of
the country's outmoded constitution and led to the 1841 Confederation of
Canadian provinces.
British India
In India, Robert Clive had defeated pro-French forces at Arcot in 1751 thus
helping his East India Company to monopolize appointments, finances, land and
power. The British victory led to the withdrawal of the French East India
Company. Then, six years later, faced with native opposition, opportunist Clive
defeated the local Nabob at Plassey to become virtual ruler of Bengal and opened
up much of the country to further exploitation and control by the East India
Company. When Clive was recalled to England, Warren Hastings took over to
strengthen British interests in India and to establish a basic pattern of
government that remained virtually unchanged for 100 years. Hastings was
impeached by Parliament for enriching himself unduly in India. His trial, in
which he refused to admit his mistakes, was closely studied in January 1999 by
members of the US Senate in their own impeachment proceedings against President
Clinton.
India was regarded as the "jewel in the crown" of the British Empire; over two
thirds of the vast sub-continent was ruled by the East India Company. Its
finances and its troops were used to protect British interests, even
overthrowing native Indian princes. Much of the country, however, was chafed
under English practices, there were simply too many differences in social and
religious customs between the two countries. In 1857, simmering discontent
flared into a great mutiny, when sections of the army of Bengal attacked British
settlers.
After atrocities on both sides, the revolt was finally crushed by November 1858,
the majority of Indians, having remained loyal. The British government then took
over the administration of India from the East India Company and the British
Governor General became the Viceroy of India to represent the Crown. A
proclamation from the Queen then ensured the Indian people that their religious
practices and customs would not be interfered with, that the titles of their
Indian princes would be recognized and that in the future they would be able to
participate in the government of their country.
At the same time, a network of roads, railroads and telegraphs (in addition to
the ubiquitous civil servant) helped unite the sprawling subcontinent, and an
educated, English speaking elite emerged to further westernize its peoples.
Queen Victoria was proclaimed Empress of India in 1877 by Prime Minister
Disraeli. India did not gain its independence until after the Second World War
when it fought alongside other countries of the British Empire.
South Africa
South Africa came to the attention of Europeans when a Dutch ship, Haarlem,
broke up at Table Bay in 1648 and the survivors, back in Holland, urged
authorities to establish a settlement for provisioning their East India fleets.
In 1652, a small group of Dutch settlers founded Cape Town. In 1815, Britain
gained its long-desired "half-way house" on the sea route to India when the
Dutch ceded the Cape of Good Hope. The British arrived in 1820 when the Albany
settlers founded Grahamstown in the eastern coastal region. By 1826, Britain's
Cape Colony had extended its borders to the Orange River. In 1834, Xhosa
tribesmen revolted against Dutch encroachments on their lands but were defeated.
The seeds of later conflict, however, involving British, Dutch and native
Africans were sown.
Soon after Britain abolished slavery in its Empire in 1834, Dutch cattlemen in
South Africa began their great Trek north and east of the Orange Rivers. In the
next two years, some 10,000 Boers (Dutch colonists) moved to new lands beyond
the Vaal River. They were to found Natal, Transvaal and the Orange Free State.
In 1838, they were forced to defeat the Zulu at the Battle of Blood River in
Natal. Britain then repulsed the Boers and made Natal a British colony in the
pretense of protecting the natives. In 1854, the British withdrew from lands
north of the Orange River and the Boers seized the Orange Free State. In 1856,
Britain made Natal a Crown colony; and the Boers established the South African
Republic (Transvaal) with Pretoria as its capital.
Events came to a head between Boers and Brits when diamonds were discovered in
the Orange Free State. The British disregarded Boer claims to the territory,
annexing the district to Cape Colony in 1871. Six years later, Britain annexed
the South African Republic in violation of the Sand River Convention of 1852
that recognized the independence of the Transvaal. The Boers demanded a
restoration of their independence and fully expected it from British Prime
Minister Gladstone, always concerned with doing what was right and moral. His
slowness, however, in getting a reluctant Parliament to act led to the Boers
taking up arms. In December 1880 a Boer Republic independent of Britain's Cape
Colony was proclaimed by Paul Kruger. After a British defeat at Majuba Hill a
year later, the Treaty of Pretoria gave independence to the Boer Republic but
under British suzerainty.
When gold was discovered in the Transvaal in 1886, the drive to annex the Boer
republics began in earnest. Cecil Rhodes (who had founded the De Beers Mining
Corporation in 1880) was determined that the riches being discovered in South
Africa were not going to the Boer farmers. Rhodes dreamed of extending British
rule in Africa, building a railroad from the Cape to Cairo but the Boers were in
the way, controlling the key areas of the Transvaal and the Orange Free State.
Using his great wealth, amassed in the diamond and gold fields, Rhodes with
other imperialists established British colonies to the north of the Boer
territories. Both Northern and Southern Rhodesia (settled by English workers for
Rhodes's British South Africa Company who founded Salisbury in 1890) were
granted charters by London.
The Outsiders (Uitlanders, who flocked to the gold fields soon began to
outnumber the Boers (sometimes called Afrikaners), who took retaliatory measures
which included excessive laws against the newcomers that led to Rhodes
intervening in the abortive "Jameson Raid," late in 1895. When Colonial
Secretary, Joseph Chamberlain tried to get Kruger to accept British supremacy,
the attempt ended in yet another humiliation for his government. War began in
1899 as a result of British diplomatic pressure and a military build up on the
borders of the Transvaal.
The highly mobile guerrilla units of the Boers were immediately successful in
defeating much larger units of the British Army. Their big error, and one that
may have cost them the war, was not to invade Natal, but to lay siege to a large
British force penned up in Ladysmith, an error they repeated in the sieges of
Kimberley and Mafeking (of Baden-Powell fame). Yet overwhelming Boer victories
occurred when British commander Redvers Buller split up his forces.
Victory for Britain only came when Buller's replacement, Lord Roberts took the
war into the enemy heartland, putting the Boers on the defensive. The capture of
Bloemfontein and Pretoria effectively ended the gallant efforts of the Transvaal
Field Army of the Boers, so successful in small engagements but heavily
outgunned an out numbered in larger battles. Kruger went into exile and the two
Boer republics were annexed to the British crown in 1900.
Yet the war dragged on. Under skilful leaders such as de Wet, Botha and Smuts,
the Boers utilized commandos to strike at British lines of communication in
determined efforts to fight to the last for their independence. The British
resorted to a scorched earth policy to deny the Afrikaners food and supplies,
burning their farms and crops and removing masses of farming families to
concentration camps. Losses to attrition and demands from Liberals in the
government at Westminster to stop the barbarism led to negotiations and the
Peace of Vereenigning in May 1902. The Boers accepted British sovereignty with a
promise of future self-government.
The war was costly for both sides, but especially the British. Deaths from
disease greatly outnumbered those from bullets, and a series of defeats showed
only too clearly the deficiencies in leadership, operational planning, training,
equipping and supplying of troops that had been so evident in the Crimean War.
The red jackets of English soldiers had made them easy targets for Boer marksmen
on the high Veldt, and their lack of knowledge of how to survive on the land was
to lead Baden-Powell to found the Boy Scout movement primarily as a form of
early outdoor military training for youths born and bred in the unhealthy cities
spawned by the industrial revolution.
Further Expansion of Empire
Britain's rise to a world power meant that she found interests everywhere. Not
only was she now head of the self-governing colonies, such as Australia, Canada,
New Zealand (mostly settled by British newcomers in addition to the relatively
tiny native populations); but also the vast Empire of India and a veritable host
of dependent territories all over the world's oceans. Most of these had been
acquired somehow to protect the merchants and traders of England, or areas in
which their missionaries and explorers (mostly Scots such as self-promoting
David Livingstone or English brave hearts such as Richard Burton and John Speke)
had established their outposts.
Benjamin Disraeli became Prime Minister in 1874 with the idea of expanding the
Empire and taking up the "White Man's Burden" (as Rudyard Kipling described it)
to not only create trade and bring profit, but also to spread British ideas of
democracy and law, as well as the Christian (and Protestant) religion. The Suez
Canal, opened in 1869, offered a 5,000 mile shortcut from Britain to India and
the east, to Australia and New Zealand and Disraeli persuaded his government to
buy the khedive of Egypt's majority shares with a loan from the Rothschild
banking house.
Because of Britain's control of Egypt it got involved in the war against the
Mahdi, preaching a holy war in the Sudan (a dependency of Egypt), and the defeat
of General Gordon at Khartoum. It was also Disraeli who backed British military
intervention in the Transvaal in 1877, in the Zulu War two years later and in
the ill-fated attempt to support the ruler of Afghanistan against Russia in
1878.
Britain had become involved in Afghanistan, that graveyard of so many foreign
troops, when the expansion of Russian power in the Near and Middle East in the
1820's and 30's alarmed the East India Company. An attempt by the British
government to control the mountainous land in 1839 by placing a pretender on the
Afghan throne proved a complete disaster. A whole British army was destroyed,
the puppet ruler assassinated and the British envoys murdered. Not much was
learned from the experience.
In a further attempt to control the northwest approaches to India, another
British invasion against the legitimate ruler (considered too friendly to
Russia) took place in 1880 under Gladstone's government. The murder of the
British Resident in Kabul brought another British force to remedy the situation
under General Roberts. It managed to extricate itself after dealing with rival
claimants to the throne. The Northwest frontier between the Punjab and
Afghanistan was finally drawn up in 1901 under the British viceroy in India,
Lord Curzon.
1901: The End of an Era
In 1897, Queen Victoria celebrated her diamond jubilee. She died in 1901.
Britain had undergone enormous changes in the 60 years of her reign. It had
become the workshop of the world, yet, to many of its inhabitants, the days of
prosperity and optimism were over, the future was uncertain. Commerce was
flourishing, industrial productivity was booming, exports were soaring, the
nation led the world in manufacturing, the Empire had expanded across the globe.
Yet there were many cracks in the wall and skeletons in the closet.
The great movement in population from the countryside to the towns and the urban
squalor and poverty it created has been well-documented by such writers as
Charles Dickens. Not even the Royal family could escape the dreaded cholera,
rampant in London due to its tainted water supplies. Victoria's uncle, William
IV's had two daughters die in infancy and disease was rampant in the squalid
slums of the rapidly growing cities and manufacturing towns.
The constant refusal of landlords to improve their properties, install proper
sanitary facilities and relieve the burden of high rents was matched by the
indifference of the factory and mine owners to the terrible working conditions
of those they employed. Those who did care about their workers, such as Robert
Owen, were few and far between. The government was forced to step in; only law
could change the intolerable conditions.
Reforms had tentatively begun under the Tory Party, which dominated in
Parliament from 1812 to 1827 and under the dynamic Robert Peel as Home Office
Minister. Peel reformed the criminal code, abolished the death penalty for over
100 offences, improved prison conditions and created the London Police force,
the so-called "Bobbies."
It was only a beginning. Reforms were greatly needed in every sector of British
society. Not everyone had benefited from the improvements in agriculture and
industry. Increasing enclosures of land had thrown hundreds of thousands of
small landowners onto the mercy of the Parish or drawn them into the
fast-growing cities to replenish the stock of poor and unemployed. Lord Byron, a
hereditary peer in the House of Lords was not the only one to speak out against
the evils of industrialization. The poor had no representation in Parliament,
for the system had long ago failed to represent anyone except a small privileged
class. It was time for major changes.
In 1832, the Duke also had to acquiesce in the passing of the great Reform Bill
of 1832 that, while doing nothing for the poorer classes, at long last
recognized the right of the new manufacturing magnates and the middle-classes to
govern England. It was a right long overdue, for the manufacturers and merchants
had long been the chief factors in the economic life (and success) of England.
Their agitation was their demand to be admitted into the elite of the ruling
set. As the first formal change in electoral law, however, since an Act of 1430,
it heralded further inevitable changes in the relationship between the old
aristocratic oligarchy and the new men from the boroughs and manufacturing
towns.
The British working classes were still without representation in Parliament:
they turned to Chartism to redress their grievances. Early attempts at forming
workers' unions had failed miserably, their leaders denounced as "gin-swilling
degenerates" and their members expelled from their work places. The workers then
turned to violence, forming groups such as the "Scotch Cattle" that destroyed
property and threatened workers. The great depression of 1829, with its massive
unemployment and wage cuts led to the great Merthyr Rising in South Wales, now
heavily industrialized and influenced by many of its Irish immigrants. Order was
brought into the area by the military and punishment was severe. Dic Penderyn
was hanged for wounding a soldier, becoming a martyr for the Welsh workers.
The Chartists now began to recruit in earnest. The movement was named after the
radical London reformer William Levett, who drafted a bill known as "The
People's Charter" in May 1838. The Chartists hoped to bring about a democratic
parliament and an enfranchised working class. They staged demonstrations in many
towns and when the government refused to consider the six points of the Charter
presented in June 1839 took to arms. The biggest demonstration took place in
South Wales, at Newport, where thousands of marchers, coming into the town in
columns from the coal-mining valleys, were shattered by well-directed volleys
from a body of troops (chiefly recruited in Ireland) stationed in the Westgate
Hotel.
The repeal of the infamous Corn Laws in 1846 and the consequent availability of
cheap bread meant that people were less inclined to revolution. The Chartist
Movement, faced with the might of the British military and a recalcitrant
government, was fading by the late 1850's. In 1857 an Act declared that property
qualifications were no longer necessary for a seat in Parliament, and the first
great democratizing point of the Charter had been conceded by the government.
Not to be overlooked, was the introduction of canned foods, created for the
Royal Navy, but sold commercially by the London firm of Donkin-Hall in 1814 that
eventually helped alleviate shortages caused by bad harvests (the industry took
advantage of the vacuum pan recently invented by Edward Howard). In 1867, the
Great Reform Bill finally ended the Chartist Movement, for in that year, nearly
one million voters were added to the register, nearly doubling the electorate.
Forty-five new seats were created, and the vote given to many working men as
well as tenants of small farms. From henceforth, governments had to heed the
voice of the middle and lower classes; its resources had to be used to benefit
all of society, not just the privileged few, and the State came to play a
leading part in the lives of Britain's citizens.
The Continuing Problem of Ireland
One of the major cracks in Britain's armor was Ireland, a country so near and
yet so far. A country that remained an enigma to most Britons, unable to
understand the depth of nationalist (and Catholic) feeling that kept their
neighboring island out of the mainstream of the Empire in so many ways. Even the
revolutionary effects of the coming of industry to Britain had little effect
upon Ireland, which remained rural and agricultural. Anglo-Irish relations had
been bitter ever since the ruthless policies of Cromwell. The Ulster Plantations
of James I, and the failure of the Jacobite rebellions had not helped matters.
In 1791 Wolfe Tone and others established The Society of United Irishmen to
follow the lead of the Americans to agitate for independence from Britain. A
French fleet set sail for Ireland in December, 1793 to aid the Irish rebels. A
mighty storm dispersed the ships and no invasion took place, but the French
tried again in 1795, after the Battle of Vinegar Hill had broken Irish
resistance to British rule. Once again, however, they were defeated; this time
by troops under Cornwallis.
On January 1, 1801, the Act of Union of 1801 created the United Kingdom of Great
Britain and Ireland, establishing one single Parliament. Primarily due to the
obstinacy of George III, who did not wish to give full emancipation to Irish
Catholics, the union had little chance of success. Catholics could vote in
elections, but only for Protestant candidates, no Catholic could be a Member of
Parliament, nor become a minister or servant of the Crown. The problem could not
be continually put on the back burner by the Parliament in London; the work of
Daniel O'Connell saw to that.
O'Connell gave voice to the political aspirations of the Irish people. In 1823,
he founded the Catholic Association, to provide the funds for a national
movement, and in 1823 a Catholic Relief Bill was passed by the Commons. Its
rejection by the Lords, however, meant further agitation by O'Connell who
returned unopposed from County Clare, and in 1829, the Catholic Emancipation
Bill was pushed through Parliament by the Duke of Wellington over strong Tory
opposition. The Bill opened up the right to sit in Parliament and to hold any
public office (with few exceptions) to Catholics.
The Act settled one grievance, but it did nothing to settle the major one: that
of the unpopular Union of 1801. O'Connell wanted nothing less than the
restoration of an Irish Parliament. Despite the Irishman's eloquent oratory and
strong support in Parliament, however, Robert Peel refused to budge on the
question, and in time-honored fashion, sent troops to Ireland to quell
disturbances. O'Connell's activities had him convicted for conspiracy, but the
verdict was reversed on appeal. His influence waning, he died in 1847.
Meanwhile, Peel's proposals to alleviate the problems in Ireland, were met with
hostility from both Protestants and Catholics alike. A Bill introduced in 1845
to give Irish tenants the right to compensation for improvements to their
holdings was opposed in Parliament. The Great Famine prevented its
implementation for over thirty years.
There had been many warnings of the problems that could result for the Irish
from their reliance on a single food crop. Potatoes had come to their country in
1586, planted on his estate near Cork by Sir Walter Raleigh. They seemed to be
an admirable food to supplant wheat, so dependent upon the weather. They were
easily grown, easily stored, easily cooked. In 1770, they were sold publicly in
London. In less than one hundred years, their value as a food source had helped
fuel a population increase in many parts of Europe but especially in Ireland, an
increase that was most dramatic after 1800. By 1841, there were almost eight and
a half million people in Ireland depending upon potatoes, but as early as 1830
William Cobbett had warned of over reliance on the crop.
In 1845, over one half the Irish potato crop, mostly grown on nearly 2 million
acres in spade-cultivated plots of less than one acre, was lost to a fungus. The
harvest failed, and the peasants saw their winter food supplies go to rot. A
greater tragedy came with the second failure a year later. The British
government did very little; it believed that economic forces must work
themselves out with as little interference as possible and threw the burden of
relief onto the local Irish Poor Law authorities. The repeal of the Corn Laws
(passed to aid the British farmer) in 1846 did practically nothing to solve the
problem.
For the majority of the Irish, the answer was starvation or emigration, and
between 1848 and 1851 over a million left for the United States, taking with
them their resentment of the British government and its feeble attempts to solve
the mass starvation in Ireland. Unlike the Scots, bereft of their lands in the
Great Clearances, they did not remain loyal to the Empire. Meanwhile, the
"Problem of Ireland" intensified for successive British governments during the
second half of the century.
In the 1860's a new force entered Irish politics, the Irish Revolutionary
Brotherhood, founded in the USA, that became known as the Fenians. Its aims went
a lot further than those of O'Connell, for it sought nothing less than complete
separation from Britain and the setting up of an independent republic. It also
promoted violence as a means to achieve its aims. In 1868, Gladstone promised to
"pacify Ireland," and began a program of moderate reforms including the
disestablishment of the Protestant Church of Ireland. In 1870, Gladstone enacted
a Land Act to prevent eviction of tenants (except for non-payment of rent), and
to give compensation for the improvements made to land or property. The only
problem was that landlords consequently raised their rents (and could thus have
an excuse for evictions). The Prime Minister responded to the resulting violence
by the Coercion Acts that further antagonized the poor Irish. Gladstone's desire
to give the Irish Catholics their own university was defeated by a narrow margin
in Parliament.
Disraeli was not married to a Welsh girl as was Gladstone; he had less sympathy
to the people of Ireland. During his 1874-80 ministry, the Irish Home Rule
League was founded, to demand repeal of the Union of 1801 and the restoration of
an Irish Parliament at Dublin. It was supported by 59 Home-Rulers elected to the
Commons in 1874. When Parnell took over the reigns, the League became a powerful
political force. In 1879, another movement began: the Irish National Land League
was founded by Michael Davin to boycott landlords and to work for ownership of
all Irish land by Irish peasant farmers. Like the Home Rule League, the INLL was
backed by huge sums of money raised in the US by Fenian societies.
Between 1880 and 1895, at the height of its imperial powers, Britain suffered
the humiliation of having four out of six governments being defeated as a direct
result of Irish affairs. Parnells' power block of 80 or so Irish M.P.'s was a
crucial factor. Determined to press for Home Rule for Ireland, their constant
side switching in an attempt gain their aims led to the Irish Home Rule Crisis
of 1886 which split the Liberal Party in two and kept the Conservatives in
power. Unfortunately, despite their passage of a Land Purchase Act in 1891, the
government implemented strict measures to try to improve law and order in
Ireland, all of which were vigorously opposed by Parnell. After Parnell's
disgrace in 1891 (over an affair with a divorcee), Gladstone continued to press
for a Home Rule Bill. His final attempt passed the Commons in 1893 but was
rejected by the stubborn, myopic House of Lords. Ireland's problems, and the
inability of the English government to deal with them continued well into the
next century, one in which the accomplishments of Britain began to be matched by
other countries, and one in which its mighty empire disintegrated.
Changes in Empire and at Home
The popular,aged Victoria was succeeded by Edward VII, who reigned for nine
years (1901-10). The jovial, popular, avuncular Prince of Wales had waited a
long time to accede to the throne. Known as Edward the Peacemaker for his
diplomacy in Europe, he used his knowledge of French, Spanish, Italian and
German to good advantage. Matters seemed fine in the island kingdom of Britain,
feeling secure as the head of the largest empire the world had ever known. Yet
the image of splendid and carefree easy living portrayed by the King was in
direct contrast to the growing forces of discontent and resentment felt by too
many members of British society.
England in the Edwardian Age existed in a twilight zone; the balance of power in
so many areas was shifting in a Europe in which the decisive factor was the rise
of a united Germany, and in a world in which the United States would soon
dominate. To prepare for the future, one politician, Arthur Balfour, Prime
Minister 1902-5, saw that Britain needed to advance its educational system and
to strengthen its defenses. His Education Bill of 1902 abolished the School
Boards and placed primary, technical and secondary education under the control
of local authorities. This helped to create an "education ladder" by which abler
children were able to win scholarships to enter the secondary grammar schools
(the mis-named Public Schools continued as private enclaves for the rich and
very rich). The Civil Service was thus able to find itself enriched by a steady
stream of educated, qualified young men (and later young women).
Balfour made effective the Committee of Imperial Defence to carry out the
reforms made necessary after the humiliations of the Boer War. The Committee
also improved Britain's naval defenses; and under John Fisher, the Admiralty
began building the Dreadnought a new type of heavily-armed warship. To further
meet the threat from the new German fleet, he also concentrated the Royal Navy
in home waters instead of having it dispersed all over the world. Balfour,
however, was completely unable to prevent the inevitable. Though many historians
see the death of King Edward as marking the dividing line between the security
and stability of the 19th century and the uncertainties of the twentieth, there
had been ominous warnings before 1910.
In Wales, conditions in the tin plate industry had been severely depressed by
the 1891 McKinley Tariff of the United States; the deplorable conditions endured
by coal miners led to the creation of a new force in British politics: the trade
union. There had been many earlier attempts to form unions, mostly unsuccessful
because of determined resistance from the mine and factory owners. Workers had
been fired for trying to form unions; their leaders were once denounced by the
leading Welsh newspaper as "gin-swilling degenerates." In 1834, when Robert Owen
had attempted to improve factory conditions and the lives of the workers through
his Grand National Consolidated Trade Union, six English farm laborers were
sentenced to deportation for secretly forming a branch of the GNCTU (they were
the famous Tolpuddle Martyrs).
In Lancashire, in 1869, the formation of the Amalgamated Association of Miners
led to fierce resistance from the coal owners and was forced to disband. A
united front against the unionists was then forged by the formation of the
Monmouthshire and South Wales Coal Owners Association in which 85 companies
owned over 200 mines. The workers persisted in their attempts to form unions,
however, and in 1877 the Cambrian Miners Association began in the Rhondda Valley
under the inspired leadership of William Abraham (Mabon). Abraham was elected
Lib-Lab M.P. for Rhondda in 1885 and kept the peace between owners and miners
for twenty years. (The Lib-Labs represented an informal agreement with local
Liberal organizations to run a number of trade union candidates, rather than a
party of organized labor.)
In 1888, a successful strike of girls in the sweated trade of match-box making
occurred. One year later the Gas Workers Union secured a reduction from twelve
to eight hours in their working day. A strike by London Dock workers the same
year was equally successful. Their disciplined behavior won them widespread
support When their demands were finally conceded, the Dockers Union gave
considerable stimulus to recruiting for other trade unions, who were quick to
see the strike as a means to solve their grievances.
The Fabian Movement began in 1884, its composition of middle-class intellectuals
(including dramatist and critic George Bernard Shaw) giving it considerable
weight as an instrument in bringing forth political and social reform. As a
response to poor working conditions, the Independent Labour Party was formed in
1893. Six years later the Miner's Federation of Great Britain began at Newport,
South Wales. The Federation argued for the creation of a Board of Arbitration to
replace the infamous sliding scale and the restriction of the work day to eight
hours (also that year the Women's Social and Political Union was formed by
Emmeline Pankhurst with the goal of achieving voting rights for women. In 1918,
women over thirty were granted the right to vote, following their efforts as
factory workers taking the places of men called up for the military).
When judgement was given in favor of the owners and against the striking workers
in the Taff Vale Railway Company dispute of 1900, the huge costs levied against
the union practically ensured the creation of a new party in British politics.
The unions saw clearly that they had to have legislation to guarantee their
rights, and thus they needed representation in Parliament. The Labour
Representative Committee answered their needs: in 1906, it became known as the
Labour Party, but it took many years before it could muster enough strength to
offer a worthy challenge to the Liberal and the Conservative Parties.
George V (1910-1936)
The new King, George was the second son of Edward VII and Queen Alexander,
Prince Albert Victor had died in 1892. It was George who changed his family name
from the German Saxe-Coburg-Gotha to that of the English Windsor. With his wife
Mary, he did much to continue the popularity of the monarchy. They were helped
enormously by the advent of the BBC in 1922 which probably did more to
perpetuate the national sense of common identity than any other factor save war.
In 1934, George began his broadcasts to Britain and the Empire. Radio,
newspapers (and later television) all added to the mystique and prestige of the
royal family when so much more was in a state of flux, and old traditions were
being challenged everywhere.
The pre-War years saw major changes in England's domestic policies. The question
of tariff reform divided the Conservatives. One group wished to use the tariff
to protect British industries and boost inter-imperial trade and co-operation;
the other, fearing the social and political consequences that higher food prices
would bring as a result of the tariff, was in favor of Free Trade. A crisis
occurred in 1906.
In that year, left-wing Liberal, Welshman David Lloyd George became Chancellor
of the Exchequer and pushed through Parliament his "People's Budget" that
proposed a tax on the rich to pay for reforms and the rebuilding of the Royal
Navy. The rapid rise of such men as Lloyd George from humble origins to high
positions in the government showed only too clearly the changing nature of
political life in the country, a change that the House of Lords was slow to
accept. The Upper House, packed with its hereditary peers, was particularly
upset by what it considered the socialistic and confiscatory nature of the
budget and rejected it.
Two general elections were held to resolve the deadlock. The Liberals were able
to win a landslide victory and remained in power until the wartime coalition
government was formed in 1915. In the interim, the Lords continued to reject the
Budget, which finally passed in 1911 when the Commons approved the Parliament
Bill to limit the delaying power of the House of Lords. From now on, the Lords
could no longer reject bills outright and there was to be a general election
every five years (instead of seven).
The year 1911 saw the greatest industrial unrest in Britain's history.
Nationwide strikes of dock workers, railway men and miners brought the country
to a standstill. The government was forced to respond. The National Insurance
Act was passed to ensure that the worker, the employer and the government all
contributed to a general fund to pay for free medical treatment, sick pay,
disability and maternity benefits. It also introduced a measure of unemployment
benefits, free meals for school children as well as periodic medical exams.
Through the efforts of Winston Churchill there had been the setting up of Labour
Exchanges where the unemployed worker could sign on for vacant jobs. Foundations
were being laid for a veritable sea of change in the way the state was to assume
responsibility for the welfare of its citizens.
Many reforms took place in a veritable flood of "socialist experiment." The
introduction of a salary for M.P.'s allowed the entry of working class members
to Parliament; the trade unions were freed from the liability for strike damage
and allowed to use their funds in politics. Hours and conditions of labor were
regulated, slum -clearances effected, eighty-three labor exchanges set up, and
old-age pensions inaugurated as the first installment of social security. All
this cost a great deal of money. it came from the pockets of the rich. They were
further incensed by the Home Rule Bill of 1912.
Irish M.P.'s had helped the Liberals gain power; they wanted their reward in
Home Rule. To the Conservatives, however, the idea of Britain splitting up (in
the face of increasing German hostility) seemed ludicrous, to be avoided at all
costs. They were aided by the Protestant forces of Ulster (most of Northern
Ireland), equally alarmed at the prospect of being ruled from Dublin. A major
civil war loomed in Ireland, and the British Army regulars made it clear in the
so-called "mutiny" at the Curragh, that they would not fight against their
brothers in Ulster. In 1914, the Home Rule Bill was finally pushed through, but
the outbreak of the Great War pushed everything else aside; it was said that
"the public had forgotten the Irish for the Belgians."
World War I (1914-1918)
By the turn of the century, it had become increasingly apparent to many, both in
and out of government, that the possession of an Empire would not be enough to
cure Britain's domestic problems. Gladstone, in particular, had the wisdom (and
the courage) to admit that though the Empire was a duty and responsibility that
could not be shrugged off, there could be little advantage, and possibly only
future problems, in expanding it. For him, in contrast to the imperialist
Disraeli, and later, the Colonial Secretary Joseph Chamberlain, Britain's
strength lay in its own people, in their own land. Foreign adventures could only
waste the nation's resources, sorely needed to aid its own people. He had been
proved right in the costly adventures in Afghanistan, the Sudan and South
Africa. (As a sideline, the poor physical condition of the British soldiers in
South Africa during the fight against the Boer farmers, led Baden-Powell, who
had successfully defended Mafeking, to found the Boy Scout Movement in 1908.)
In the heady day of Empire, William Ewart Gladstone had believed in peace with
justice. He respected the rights of small nations to seek their own forms of
government; hence his support of Home Rule for Ireland. He died in 1898, four
years after being defeated in Parliament. He had relentlessly condemned the
Conservative government's overseas policies. Sadly, though he recognised what
was going on in Ireland, he had failed to see that a genuine nationalist
movement had surfaced in Egypt, where Britain was forced to stay, once involved,
until the middle of the next century. He had noticed, however, that Germany's
support of the Boer farmers, in the way of arms and guns, boded ill for future
relations between the two countries. A new rivalry developed over their
respective navies. More than one historian has pointed out that the German navy
was floated on a tide of Anglophobia.
It was thus that Britain's foreign policy, during the first few years of the new
century, changed drastically. Instead of the old cordiality towards Germany and
fear of a combined France and Russia, she now became friendly towards France and
Russia and hostile to Germany. An Anglo-French agreement in 1904, mainly over
their respective interests in Egypt and Morocco, alarmed the Germans. The new
Liberal government's Foreign Secretary, Lord Grey, had no intention of
dissolving its association with France (and with Japan and Russia, who were at
war with one another in 1905).
The question now arose of what would be Britain's response should Germany attack
France over a dispute concerning Morocco. The answer can be found in the summer
maneuvers of the English army that assumed Germany, not France, would be the
enemy. Germany also felt humiliated by the Treaty of Algeciras that temporarily
settled the Morocco question, and felt surrounded by hostile powers, a feeling
that grew alarmingly after the 1906 Anglo-Russian Entente. Its reply was to
build up its navy, including the Dreadnought, a threat to England's long-held
supremacy at sea. World War I broke out in August 1914, when Germany declared
war on Russia. Trouble in the Balkans precipitated the outbreak of hostilities,
but they had been stewing for a long time.
Perhaps the War came about as the result of a breakdown in the European
diplomatic system -- the bad judgment of a number of individual politicians.
Perhaps it was inevitable -- the result of the profound economic changes that
had been at work that had caused a "structural failure" of European society. In
England, domestic problems, as much as the crisis in the Ottoman Empire, had
dictated foreign policy decisions. In any case, Britain was not willing to see
Germany defeat France again; nor did she want to lose her position as the
world's leading power. The troubles began in Bosnia.
Austria seized Bosnia in 1908; Italy then took Tripoli, Cyrenaicia and some
islands to show that Turkey could no longer defend what was left of her empire
in Europe. Russia, Austria-Hungary, and Germany were all hungry for spoils in
the area. When Greece allied with Serbia and Bulgaria (all satellites of
Russia), to defeat the Turks, Austria became alarmed; her own empire contained
many Slavic peoples. Germany, too, feared Russian expansion in the Balkans. A
conference in London in 1913 failed to pacify the region, in which the late
victorious Balkan states were now quarrelling among themselves. Serbia's
successes further alarmed empire of Austria-Hungary.
With the assassination of the Archduke Franz Ferdinand in June, 1914, all hell
broke loose. The military chiefs of many nations were all ready to go to war.
Historians have succinctly pointed out that an inexorable military machine
quickly overwhelmed the improvisations of diplomacy. With the Kaiser's support,
Austria declared war on Serbia. Germany declared war on Russia and on France,
creating a huge dilemma for Britain: should she give full military support to
France and her allies or to stay out of Europe altogether in a policy of
complete neutrality. The latter policy would have opened the door for Germany,
however, and when that country violated the neutrality of Belgium in August,
Britain went to war on the side of France. The decision to aid Belgium, one of
small-statured Lloyd George's "little 5-foot-5 nations," marked the beginning of
the end for his country's world dominance.
The length of the war, and its enormous toll on life and resources, was
completely unpredicted. A German plan for a rapid victory in the West was
thwarted by the combined French-British armies at the Marne. When the German
offensive began down the North Sea coast of Belgium, the battles at Ypres
managed to stem their advance, but at heavy cost. The years of trench warfare
then began in a costly war of attrition with neither side gaining any real
advantage.
At sea, the war produced one large-scale battle and a few smaller engagements.
The action at Jutland, despite British losses, resulted in the German fleet
heading for home, allowing the Royal Navy to continue to dominate the sea
routes, to supply new fronts in the Eastern Mediterranean (with limited
successes), and to impose an economic blockade upon Germany and her allies. In
reply, the consequent German submarine campaign showed only too well the
strengths of this new kind of weapon. The sinking of the Lusitania off Kinsale
Head, Ireland in May 1915, however, had enormous consequences for the later
stages of the war. In the meantime, in order to aid rapidly weakening Russia,
the allies decided to strike at Turkey and the rear of Austria-Hungary by way of
the Balkans.
Both Lloyd George and Winston Churchill argued for the Gallipoli campaign of
1915. The campaign was designed to attack weaker spots of the enemy's front by
combining military and naval forces; to force Turkey to abandon her support of
Germany, circumvent Bulgaria's entry into the war, and bring Greece into the
side of the allies. In the campaign, failure to co-ordinate their activities,
however, left great numbers of British, New Zealand and Australian troops
stranded on the Gallipoli Peninsular unable to break through the Turkish
defenses. All the objectives of the bold but totally mismanaged campaign were
lost (much hostility resulted in the attitude of Australia and New Zealand that
is still evident today in their progress towards republican status, despite
lingering affection for the mother country). On the Western front, allied losses
also caused great concern.
The German attack at Ypres, where gas was used for the first time, and the
failure of the British counter-offensive, brought a government crisis in
Britain. Lloyd George became minister of Munitions and Arthur Henderson,
Secretary of the Labour Party was admitted to the Cabinet, a decision that
clearly showed the growing importance of organized labour. A German offensive at
Verdun then blunted the allied plans for a simultaneous attack; and the Battle
of the Somme ended in disaster for the allies, who lost around 600,000 men in
futile attacks against a firmly entrenched enemy. At the same time, the Russian
state began to show signs of collapse.
In late December, 1916, Lloyd George took charge of a coalition ministry in
which he showed the energy and capacity for getting things done in a time of
great crisis. The conduct of the war, the losses incurred, and the difficulties
in Ireland (where the brutal suppression of the Easter Rising almost certainly
turned that nation against Britain when a more just solution may have kept the
nation loyal to the Crown), needed drastic measures. Military deadlock, the
successful U-boat offensive, as well as the onset of revolution in Russia,
provided a new test of character of the British people.
The introduction of an organized convoy system put a huge dent in the success
rate of the German submarines in sinking allied supply ships. British efforts
were rewarded by the entry of the United States into the War in April, 1917. The
great French offensive early 1917 failed hopelessly. It was followed by an equal
failure of Haig's offensive in Flanders and the misery of the mud at
Passchendaele Ridge. The Italians were then overwhelmed by the German-Austrian
army at Caporetto before stabilizing their line with help from British and
French troops. To make matter worse for the allies, the new Russian
revolutionary government made peace with Germany, freeing nearly fifty German
divisions for service on the Western front.
Things then began to change. German intrigue with Mexico (still simmering over
the loss of much of its territory to its powerful northern neighbor) along with
the unrestricted submarine warfare of 1917 brought the USA into the war.
President Wilson's "Fourteen Points," set forth in an address to Congress, had a
great impact on world opinion at the time when all belligerents except the US
were exhausted by the war effort. In the spring of 1918, the Germans planned
their great offensive to capture the Channel ports. In spite of early successes,
however, attrition had taken its heavy toll. Aided by their new weapon the tank,
British forces turned the tide at Amiens, a battle that German Commander
Ludendorf decided was critical.
Britain's seizure of Palestine from the Ottoman Turks (aided by the successes of
the famed Lawrence of Arabia), was followed by the Balfour Declaration of
November 11, 1917 that favored the establishment of a national home for the
Jewish people in Palestine. Further allied successes on the Eastern front, the
defeat of the Bulgarians, the capitulation of Turkey, a victory by the Italians
at Vitoria Veneto, a mutiny of the German fleet at Kieland a revolt by the
German people against their military leaders, all convinced the German high
command to enter into peace negotiations. The abdication of the Kaiser was
followed by the imposition of severe armistice terms by the allies at Compiegne.
They were accepted on November 11, 1918; what had been the costliest war in
human history was over.
The cost to Britain was the loss of an entire generation, one whose contribution
to national life was to be sadly missed during the political mismanagement of
the postwar years. The blood baths of the Somme and Passchendaele could never be
adequately described by the nation's poets and prose writers, most of whom had
been conscripted into the army when the regulars, as a fighting force, had
ceased to exist. So many of Britain's physical and intellectual best were killed
off in the endless fighting to gain a few yards of muddy ground.
During the War, there was also unrest at home, particularly in the industrial
belt of Scotland where Intense labor conflict gave the name "Red Clyde" to its
shipbuilding region. A series of episodes took place there that have since
assumed legendary proportions, almost on the scale of the Jacobite rebellion.
The conflicts, pitting management's use of semi- or unskilled labor against the
militant unions, produced such well-known activists as James Maxton, John
Wheatley, John Maclean and Emmanual Shinwell. The troubles culminated in the
George Square riot in Edinburgh of 1919 that practically ensured the Labour
Party's national victory in the General Election of 1922. They have been
regarded by many in the Labour Movement as forming part of the "glad, confident
morning" of Scottish socialism.
As noted earlier, however, it was the Liberal Party under Lloyd George that was
most effective in bringing needed changes to Britain. The introduction of
salaries for M.P.'s in 1911l meant that the Labour Party could now field many
candidates from the ranks of the trade unions. Scotsman Keir Hardie, the
socialist ex-miner, had been elected to Parliament by the Merthyr constituency
(South Wales) in 1891. In the hallowed halls of Westminster, he defiantly chose
to wear his cloth deer-stalker hat (transmogrified by legend into a working
man's cloth cap) in place of the usual top hat.
It wasn't only conditions in industry that were being transformed by the growth
of Labour. There were also many changes taking place in British agriculture
during the early years of the century. A rapid increase in population due to a
declining death rate meant that farmers were unable to meet the increasing
demand for butter, cheese, margarine and lard (used for cooking until the switch
to vegetable oil right up until the 1960's), and a reliance grew upon Denmark
for these products. English farmers turning to market gardening and fruit
growing. Fuel shortages in 1916 motivated Parliament to pass a "summer time"
act, advancing clocks one hour to make the most of available light. Farmers
protested in vain.
To meet domestic demand, imports of US pork, Argentine beef and New Zealand lamb
continued to rise, but a significant contribution to raising protein levels of
urban English diets came with the introduction of the fish and chip shop. It
utilized the product of fast, deep-sea trawlers that packed their catch in ice
and rapidly shipped it to British markets. A new addition to the British diet
was baked beans, first test marketed in Northern England by the American Heinz
Company in 1905, but which became a staple of British diets beginning in 1928
when the first canning factory began at Harlesden, near London.
Between the Two World Wars
Following the Armistice of 1918, the first order of the day for the victorious
allies (Britain, France, the USA, Italy, Japan and to a lesser extent Russia)
was to hammer out the peace terms to be presented to the defeated powers
(Germany, Austria, Bulgaria, Turkey and Hungary). At Versailles, Lloyd George
represented Britain; pressing for severe penalties against the Germans, he came
up against the idealism of US President Wilson, anxious to have his plans for a
League of Nations implemented; and Clemenceau of France, who wished for even
more severe recriminations against Germany.
The final treaty came in June, 1919. The reparations and "war-guilt" clauses
were later seen by English economist John Maynard Keynes as a future cause of
discontent; they later became an excuse for Herr Hitler to begin his efforts to
countermand them. The US did not ratify the treaty, and the disunity that
prevailed after its signing did not bode well for the future of Europe. In
addition, the United States and Russia did not join the League of Nations that
met for the first time in Geneva in November, 1920.
The matter of Ireland then became a serious source of hemorrhage to the
confidence of a seemingly-united Great Britain. The war had presented the
opportunity the Irish nationalists had been waiting for since the postponement
of the Home Rule Act of 1914. When they seized their opportunity to attack
British rule in Ireland, the execution of many of their leaders following the
Easter Monday Rising in Dublin, made reconciliation between the two countries
impossible.
The British government failed to separate its important Irish prisoners. An
internment camp at Frongoch, in North Wales, later known as "Sinn Fein "
University, brought together many who would later become key figures in the
fight for independence, including Michael Collins (later to become Director of
Intelligence as well as chief organizer) and Richard Mulcahy (later to become
Chief of Staff). Prisoners were inspired by hearing the Welsh language all
around the camp declare a republic in which Gaelic would be the national
language. In 1918, following the General Election, the successful Sinn Feiners
refused their seats at Westminster and formed the Dail Eireann that proclaimed
the Irish Republic on January 21, 1919.
The war against British rule then began, lasting until December 1920 when
atrocities and counter atrocities by both sides (not only those committed by the
infamous "Black and Tans.") finally led to the Government of Ireland Act. The
Act divided Ireland into Northern Ireland (containing the largest part of
Ulster) and Southern Ireland, giving both parts Home Rule, but reserving
taxation powers for the Westminster Parliament. It seemed that no one in Ireland
was satisfied and guerrilla warfare intensified. The coalition government in
London was finally convinced that a policy of reconciliation was needed and a
truce in July, 1921 was followed by the Anglo-Irish Treaty of December.
Mainly through a threat of an all-out war, Lloyd George somehow managed to
persuade the Irish delegation, led by Michael Collins, to accept the offer of
Dominion status within the Commonwealth rather than hold out for an independent
republic, and the Irish Free State came into being. A basic British condition
was that the six counties of Northern Ireland, mainly Protestant (who equated
Home Rule with Rome Rule) should not be coerced into a united Ireland, the other
32 counties, mainly Catholic.
Eamon De Valera (one of the participants in the Easter Rising, but who had
escaped from Lincoln Gaol) objected to the oath of allegiance to the Crown and
formed a new party, the Republican Party against the government of Arthur
Griffith and Michael Collins. It began a bitter civil war in which Collins,
leader of the Dail's military forces and a much revered Irish patriot lost his
life leading the Free-State forces against the Republicans. The bloody civil war
ended in April 1923 when De Valera, who had been elected President of the Irish
Free State in 1919, ordered a cease fire. Eire was finally declared a republic
in April 1948, with Northern Ireland remaining as part of the United Kingdom.
The Great Depression
In the meantime, there had been a major downturn in the British economy since
the end of the World War. Government promises of a better society in which there
would be a higher standard of living and security of employment had not been
fulfilled. The productivity rate was falling rapidly behind that of other
nations; there was simply too much reliance on the traditional industries of
cotton, coal mining and shipbuilding, all of which were finding it difficult to
compete in world markets and all of which were managed by those who could not
adapt to more modern methods. Many countries which had been dependent upon
British manufactured goods were now making their own. A great slump in which
millions were unemployed was left to work itself out when planned government
expenditure would have helped mobilize the unused resources of the economy.
The Liberal Party, which had done so much to alleviate conditions of poverty and
had made so many significant strides in improving social conditions in general,
began to lose its standing in the polls after 1922. The political program of the
Labour Party advocated increased social security measures, including a national
minimum wage, the nationalization of basic industries such as coal, railways and
electricity; and the imposition of higher taxation to pay for social welfare and
to reduce the burden of the National Debt. The "dole" (unemployment benefit)
allowed workers to survive while unemployed (it was probably the reason why
there was not greater social unrest or even revolution).
Labour had become the chief challenger to the Conservative Party, and formed its
first government in 1924 under James Ramsey MacDonald. In October of that year,
however, Britain once more turned to the Conservatives under Stanley Baldwin. As
had Labour, however, it proved ineffective to handle the nation's industrial
problems.
Further mass unemployment resulted when Chancellor of the Exchequer Winston
Churchill returned Britain to the gold standard in 1925. The return was made at
the old pre-war gold and dollar value of the pound. As a result, the pound was
devalued; British goods (coal, steel, machinery, textiles, ships, cargo rates
and other goods and services) became over-priced, and Britain's share of the
world export market declined rapidly. The resulting unemployment and wage cuts
caused serious repercussions in the industrial areas, where strikes became
common. Iron, steel, coal, cotton and ship building suffered the most, the very
industries that Britain's free trade economy relied upon to provide the bulk of
the consumer and capital goods exported to provide for the large imports of food
and raw materials. A general strike took place in 1926.
A huge drop in coal exports, the government's refusal to nationalize the coal
industry and the setting of wages by the pit-owners triggered the unrest. In
April of that year, the miners' leader, A.J. Cook coined the phrase "not a penny
off the pay, not a minute on the day." The mine owners refused to compromise. A
showdown came about when the government indicated that it would not continue
negotiations under the threat of a general strike. On May 4, 1926 the great
strike went into effect, but lack of support for the unions, the use of
volunteers to keep essential services going, the intransigence of the
government, and the gradual wearing away of the resistance of the miners by the
coal owners eventually ended the stoppage. But grievous harm had been done to
the miners, who came out of the business with longer hours and less pay.
Under the Conservative government of Stanley Baldwin, only a modest program of
social reform took place, mainly to appease working class opinion. The Widows,
Orphans and Old Age Health Contributory Pension schemes extended the Act of 1911
and insured over 20 million people. In 1928, the Equal Franchise Act gave the
parliamentary vote to all women over twenty one. Under Health Minister Neville
Chamberlain, the Local Government Act of 1929 reduced the number of local
government authorities and extended the services they provided. There was still
lacking a coherent policy to deal with the relief of unemployment. A Labour
government, elected in 1929, came to power at the beginning of a world-wide
depression triggered by the Wall Street Crash, but like the Conservative
government before it, could do little to remedy the situation at home.
In the 1930's things improved a little under a national government comprised of
members from all parties, led by Ramsey MacDonald. The abandonment of the gold
standard and the decision to let the pound find its own value against the US
dollar made British export prices more competitive in world markets. Agriculture
was aided by the adoption of a protective tariff and import quotas in 1931. A
building boom followed the increase in population that new health measures made
possible. Old industries were replaced by newer ones such as automobiles,
electrical manufactures, and chemicals. There were also changes made in the
relationship of Britain to her colonies.
Since the Durham Report of 1839, the white-settled colonies of Canada,
Australia, New Zealand and South Africa had been virtually independent of
Britain. The Statute of Westminster, passed in November, 1931, removed much
legal inferiority not addressed in 1839. The independence of the Dominions was
now established. The Crown remained as a symbol of the free association of the
members of the British Commonwealth. The Imperial Economic Conference met in
Ottawa, Canada in July 1932 to hash out the problems of Dominion economic
policies and to settle the matter of their exports to Britain.
At the conference, Britain agreed to abandon free trade, imposing a 10 percent
tariff on most imported goods, but exempting Commonwealth nations. In turn, they
were to provide markets for British exports, including textiles, steel, cars and
telecommunications equipment (thereby discouraging innovation in many
industries, which was to put Britain further behind other countries).
The colonies had come of age; the conference showed only too well that Britain
was no longer a magnet for Commonwealth goods. In 1932, however, King George
initiated the Christmas Day radio broadcasts that served to link the
Commonwealth countries in a common bond with England. Their loyalty was to be
proven in World War II during the reign of George VI. George had come to the
throne in 1936 after the abdication of his older brother Edward VIII (tradition
ensured that the Edward had to renounce the throne if he were to marry the
American divorcee Mrs. Simpson).
In the late 1930's Britain's foreign policy stagnated; there were too many
problems to worry about at home. While domestic policies still had to find a way
out of the unemployment mess, it was vainly hoped that the League of Nations
would keep the peace, and while the aggressive moves by Germany, Italy and Japan
may not have been totally ignored in Westminster, their implications were not
fully grasped. It seems incredible, in retrospect, how all the signs of a
forthcoming major war were conveniently ignored.
In Germany, Hitler had become Chancellor in July 30, 1934 on a rising tide of
nationalism and economic unrest. After he proclaimed the Third Reich in March,
his regime was given dictatorial powers. Also in March, the Nazis opened their
first concentration camp for Jews, gypsies and political prisoners. In August,
Hitler became President of the Reich at the death of Hindenburg. He announced
open conscription early in 1935, in defiance of the conditions laid down at
Versailles. Unencumbered by obsolete equipment and even more obsolete thinking
that hindered the British and the French, the German republic was able to
rebuild her army and airforce from scratch. They were soon to be used in a bid
to dominate Europe.
Italy had entered the scramble for Africa in 1881 by taking over Assab in
northern Ethiopia. It then expanded its holdings in the East African highlands.
In 1887 the Italian-Ethiopian War began. Three years later, Italy made Assab the
basis of an Eritrean colony. By 1896, however, a series of defeats led to the
Italians withdrawing from their protectorate. In 1906, a Tripartite Pact
declared the independence of Ethiopia but divided the country into British,
French, and Italian spheres of interest.
In Italy, in November 1922, general fears of communism led King Victor Emmanuel
to summon Benito Mussolini to form a ministry in which he would be given
dictatorial powers to restore order and bring about reforms. Earlier in the
year, Mussolini had led his black-shirts Fascists into Rome. He secured his
fascist Dictatorship the following year through political chicanery and began
protesting the terms of Versailles in 1930.
When Italian and Ethiopian troops clashed on the frontier between Italian
Somaliland and Ethiopia in 1934, Mussolini had an excuse to invade Ethiopia.
After his troops had occupied Addis Abbaba, he announced the annexation of
Ethiopia and joined Eritrea and Italian Somaliland to create Italian East
Africa. The League of Nations proved totally ineffective to prevent this seizure
of the last bastion of native rule in Africa.
Lack of British resolve against the ambitions of Mussolini may have spurred
Hitler to act. In March, 1936, at the height of the crisis in Ethiopia, he sent
his armies into the Rhineland. France was afraid to react without British
support. It proceeded to fortify its Maginot Line as Hitler began to fortify the
Rhineland. The dictators of Germany and Italy then signed the pact known as the
Rome-Berlin Axis. Both leaders then supported General Franco's fascists in the
Spanish Civil War (1936-39). Britain and France stood back for fear of
precipitating a general European war; in their efforts to appease, they
protested but did nothing except to embolden Hitler even further. His troops
marched into Austria in March, 1938.
Hitler's next move was first to surround B